SIMPLIFY EXCHANGE TRADED FUN (CDX)
Institutional ownership reported to the SEC as of Q2 2026, across 18 quarters.
90
Reporting holders
$270.6M
Reported value
0.0%
Held as options
+7
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | $41.0M | 1,941,740 | 0.74% | 2q | +6.4%+$2.5M |
| ENVESTNET ASSET MANAGEMENT INC | $35.0M | 1,655,982 | 0.01% | 8q | +10.6%+$3.4M |
| AE Wealth Management LLC | $25.0M | 1,184,163 | 0.12% | 9q | -6.3%-$1.7M |
| Park Edge Advisors, LLC | $16.3M | 772,287 | 3.43% | 12q | +2.2%+$345.3K |
| Insight Wealth Strategies, LLC | $16.0M | 764,328 | 1.56% | 4q | +12.4%+$1.8M |
| Altiora Financial Group, LLC | $12.1M | 572,852 | 1.91% | 5q | -36.3%-$6.9M |
| PRINCIPAL SECURITIES, INC. | $9.1M | 432,404 | 0.11% | 8q | +14.3%+$1.1M |
| DRIVE WEALTH MANAGEMENT, LLC | $7.9M | 374,924 | 1.41% | 4q | -5.4%-$455.9K |
| Orion Porfolio Solutions, LLC | $7.9M | 373,393 | 0.06% | 9q | +12.0%+$843.7K |
| LPL Financial LLC | $7.8M | 367,962 | 0.00% | 8q | -37.3%-$4.6M |
| FLAGSHIP HARBOR ADVISORS, LLC | $6.7M | 318,211 | 0.26% | 9q | +11.1%+$673.7K |
| Meridian Wealth Management, LLC | $6.6M | 314,635 | 0.20% | 3q | +2.0%+$131.4K |
| Soltis Investment Advisors LLC | $5.8M | 273,003 | 0.32% | 4q | +58.7%+$2.1M |
| Envestnet Portfolio Solutions, Inc. | $5.6M | 267,497 | 0.03% | 3q | +10.6%+$543.6K |
| WCG Wealth Advisors LLC | $5.4M | 256,662 | 0.13% | 4q | +48.2%+$1.8M |
| OSAIC HOLDINGS, INC. | $5.3M | 250,086 | 0.01% | 9q | +2.9%+$147.3K |
| ADAPT WEALTH ADVISORS, LLC | $4.3M | 201,459 | 1.39% | 4q | -5.9%-$268.2K |
| Focus Partners Wealth | $4.2M | 199,619 | 0.00% | 5q | +1.8%+$73.5K |
| Security National Bank | $3.7M | 173,368 | 0.44% | 4q | -20.6%-$950.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $3.6M | 172,024 | 0.00% | 13q | -9.2%-$367.4K |
| Fifth Third Securities, Inc. | $3.5M | 165,206 | 0.20% | 4q | +26.7%+$734.7K |
| Steward Partners Investment Advisory, LLC | $2.9M | 138,183 | 0.01% | 11q | -3.3%-$100.5K |
| Kingsview Wealth Management, LLC | $2.7M | 127,672 | 0.03% | 5q | +2.4%+$62.8K |
| Centennial Wealth Advisory LLC | $2.1M | 99,052 | 0.45% | 8q | +0.9%+$19.2K |
| Pekin Hardy Strauss, Inc. | $2.0M | 96,820 | 0.18% | 5q | -19.1%-$483.6K |
| Arkadios Wealth Advisors | $1.7M | 82,136 | 0.03% | new | NEW |
| Advisor OS, LLC | $1.7M | 79,922 | 0.11% | new | NEW |
| SILVER OAK SECURITIES, INCORPORATED | $1.3M | 62,272 | 0.08% | 4q | -1.2%-$15.4K |
| CITADEL ADVISORS LLC | $1.3M | 60,280 | 0.00% | 4q | -44.0%-$1.0M |
| Advisory Services Network, LLC | $1.3M | 59,261 | 0.01% | 3q | HELD |
| TD Waterhouse Canada Inc. | $1.1M | 54,500 | 0.00% | 5q | +12.1%+$123.6K |
| Retirement Planning Group, LLC | $1.1M | 53,616 | 0.03% | 4q | +30.2%+$262.7K |
| Mosley Wealth Management | $1.1M | 51,665 | 0.35% | new | NEW |
| CIBC WORLD MARKET INC. | $981.0K | 46,450 | 0.00% | 3q | +0.8%+$7.4K |
| CreativeOne Wealth, LLC | $970.4K | 45,947 | 0.02% | 5q | +44.0%+$296.6K |
| Independent Wealth Advisors LLC | $968.3K | 45,848 | 0.88% | 3q | -55.2%-$1.2M |
| MML INVESTORS SERVICES, LLC | $933.6K | 44,206 | 0.00% | 5q | +2.6%+$23.7K |
| Regatta Research & Money Management | $914.5K | 43,300 | 0.86% | new | FIRST |
| WealthCare Asset Management, LLC | $720.8K | 34,128 | 0.30% | 2q | +103.1%+$366.0K |
| Belpointe Asset Management LLC | $707.1K | 33,481 | 0.02% | 5q | +6.3%+$41.7K |
| Almanack Investment Partners, LLC. | $699.0K | 33,098 | 0.09% | 4q | -61.9%-$1.1M |
| Advisor Resource Council | $671.1K | 32,003 | 0.19% | 3q | +9.2%+$56.5K |
| Cooper Financial Group | $634.1K | 30,024 | 0.05% | 3q | HELD |
| NORDEN GROUP LLC | $614.4K | 29,092 | 0.05% | new | NEW |
| NewEdge Advisors, LLC | $593.0K | 28,075 | 0.00% | 4q | -85.6%-$3.5M |
| GFS Advisors, LLC | $556.4K | 17,225 | 0.03% | 3q | +42.1%+$164.7K |
| Synergy Asset Management, LLC | $539.7K | 25,555 | 0.05% | new | NEW |
| BayBridge Capital Group, LLC | $537.4K | 25,446 | 0.28% | 4q | +149.1%+$321.6K |
| SteelPeak Wealth, LLC | $497.2K | 23,544 | 0.01% | new | NEW |
| Fortis Capital Advisors, LLC | $467.8K | 22,148 | 0.05% | 2q | +10.2%+$43.1K |
| HighTower Advisors, LLC | $463.8K | 21,959 | 0.00% | 2q | +92.6%+$223.0K |
| Kestra Advisory Services, LLC | $402.8K | 19,073 | 0.00% | 4q | +4.0%+$15.4K |
| Heck Capital Advisors, LLC | $378.0K | 17,900 | 0.02% | 5q | +26.3%+$78.7K |
| BANK OF AMERICA CORP /DE/ | $372.8K | 17,651 | 0.00% | new | NEW |
| LaSalle St. Investment Advisors, LLC | $369.5K | 17,497 | 0.05% | 4q | -8.0%-$32.0K |
| STEPHENS INC /AR/ | $316.6K | 14,989 | 0.00% | 4q | -75.3%-$963.0K |
| Trajan Wealth LLC | $311.3K | 14,738 | 0.01% | 4q | +1.1%+$3.3K |
| Cetera Investment Advisers | $310.1K | 14,685 | 0.00% | 4q | +53.6%+$108.2K |
| LANARK FINANCIAL, INC. | $287.6K | 13,616 | 0.02% | 3q | +277.2%+$211.3K |
| Prime Capital Investment Advisors, LLC | $262.0K | 12,404 | 0.00% | 6q | -95.9%-$6.2M |
| MBA Advisors LLC | $248.4K | 11,761 | 0.08% | 3q | +1.9%+$4.5K |
| Cambridge Advisors Inc. | $238.4K | 11,289 | 0.04% | new | NEW |
| Realta Investment Advisors | $209.0K | 9,897 | 0.06% | 2q | +22.5%+$38.4K |
| Triumph Capital Management | $206.2K | 9,762 | 0.04% | 4q | -1.1%-$2.2K |
| MATHER GROUP, LLC. | $182.8K | 8,657 | 0.00% | 2q | -59.9%-$272.9K |
| PNC Financial Services Group, Inc. | $171.1K | 8,100 | 0.00% | 5q | HELD |
| JPMORGAN CHASE & CO | $163.9K | 7,800 | 0.00% | new | NEW |
| EP Wealth Advisors, LLC | $154.9K | 7,336 | 0.00% | new | NEW |
| Luminist Capital LLC | $98.5K | 4,666 | 0.11% | new | NEW |
| Ankerstar Wealth, LLC | $64.1K | 3,033 | 0.05% | 3q | -89.1%-$522.4K |
| Ameritas Advisory Services, LLC | $42.4K | 2,008 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $35.0K | 1,655 | 0.00% | new | NEW |
| Wealth Enhancement Trust Services, Inc. | $28.8K | 1,293 | 0.00% | new | NEW |
| Signature Equity Partners, LLC | $19.9K | 942 | 0.01% | 2q | +235.2%+$14.0K |
| Arax Advisory Partners | $16.0K | 758 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $11.7K | 554 | 0.00% | 3q | -49.9%-$11.6K |
| IFG Advisory, LLC | $7.7K | 365 | 0.00% | new | NEW |
| SlateStone Wealth, LLC | $4.9K | 232,405 | 0.38% | 4q | HELD |
| CENTRAL TRUST Co | $4.0K | 188 | 0.00% | new | NEW |
| Clearstead Advisors, LLC | $3.2K | 150 | 0.00% | 3q | -45.5%-$2.6K |
| Janney Montgomery Scott LLC | $2.8K | 134,820 | 0.01% | 5q | +87.4%+$1.3K |
| Key Capital Management, INC | $2.6K | 121 | 0.00% | new | NEW |
| Geneos Wealth Management Inc. | $1.6K | 74 | 0.00% | 4q | +1.4% |
| Silver Grove Financial Group, Inc. | $1.4K | 66 | 0.00% | new | NEW |
| Quest 10 Wealth Builders, Inc. | $1.3K | 63 | 0.00% | 7q | -14.9% |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | $1.3K | 61 | 0.00% | new | NEW |
| Elevated Capital Advisors, LLC | $866 | 41 | 0.00% | 3q | +2.5% |
| Farther Finance Advisors, LLC | $444 | 21 | 0.00% | 3q | HELD |
| Integrated Wealth Concepts LLC | $380 | 18 | 0.00% | new | NEW |
| PARK AVENUE SECURITIES LLC | $328 | 15,512 | 0.00% | 2q | -26.6% |
| HARBOUR INVESTMENTS, INC. | $275 | 13 | 0.00% | 2q | -48.0% |
| HRT FINANCIAL LP | $266 | 12,613 | 0.00% | new | NEW |
| MORGAN STANLEY | $29 | 1 | 0.00% | 11q | -98.9%-$2.7K |
| Larson Financial Group LLC | $9 | 0 | 0.00% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 90 | $270.6M | 12,811,959 | 21 | 38 | 25 | 0.0% |
| Q1 2026 | 83 | $299.8M | 14,192,289 | 14 | 35 | 25 | 0.0% |
| Q4 2025 | 80 | $288.0M | 12,932,012 | 19 | 40 | 12 | 0.0% |
| Q3 2025 | 64 | $203.4M | 8,881,522 | 30 | 29 | 3 | 0.0% |
| Q2 2025 | 41 | $109.0M | 4,677,723 | 24 | 12 | 4 | 0.0% |
| Q1 2025 | 24 | $86.6M | 3,777,373 | 4 | 12 | 6 | 0.0% |
| Q4 2024 | 22 | $68.6M | 3,144,011 | 4 | 10 | 6 | 0.0% |
| Q3 2024 | 18 | $70.5M | 2,971,450 | 6 | 6 | 5 | 0.0% |
| Q2 2024 | 16 | $116.6M | 5,086,665 | 10 | 4 | 2 | 0.0% |
| Q1 2024 | 8 | $13.0M | 566,099 | 1 | 5 | 1 | 0.0% |
| Q4 2023 | 8 | $9.2M | 402,604 | 4 | 2 | 2 | 0.0% |
| Q3 2023 | 6 | $9.8M | 455,625 | 4 | 0 | 2 | 0.0% |
| Q2 2023 | 4 | $9.8M | 450,689 | 1 | 2 | 1 | 0.0% |
| Q1 2023 | 4 | $9.2M | 421,280 | 1 | 1 | 2 | 0.0% |
| Q4 2022 | 5 | $11.6M | 543,915 | 2 | 0 | 3 | 0.0% |
| Q3 2022 | 5 | $24.4M | 1,113,774 | 3 | 1 | 1 | 0.0% |
| Q2 2022 | 2 | $28.7M | 1,287,587 | 0 | 1 | 1 | 0.0% |
| Q1 2022 | 3 | $23.8M | 966,680 | 3 | 0 | 0 | 0.0% |