EXCHANGE LISTED FDS TR (CEFS)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
88
Reporting holders
$157.2M
Reported value
0.1%
Held as options
+8
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Arete Wealth Advisors, LLC | $14.7M | 572,504 | 0.32% | 3q | +104.5%+$7.5M |
| LPL Financial LLC | $10.8M | 423,147 | 0.00% | 21q | +5.7%+$580.9K |
| New England Private Wealth Advisors LLC | $10.3M | 410,877 | 1.00% | 8q | +5.2%+$511.1K |
| RAYMOND JAMES FINANCIAL INC | $9.1M | 353,867 | 0.00% | 7q | +2.8%+$246.5K |
| ENVESTNET ASSET MANAGEMENT INC | $8.4M | 326,100 | 0.00% | 28q | +6.3%+$497.4K |
| AdvisorNet Financial, Inc | $8.3M | 323,208 | 0.38% | 6q | +14.8%+$1.1M |
| Cetera Investment Advisers | $7.3M | 285,866 | 0.01% | 23q | +6.3%+$436.2K |
| Columbus Macro, LLC | $7.0M | 273,615 | 0.68% | 7q | +6.0%+$399.1K |
| XML Financial, LLC | $6.9M | 270,311 | 0.50% | 12q | +16.6%+$987.9K |
| ROYAL BANK OF CANADA | $6.8M | 266,188 | 0.00% | 19q | -10.7%-$818.6K |
| Private Capital Management, LLC | $6.2M | 243,252 | 0.55% | 7q | +13.8%+$754.2K |
| Foundations Investment Advisors, LLC | $4.9M | 190,181 | 0.05% | 9q | -14.5%-$825.9K |
| Farther Finance Advisors, LLC | $3.7M | 144,815 | 0.03% | 8q | -20.3%-$948.1K |
| OSAIC HOLDINGS, INC. | $3.5M | 135,375 | 0.00% | 26q | +3.4%+$115.6K |
| Ares Financial Consulting, LLC | $2.7M | 105,934 | 1.95% | 3q | -4.1%-$117.1K |
| SCOTIA CAPITAL INC. | $2.7M | 105,734 | 0.01% | 31q | +1.9%+$50.3K |
| INDEPENDENT FINANCIAL GROUP, LLC | $2.6M | 100,949 | 0.05% | 6q | -10.4%-$301.2K |
| Quattro Advisors LLC | $2.6M | 100,670 | 1.72% | 3q | -1.0%-$26.8K |
| Visionary Wealth Advisors | $2.5M | 95,683 | 0.10% | 8q | +19.2%+$395.0K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.9M | 73,205 | 0.00% | 12q | -1.6%-$31.0K |
| Commerce Advisors, LLC | $1.6M | 63,473 | 0.88% | 2q | HELD |
| Thomas J. Herzfeld Advisors, Inc. | $1.6M | 62,053 | 0.49% | 17q | -4.0%-$65.6K |
| 3EDGE Asset Management, LP | $1.6M | 61,164 | 0.07% | 22q | +2.2%+$34.1K |
| Proficio Capital Partners LLC | $1.5M | 59,455 | 0.05% | 13q | HELD |
| Tactive Advisors, LLC | $1.4M | 54,387 | 0.34% | 5q | +4.6%+$61.7K |
| Lido Advisors, LLC | $1.4M | 52,765 | 0.00% | 11q | HELD |
| Ausdal Financial Partners, Inc. | $1.3M | 51,633 | 0.05% | 3q | -0.6%-$7.7K |
| Avior Wealth Management, LLC | $1.2M | 47,809 | 0.03% | 16q | -0.8%-$10.3K |
| NFSG Corp | $1.2M | 47,681 | 0.15% | 5q | +11.6%+$126.7K |
| IHT Wealth Management, LLC | $1.2M | 47,468 | 0.03% | 17q | HELD |
| Triumph Capital Management | $1.2M | 46,694 | 0.22% | 8q | +3.1%+$36.2K |
| SHEETS SMITH WEALTH MANAGEMENT | $1.2M | 45,688 | 0.12% | 5q | -0.8%-$8.9K |
| Chicago Partners Investment Group LLC | $1.1M | 44,771 | 0.02% | 14q | -0.8%-$9.5K |
| PRINCIPAL SECURITIES, INC. | $1.0M | 40,315 | 0.01% | 11q | +10.6%+$98.8K |
| Amplius Wealth Advisors, LLC | $740.0K | 28,861 | 0.05% | 13q | +1.7%+$12.3K |
| J.W. COLE ADVISORS, INC. | $732.2K | 28,559 | 0.01% | 5q | HELD |
| Adalta Capital Management LLC | $670.1K | 26,135 | 0.29% | 29q | HELD |
| MATHER GROUP, LLC. | $644.4K | 25,132 | 0.01% | 2q | -8.4%-$59.3K |
| CSS LLC/IL | $632.6K | 24,674 | 0.02% | 29q | HELD |
| CARY STREET PARTNERS FINANCIAL LLC | $597.5K | 23,302 | 0.01% | 7q | -9.1%-$60.0K |
| NewEdge Advisors, LLC | $593.1K | 23,131 | 0.00% | 19q | -46.4%-$513.3K |
| Bison Wealth, LLC | $574.8K | 22,541 | 0.05% | 4q | +8.3%+$44.2K |
| Unified Investment Management | $540.7K | 21,090 | 0.50% | 7q | HELD |
| RITHOLTZ WEALTH MANAGEMENT | $535.8K | 20,898 | 0.00% | new | NEW |
| Private Advisor Group, LLC | $478.4K | 18,658 | 0.00% | 5q | +13.4%+$56.5K |
| STIFEL FINANCIAL CORP | $456.8K | 17,815 | 0.00% | 8q | +1.4%+$6.1K |
| QUANTIFY CHAOS ADVISORS, LLC | $415.2K | 16,193 | 1.17% | 3q | HELD |
| Fort Point Capital Partners LLC | $411.9K | 16,063 | 0.03% | new | NEW |
| AQR CAPITAL MANAGEMENT LLC | $400.9K | 15,636 | 0.00% | 2q | +1.4%+$5.6K |
| Advisor OS, LLC | $395.4K | 15,420 | 0.03% | 5q | HELD |
| CERTIOR FINANCIAL GROUP, LLC | $393.4K | 15,342 | 0.22% | 4q | -12.0%-$53.8K |
| Richard Young Associates, Ltd. | $378.9K | 14,776 | 0.25% | new | NEW |
| OPPENHEIMER & CO INC | $367.0K | 14,312 | 0.00% | 17q | -75.0%-$1.1M |
| Gladstone Institutional Advisory LLC | $360.0K | 14,039 | 0.01% | 20q | -2.4%-$8.7K |
| Towerpoint Wealth, LLC | $351.0K | 13,690 | 0.12% | 9q | HELD |
| Closed-End Fund Advisors, Inc. | $329.5K | 12,851 | 0.32% | 3q | +1.6%+$5.1K |
| NOVEM GROUP | $322.8K | 12,590 | 0.03% | 4q | HELD |
| Perigon Wealth Management, LLC | $304.7K | 11,884 | 0.00% | new | NEW |
| Oregon Pacific Wealth Management, LLC | $304.5K | 11,875 | 0.29% | 7q | -9.8%-$33.2K |
| Braeburn Wealth Management LLC | $299.3K | 11,675 | 0.13% | 3q | HELD |
| Encompass More Asset Management | $285.1K | 11,121 | 0.04% | 3q | +15.8%+$38.9K |
| Hilltop Holdings Inc. | $283.9K | 11,074 | 0.02% | 8q | HELD |
| ZEGA Investments, LLC | $283.1K | 11,043 | 0.03% | 2q | -1.6%-$4.5K |
| First Heartland Consultants, Inc. | $267.1K | 10,416 | 0.02% | 2q | +10.5%+$25.3K |
| CITADEL ADVISORS LLC | $254.2K | 9,914 | 0.00% | new | NEW |
| Brookstone Capital Management | $238.1K | 9,288 | 0.00% | new | NEW |
| SIMPLEX TRADING, LLC | $234.9K | options only | 0.00% | 3q | OPTIONS |
| Integrated Wealth Concepts LLC | $221.3K | 8,629 | 0.00% | new | NEW |
| Sanctuary Advisors, LLC | $218.8K | 8,535 | 0.00% | new | NEW |
| Atria Investments, Inc | $215.1K | 8,390 | 0.00% | new | NEW |
| LANARK FINANCIAL, INC. | $184.0K | 7,176 | 0.01% | 11q | +0.5% |
| Wealth Enhancement Trust Services, Inc. | $166.8K | 6,852 | 0.01% | 3q | +100.0%+$83.4K |
| MORGAN STANLEY | $118.9K | 4,637 | 0.00% | 14q | -1.8%-$2.2K |
| Allworth Financial LP | $82.0K | 3,200 | 0.00% | 5q | HELD |
| Boreal Capital Management LLC | $78.8K | 3,075 | 0.06% | 5q | HELD |
| CALDWELL SUTTER CAPITAL, INC. | $75.8K | 2,955 | 0.03% | 2q | +228.3%+$52.7K |
| Rockefeller Capital Management L.P. | $61.2K | 2,387 | 0.00% | 4q | +1.7%+$1.0K |
| Steward Partners Investment Advisory, LLC | $60.7K | 2,367 | 0.00% | 23q | +23.2%+$11.4K |
| SHP Wealth Management | $47.8K | 1,864 | 0.00% | 3q | HELD |
| AE Wealth Management LLC | $29.8K | 1,162 | 0.00% | 6q | +405.2%+$23.9K |
| Bangor Savings Bank | $19.8K | 772 | 0.00% | 4q | HELD |
| ASSETMARK, INC | $18.0K | 703 | 0.00% | 7q | HELD |
| SALEM INVESTMENT COUNSELORS INC | $16.0K | 625 | 0.00% | 2q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $12.6K | 490 | 0.00% | new | NEW |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | $11.8K | 460 | 0.00% | 9q | HELD |
| Cambridge Investment Research Advisors, Inc. | $2.7K | 105,418 | 0.00% | 24q | +142.9%+$1.6K |
| WINMILL & CO. INC | $2.6K | 100 | 0.00% | 9q | HELD |
| THOMPSON SIEGEL & WALMSLEY LLC | $256 | 10,000 | 0.00% | 13q | HELD |
| WEDBUSH SECURITIES INC | $239 | 9,335 | 0.01% | new | NEW |
| Janney Montgomery Scott LLC | $204 | 7,939 | 0.00% | new | NEW |
| UBS Group AG | $103 | 4 | 0.00% | 14q | HELD |
| WELLS FARGO & COMPANY/MN | $37 | 1 | 0.00% | 15q | -50.0% |
| HAZLETT, BURT & WATSON, INC. | $17 | 679 | 0.00% | 3q | +1.5% |
| Roble, Belko & Company, Inc | $10 | 407 | 0.00% | 2q | +242.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 88 | $157.2M | 6,131,219 | 11 | 32 | 22 | 0.1% |
| Q1 2026 | 80 | $127.7M | 5,650,801 | 6 | 36 | 19 | 0.1% |
| Q4 2025 | 80 | $128.8M | 5,838,957 | 10 | 35 | 12 | 0.0% |
| Q3 2025 | 69 | $104.3M | 4,582,472 | 6 | 32 | 10 | 0.0% |
| Q2 2025 | 69 | $95.3M | 4,282,873 | 13 | 25 | 15 | 0.0% |
| Q1 2025 | 60 | $81.0M | 3,796,496 | 4 | 26 | 14 | 0.0% |
| Q4 2024 | 64 | $70.1M | 3,271,963 | 4 | 24 | 20 | 0.0% |
| Q3 2024 | 61 | $69.0M | 3,100,040 | 9 | 28 | 11 | 0.0% |
| Q2 2024 | 55 | $66.1M | 3,103,949 | 9 | 20 | 16 | 0.0% |
| Q1 2024 | 54 | $58.2M | 2,816,989 | 10 | 24 | 12 | 0.0% |
| Q4 2023 | 48 | $52.3M | 2,756,055 | 10 | 20 | 8 | 0.0% |
| Q3 2023 | 37 | $34.9M | 1,999,273 | 4 | 19 | 6 | 0.0% |
| Q2 2023 | 33 | $28.2M | 1,527,518 | 2 | 9 | 11 | 0.0% |
| Q1 2023 | 32 | $24.0M | 1,314,349 | 7 | 9 | 8 | 0.0% |
| Q4 2022 | 27 | $19.0M | 1,101,645 | 4 | 9 | 5 | 0.0% |
| Q3 2022 | 31 | $23.0M | 1,382,241 | 2 | 12 | 11 | 0.0% |
| Q2 2022 | 32 | $26.4M | 1,532,350 | 6 | 12 | 9 | 0.0% |
| Q1 2022 | 27 | $26.0M | 1,320,805 | 0 | 14 | 7 | 0.0% |
| Q4 2021 | 32 | $30.4M | 1,473,832 | 8 | 19 | 1 | 0.0% |
| Q3 2021 | 26 | $24.7M | 1,156,927 | 5 | 15 | 3 | 0.0% |
| Q2 2021 | 22 | $20.5M | 964,700 | 3 | 10 | 8 | 0.0% |
| Q1 2021 | 20 | $21.0M | 1,008,218 | 4 | 11 | 3 | 0.0% |
| Q4 2020 | 16 | $17.3M | 881,871 | 4 | 8 | 2 | 0.0% |
| Q3 2020 | 15 | $15.7M | 855,551 | 4 | 7 | 3 | 0.0% |
| Q2 2020 | 16 | $14.9M | 828,729 | 5 | 5 | 4 | 1.6% |
| Q1 2020 | 20 | $16.3M | 1,045,790 | 9 | 5 | 2 | 3.3% |
| Q4 2019 | 15 | $16.9M | 814,608 | 0 | 8 | 2 | 0.1% |
| Q3 2019 | 17 | $17.1M | 848,891 | 4 | 6 | 2 | 0.2% |
| Q2 2019 | 18 | $25.6M | 1,258,587 | 8 | 2 | 2 | 0.1% |
| Q1 2019 | 12 | $14.1M | 630,432 | 1 | 4 | 2 | 0.4% |
| Q4 2018 | 16 | $12.7M | 718,347 | 1 | 0 | 0 | 0.1% |