UBS AG LONDON BRH (CEFL)
Institutional ownership reported to the SEC as of Q4 2019, across 5 quarters.
9
Reporting holders
$8.1M
Reported value
0.0%
Held as options
-3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Claybrook Capital, LLC | $3.3M | 230,536 | 1.55% | 4q | +7.0%+$218.9K |
| Mariner Investment Group LLC | $2.1M | 149,946 | 2.40% | 5q | +376.1%+$1.7M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.2M | 81,658 | 0.00% | new | NEW |
| HAP Trading, LLC | $513.0K | 35,942 | 0.03% | 2q | -25.2%-$173.2K |
| FRONTIER INVESTMENT MGMT CO | $502.0K | 35,195 | 0.03% | 5q | -19.8%-$123.7K |
| MORGAN STANLEY | $195.0K | 13,666 | 0.00% | 3q | +805.6%+$173.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $142.0K | 10,000 | 0.00% | 5q | -20.3%-$36.2K |
| UBS Group AG | $58.0K | 4,036 | 0.00% | 5q | +36.4%+$15.5K |
| OPTIMUM INVESTMENT ADVISORS | $29.0K | 2,000 | 0.01% | 5q | HELD |
| DEUTSCHE BANK AG\ | $1.0K | 10,777 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2019 | 9 | $8.1M | 562,979 | 1 | 4 | 3 | 0.0% |
| Q3 2019 | 12 | $6.5M | 462,736 | 1 | 3 | 7 | 0.0% |
| Q2 2019 | 11 | $7.9M | 548,997 | 2 | 1 | 4 | 0.0% |
| Q1 2019 | 9 | $7.7M | 544,825 | 1 | 3 | 2 | 0.0% |
| Q4 2018 | 10 | $3.5M | 293,842 | 1 | 1 | 0 | 0.0% |