CARBON BLACK INC (CBLK)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
143
Reporting holders
$1.7B
Reported value
0.8%
Calls
0.5%
Puts
-11
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Atlas Venture Advisors, Inc. | $255.3M | 9,823,103 | 79.21% | 4q | HELD |
| Pendal Group Ltd | $119.3M | 4,590,836 | 1.55% | 4q | -5.1%-$6.4M |
| VANGUARD GROUP INC | $107.8M | 4,145,928 | 0.00% | 4q | +5.8%+$5.9M |
| BlackRock Inc. | $103.3M | 3,973,811 | 0.00% | 4q | +7.2%+$6.9M |
| ALPINE ASSOCIATES MANAGEMENT INC. | $102.6M | 3,948,957 | 3.36% | new | NEW |
| GOLDMAN SACHS GROUP INC | $75.9M | 2,918,668 | 0.02% | 4q | +1522.1%+$71.2M |
| Sand Grove Capital Management LLP | $51.1M | 1,965,000 | 9.59% | new | NEW |
| GABELLI FUNDS LLC | $46.6M | 1,791,193 | 0.31% | new | NEW |
| UBS Group AG | $40.5M | 1,558,768 | 0.02% | 4q | +25529.2%+$40.4M |
| Toronado Partners, LLC | $37.4M | 1,437,762 | 12.78% | 3q | +7.7%+$2.7M |
| SPRING CREEK CAPITAL LLC | $33.8M | 1,300,000 | 16.13% | new | NEW |
| GARDNER LEWIS ASSET MANAGEMENT L P | $33.1M | 1,272,895 | 4.95% | new | NEW |
| TIG Advisors, LLC | $31.1M | 1,196,677 | 1.43% | new | NEW |
| CITADEL ADVISORS LLC | $29.8M | 964,745 | 0.01% | 4q | HELD |
| STATE STREET CORP | $29.8M | 1,145,743 | 0.00% | 4q | HELD |
| CNH PARTNERS LLC | $29.4M | 1,131,128 | 0.43% | new | NEW |
| WATER ISLAND CAPITAL LLC | $28.7M | 1,106,000 | 1.79% | new | NEW |
| KPCB XII Associates, LLC | $26.0M | 1,002,253 | 50.64% | 4q | HELD |
| BANK OF AMERICA CORP /DE/ | $25.1M | 966,274 | 0.00% | 4q | +644.9%+$21.7M |
| Legal & General Group Plc | $23.8M | 914,814 | 0.01% | 4q | +11.1%+$2.4M |
| P SCHOENFELD ASSET MANAGEMENT LP | $21.3M | 818,700 | 1.71% | new | NEW |
| York Capital Management Global Advisors, LLC | $20.1M | 772,682 | 0.93% | new | NEW |
| RENAISSANCE TECHNOLOGIES LLC | $19.9M | 767,400 | 0.02% | 2q | +305.6%+$15.0M |
| GEODE CAPITAL MANAGEMENT, LLC | $18.2M | 700,390 | 0.00% | 4q | +7.9%+$1.3M |
| NORTHERN TRUST CORP | $17.1M | 657,443 | 0.00% | 4q | +31.2%+$4.1M |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $17.0M | 654,962 | 1.92% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $16.8M | 646,959 | 0.03% | 2q | +2275.8%+$16.1M |
| Nuveen Asset Management, LLC | $13.9M | 534,345 | 0.01% | 3q | -8.4%-$1.3M |
| ETF MANAGERS GROUP, LLC | $13.5M | 518,960 | 0.49% | 4q | -36.2%-$7.7M |
| JPMORGAN CHASE & CO | $12.5M | 481,327 | 0.00% | 4q | +220.0%+$8.6M |
| Beryl Capital Management LLC | $11.9M | 458,120 | 3.07% | new | NEW |
| BNP PARIBAS ARBITRAGE, SA | $10.8M | 416,627 | 0.02% | 4q | +7541.7%+$10.7M |
| CREDIT SUISSE AG/ | $10.6M | 359,577 | 0.01% | 3q | +1345.9%+$9.9M |
| PEREGRINE CAPITAL MANAGEMENT LLC | $10.4M | 400,528 | 0.28% | 3q | -65.6%-$19.8M |
| Vivaldi Asset Management, LLC | $10.3M | 394,848 | 3.33% | new | NEW |
| GAMCO INVESTORS, INC. ET AL | $8.9M | 341,394 | 0.07% | new | NEW |
| DEUTSCHE BANK AG\ | $8.7M | 335,203 | 0.01% | 6q | +128.2%+$4.9M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $8.6M | 56,671 | 0.00% | 4q | +32.9%+$2.1M |
| Railway Pension Investments Ltd | $8.5M | 325,513 | 0.10% | 4q | HELD |
| GROUP ONE TRADING, L.P. | $8.0M | options only | 0.06% | 4q | OPTIONS |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $8.0M | 307,483 | 0.00% | 4q | +6.1%+$457.5K |
| ARP AMERICAS LP | $7.9M | 303,453 | 0.54% | new | NEW |
| Balyasny Asset Management LLC | $7.5M | 288,186 | 0.05% | 4q | HELD |
| BARCLAYS PLC | $7.5M | 288,146 | 0.00% | 4q | +459.5%+$6.2M |
| AMERIPRISE FINANCIAL INC | $7.3M | 279,271 | 0.00% | 4q | -75.6%-$22.5M |
| PRELUDE CAPITAL MANAGEMENT, LLC | $7.1M | 273,374 | 0.32% | 4q | +4271.2%+$6.9M |
| KBC Group NV | $6.4M | 247,700 | 0.05% | 3q | +126.9%+$3.6M |
| DLD Asset Management, LP | $6.0M | 230,087 | 0.30% | new | NEW |
| IndexIQ Advisors LLC | $5.8M | 222,651 | 0.21% | new | NEW |
| Clearline Capital LP | $5.7M | 219,612 | 2.60% | 3q | -40.1%-$3.8M |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | $5.4M | 207,500 | 0.04% | 2q | HELD |
| Bank of New York Mellon Corp | $5.0M | 192,601 | 0.00% | 4q | +8.9%+$407.6K |
| Alberta Investment Management Corp | $4.8M | 183,252 | 0.04% | new | NEW |
| Atlas Venture Associates IX, LLC | $4.7M | 181,273 | 7.75% | 4q | HELD |
| Portolan Capital Management, LLC | $4.5M | 174,102 | 0.51% | 4q | -83.5%-$23.0M |
| OXFORD ASSET MANAGEMENT LLP | $4.4M | 168,732 | 0.11% | 2q | +20.7%+$753.4K |
| Polar Asset Management Partners Inc. | $4.3M | 165,000 | 0.08% | new | NEW |
| QUANTUM CAPITAL MANAGEMENT | $4.0M | 154,713 | 2.04% | 2q | -15.2%-$720.0K |
| NORTH STAR ASSET MANAGEMENT INC | $3.8M | 146,483 | 0.30% | 4q | -56.5%-$4.9M |
| Jefferies Group LLC | $3.7M | 143,854 | 0.03% | new | NEW |
| Zweig-DiMenna Associates LLC | $3.7M | 142,500 | 0.33% | 2q | +29.7%+$848.6K |
| FIRST TRUST ADVISORS LP | $3.5M | 133,107 | 0.01% | 3q | -93.2%-$47.6M |
| OMERS ADMINISTRATION Corp | $3.3M | 128,400 | 0.03% | new | NEW |
| SEVEN EIGHT CAPITAL, LP | $3.1M | 119,600 | 0.16% | new | NEW |
| Maven Securities LTD | $2.8M | 108,006 | 0.88% | new | NEW |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $2.8M | 105,900 | 0.00% | 3q | +101.3%+$1.4M |
| NATIXIS | $2.7M | 103,700 | 0.02% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $2.6M | 99,800 | 0.01% | 4q | -33.5%-$1.3M |
| FNY Investment Advisers, LLC | $2.4M | 90,600 | 0.72% | new | NEW |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $2.3M | 89,350 | 0.00% | 4q | +4.0%+$89.5K |
| TWO SIGMA ADVISERS, LP | $2.3M | 87,500 | 0.01% | 3q | +58.5%+$839.4K |
| ALLIANCEBERNSTEIN L.P. | $2.1M | 80,801 | 0.00% | 4q | +8.6%+$166.4K |
| CAPSTONE INVESTMENT ADVISORS, LLC | $2.0M | 76,625 | 0.01% | new | NEW |
| RHUMBLINE ADVISERS | $1.8M | 70,886 | 0.00% | 4q | +4.7%+$82.3K |
| Athos Capital Ltd | $1.7M | 67,075 | 1.71% | new | NEW |
| CPWM, LLC | $1.7M | 63,925 | 0.22% | 3q | HELD |
| Engineers Gate Manager LP | $1.6M | 62,071 | 0.08% | new | NEW |
| JANE STREET GROUP, LLC | $1.6M | 61,745 | 0.00% | new | NEW |
| NEW YORK STATE COMMON RETIREMENT FUND | $1.6M | 61,000 | 0.00% | 4q | +6.8%+$101.3K |
| GLAZER CAPITAL, LLC | $1.5M | 59,118 | 0.19% | new | NEW |
| ATHENA CAPITAL ADVISORS LLC | $1.4M | 53,831 | 0.29% | 2q | HELD |
| Paloma Partners Management Co | $1.4M | 52,415 | 0.03% | new | NEW |
| HighTower Advisors, LLC | $1.3M | 49,440 | 0.01% | 2q | -9.6%-$137.1K |
| Laurion Capital Management LP | $1.2M | 44,432 | 0.01% | new | NEW |
| HRT FINANCIAL LLC | $1.1M | 42,696 | 0.05% | new | NEW |
| MEITAV DASH INVESTMENTS LTD | $1.1M | 41,330 | 0.08% | 4q | -54.5%-$1.3M |
| RAYMOND JAMES & ASSOCIATES | $1.0M | 40,266 | 0.00% | 3q | -39.7%-$689.8K |
| MACQUARIE GROUP LTD | $1.0M | 39,165 | 0.00% | 3q | -88.3%-$7.7M |
| GAM Holding AG | $970.0K | 37,308 | 0.04% | new | NEW |
| AMERICAN INTERNATIONAL GROUP INC | $941.0K | 36,208 | 0.00% | 4q | +2.1%+$19.0K |
| Tuttle Tactical Management | $934.0K | 35,772 | 0.25% | new | NEW |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $918.0K | 35,363 | 0.00% | 4q | +2.7%+$24.5K |
| Bayesian Capital Management, LP | $916.0K | 35,228 | 0.17% | new | NEW |
| WELLS FARGO & COMPANY/MN | $913.0K | 35,113 | 0.00% | 4q | +37.9%+$251.0K |
| SIMPLEX TRADING, LLC | $890.0K | options only | 0.00% | 4q | OPTIONS |
| Swiss National Bank | $873.0K | 33,600 | 0.00% | 2q | +1.8%+$15.6K |
| PEAK6 Investments LLC | $867.0K | 22,345 | 0.01% | new | NEW |
| FMR LLC | $845.0K | 32,502 | 0.00% | 4q | -17.9%-$184.6K |
| CSS LLC/IL | $780.0K | 30,000 | 0.05% | new | NEW |
| Creative Planning | $762.0K | 29,310 | 0.00% | 2q | -50.7%-$784.8K |
Showing the largest 100 of 143 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 143 | $1.7B | 64,186,464 | 50 | 42 | 29 | 1.3% |
| Q2 2019 | 154 | $960.5M | 56,711,163 | 43 | 58 | 34 | 2.4% |
| Q1 2019 | 142 | $632.8M | 44,614,234 | 52 | 47 | 28 | 1.6% |
| Q4 2018 | 120 | $558.0M | 41,143,266 | 5 | 3 | 1 | 1.0% |