CARBON BLACK INC (CBLK)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
143
Reporting holders
$1.7B
Reported value
1.3%
Held as options
-11
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Atlas Venture Advisors, Inc. | $255.3M | 9,823,103 | 79.21% | 4q | HELD |
| Pendal Group Ltd | $119.3M | 4,590,836 | 1.55% | 4q | -5.1%-$6.4M |
| VANGUARD GROUP INC | $107.8M | 4,145,928 | 0.00% | 4q | +5.8%+$5.9M |
| BlackRock Inc. | $103.3M | 3,973,811 | 0.00% | 4q | +7.2%+$6.9M |
| ALPINE ASSOCIATES MANAGEMENT INC. | $102.6M | 3,948,957 | 3.36% | new | NEW |
| GOLDMAN SACHS GROUP INC | $75.9M | 2,918,668 | 0.02% | 4q | +1522.1%+$71.2M |
| Sand Grove Capital Management LLP | $51.1M | 1,965,000 | 9.59% | new | NEW |
| GABELLI FUNDS LLC | $46.6M | 1,791,193 | 0.31% | new | NEW |
| UBS Group AG | $40.5M | 1,558,768 | 0.02% | 4q | +25529.2%+$40.4M |
| Toronado Partners, LLC | $37.4M | 1,437,762 | 12.78% | 3q | +7.7%+$2.7M |
| SPRING CREEK CAPITAL LLC | $33.8M | 1,300,000 | 16.13% | new | NEW |
| GARDNER LEWIS ASSET MANAGEMENT L P | $33.1M | 1,272,895 | 4.95% | new | NEW |
| TIG Advisors, LLC | $31.1M | 1,196,677 | 1.43% | new | NEW |
| CITADEL ADVISORS LLC | $29.8M | 964,745 | 0.01% | 4q | HELD |
| STATE STREET CORP | $29.8M | 1,145,743 | 0.00% | 4q | HELD |
| CNH PARTNERS LLC | $29.4M | 1,131,128 | 0.43% | new | NEW |
| WATER ISLAND CAPITAL LLC | $28.7M | 1,106,000 | 1.79% | new | NEW |
| KPCB XII Associates, LLC | $26.0M | 1,002,253 | 50.64% | 4q | HELD |
| BANK OF AMERICA CORP /DE/ | $25.1M | 966,274 | 0.00% | 4q | +644.9%+$21.7M |
| Legal & General Group Plc | $23.8M | 914,814 | 0.01% | 4q | +11.1%+$2.4M |
| P SCHOENFELD ASSET MANAGEMENT LP | $21.3M | 818,700 | 1.71% | new | NEW |
| York Capital Management Global Advisors, LLC | $20.1M | 772,682 | 0.93% | new | NEW |
| RENAISSANCE TECHNOLOGIES LLC | $19.9M | 767,400 | 0.02% | 2q | +305.6%+$15.0M |
| GEODE CAPITAL MANAGEMENT, LLC | $18.2M | 700,390 | 0.00% | 4q | +7.9%+$1.3M |
| NORTHERN TRUST CORP | $17.1M | 657,443 | 0.00% | 4q | +31.2%+$4.1M |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $17.0M | 654,962 | 1.92% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $16.8M | 646,959 | 0.03% | 2q | +2275.8%+$16.1M |
| Nuveen Asset Management, LLC | $13.9M | 534,345 | 0.01% | 3q | -8.4%-$1.3M |
| ETF MANAGERS GROUP, LLC | $13.5M | 518,960 | 0.49% | 4q | -36.2%-$7.7M |
| JPMORGAN CHASE & CO | $12.5M | 481,327 | 0.00% | 4q | +220.0%+$8.6M |
| Beryl Capital Management LLC | $11.9M | 458,120 | 3.07% | new | NEW |
| BNP PARIBAS ARBITRAGE, SA | $10.8M | 416,627 | 0.02% | 4q | +7541.7%+$10.7M |
| CREDIT SUISSE AG/ | $10.6M | 359,577 | 0.01% | 3q | +1345.9%+$9.9M |
| PEREGRINE CAPITAL MANAGEMENT LLC | $10.4M | 400,528 | 0.28% | 3q | -65.6%-$19.8M |
| Vivaldi Asset Management, LLC | $10.3M | 394,848 | 3.33% | new | NEW |
| GAMCO INVESTORS, INC. ET AL | $8.9M | 341,394 | 0.07% | new | NEW |
| DEUTSCHE BANK AG\ | $8.7M | 335,203 | 0.01% | 6q | +128.2%+$4.9M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $8.6M | 56,671 | 0.00% | 4q | +32.9%+$2.1M |
| Railway Pension Investments Ltd | $8.5M | 325,513 | 0.10% | 4q | HELD |
| GROUP ONE TRADING, L.P. | $8.0M | options only | 0.06% | 4q | OPTIONS |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $8.0M | 307,483 | 0.00% | 4q | +6.1%+$457.5K |
| ARP AMERICAS LP | $7.9M | 303,453 | 0.54% | new | NEW |
| Balyasny Asset Management LLC | $7.5M | 288,186 | 0.05% | 4q | HELD |
| BARCLAYS PLC | $7.5M | 288,146 | 0.00% | 4q | +459.5%+$6.2M |
| AMERIPRISE FINANCIAL INC | $7.3M | 279,271 | 0.00% | 4q | -75.6%-$22.5M |
| PRELUDE CAPITAL MANAGEMENT, LLC | $7.1M | 273,374 | 0.32% | 4q | +4271.2%+$6.9M |
| KBC Group NV | $6.4M | 247,700 | 0.05% | 3q | +126.9%+$3.6M |
| DLD Asset Management, LP | $6.0M | 230,087 | 0.30% | new | NEW |
| IndexIQ Advisors LLC | $5.8M | 222,651 | 0.21% | new | NEW |
| Clearline Capital LP | $5.7M | 219,612 | 2.60% | 3q | -40.1%-$3.8M |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | $5.4M | 207,500 | 0.04% | 2q | HELD |
| Bank of New York Mellon Corp | $5.0M | 192,601 | 0.00% | 4q | +8.9%+$407.6K |
| Alberta Investment Management Corp | $4.8M | 183,252 | 0.04% | new | NEW |
| Atlas Venture Associates IX, LLC | $4.7M | 181,273 | 7.75% | 4q | HELD |
| Portolan Capital Management, LLC | $4.5M | 174,102 | 0.51% | 4q | -83.5%-$23.0M |
| OXFORD ASSET MANAGEMENT LLP | $4.4M | 168,732 | 0.11% | 2q | +20.7%+$753.4K |
| Polar Asset Management Partners Inc. | $4.3M | 165,000 | 0.08% | new | NEW |
| QUANTUM CAPITAL MANAGEMENT | $4.0M | 154,713 | 2.04% | 2q | -15.2%-$720.0K |
| NORTH STAR ASSET MANAGEMENT INC | $3.8M | 146,483 | 0.30% | 4q | -56.5%-$4.9M |
| Jefferies Group LLC | $3.7M | 143,854 | 0.03% | new | NEW |
| Zweig-DiMenna Associates LLC | $3.7M | 142,500 | 0.33% | 2q | +29.7%+$848.6K |
| FIRST TRUST ADVISORS LP | $3.5M | 133,107 | 0.01% | 3q | -93.2%-$47.6M |
| OMERS ADMINISTRATION Corp | $3.3M | 128,400 | 0.03% | new | NEW |
| SEVEN EIGHT CAPITAL, LP | $3.1M | 119,600 | 0.16% | new | NEW |
| Maven Securities LTD | $2.8M | 108,006 | 0.88% | new | NEW |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $2.8M | 105,900 | 0.00% | 3q | +101.3%+$1.4M |
| NATIXIS | $2.7M | 103,700 | 0.02% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $2.6M | 99,800 | 0.01% | 4q | -33.5%-$1.3M |
| FNY Investment Advisers, LLC | $2.4M | 90,600 | 0.72% | new | NEW |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $2.3M | 89,350 | 0.00% | 4q | +4.0%+$89.5K |
| TWO SIGMA ADVISERS, LP | $2.3M | 87,500 | 0.01% | 3q | +58.5%+$839.4K |
| ALLIANCEBERNSTEIN L.P. | $2.1M | 80,801 | 0.00% | 4q | +8.6%+$166.4K |
| CAPSTONE INVESTMENT ADVISORS, LLC | $2.0M | 76,625 | 0.01% | new | NEW |
| RHUMBLINE ADVISERS | $1.8M | 70,886 | 0.00% | 4q | +4.7%+$82.3K |
| Athos Capital Ltd | $1.7M | 67,075 | 1.71% | new | NEW |
| CPWM, LLC | $1.7M | 63,925 | 0.22% | 3q | HELD |
| Engineers Gate Manager LP | $1.6M | 62,071 | 0.08% | new | NEW |
| JANE STREET GROUP, LLC | $1.6M | 61,745 | 0.00% | new | NEW |
| NEW YORK STATE COMMON RETIREMENT FUND | $1.6M | 61,000 | 0.00% | 4q | +6.8%+$101.3K |
| GLAZER CAPITAL, LLC | $1.5M | 59,118 | 0.19% | new | NEW |
| ATHENA CAPITAL ADVISORS LLC | $1.4M | 53,831 | 0.29% | 2q | HELD |
| Paloma Partners Management Co | $1.4M | 52,415 | 0.03% | new | NEW |
| HighTower Advisors, LLC | $1.3M | 49,440 | 0.01% | 2q | -9.6%-$137.1K |
| Laurion Capital Management LP | $1.2M | 44,432 | 0.01% | new | NEW |
| HRT FINANCIAL LLC | $1.1M | 42,696 | 0.05% | new | NEW |
| MEITAV DASH INVESTMENTS LTD | $1.1M | 41,330 | 0.08% | 4q | -54.5%-$1.3M |
| RAYMOND JAMES & ASSOCIATES | $1.0M | 40,266 | 0.00% | 3q | -39.7%-$689.8K |
| MACQUARIE GROUP LTD | $1.0M | 39,165 | 0.00% | 3q | -88.3%-$7.7M |
| GAM Holding AG | $970.0K | 37,308 | 0.04% | new | NEW |
| AMERICAN INTERNATIONAL GROUP INC | $941.0K | 36,208 | 0.00% | 4q | +2.1%+$19.0K |
| Tuttle Tactical Management | $934.0K | 35,772 | 0.25% | new | NEW |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $918.0K | 35,363 | 0.00% | 4q | +2.7%+$24.5K |
| Bayesian Capital Management, LP | $916.0K | 35,228 | 0.17% | new | NEW |
| WELLS FARGO & COMPANY/MN | $913.0K | 35,113 | 0.00% | 4q | +37.9%+$251.0K |
| SIMPLEX TRADING, LLC | $890.0K | options only | 0.00% | 4q | OPTIONS |
| Swiss National Bank | $873.0K | 33,600 | 0.00% | 2q | +1.8%+$15.6K |
| PEAK6 Investments LLC | $867.0K | 22,345 | 0.01% | new | NEW |
| FMR LLC | $845.0K | 32,502 | 0.00% | 4q | -17.9%-$184.6K |
| CSS LLC/IL | $780.0K | 30,000 | 0.05% | new | NEW |
| Creative Planning | $762.0K | 29,310 | 0.00% | 2q | -50.7%-$784.8K |
Showing the largest 100 of 143 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 143 | $1.7B | 64,186,464 | 50 | 42 | 29 | 1.3% |
| Q2 2019 | 154 | $960.5M | 56,711,163 | 43 | 58 | 34 | 2.4% |
| Q1 2019 | 142 | $632.8M | 44,614,234 | 52 | 47 | 28 | 1.6% |
| Q4 2018 | 120 | $558.0M | 41,143,266 | 5 | 3 | 1 | 1.0% |