ALLIANZGI CON INCM 2024 TARG (CBHXXXX)
Institutional ownership reported to the SEC as of Q4 2020, across 9 quarters.
28
Reporting holders
$42.1M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | $9.1M | 908,023 | 0.63% | 9q | -1.8%-$164.5K |
| MORGAN STANLEY | $8.7M | 866,888 | 0.00% | 13q | +7.1%+$572.6K |
| WELLS FARGO & COMPANY/MN | $7.4M | 740,046 | 0.00% | 9q | -0.9%-$69.0K |
| ROYAL BANK OF CANADA | $3.0M | 302,807 | 0.00% | 9q | +3.4%+$100.3K |
| BANK OF AMERICA CORP /DE/ | $2.4M | 240,423 | 0.00% | 9q | +0.8%+$19.9K |
| UBS Group AG | $2.1M | 211,691 | 0.00% | 9q | +1.3%+$26.8K |
| Chicago Partners Investment Group LLC | $1.9M | 187,560 | 0.18% | 6q | +0.7%+$12.5K |
| STIFEL FINANCIAL CORP | $1.2M | 117,939 | 0.00% | 9q | -30.4%-$514.4K |
| Shaker Financial Services, LLC | $1.0M | 102,651 | 0.43% | 2q | -30.5%-$449.5K |
| FIRST TRUST ADVISORS LP | $972.0K | 97,311 | 0.00% | 9q | -2.8%-$28.5K |
| AMERIPRISE FINANCIAL INC | $857.0K | 85,762 | 0.00% | 8q | +2.1%+$17.9K |
| E&G Advisors, LP | $657.0K | 65,800 | 0.20% | 7q | HELD |
| Steward Partners Investment Advisory, LLC | $565.0K | 56,529 | 0.01% | 8q | -47.6%-$513.2K |
| RAYMOND JAMES & ASSOCIATES | $544.0K | 54,479 | 0.00% | 9q | -43.3%-$415.2K |
| WEDBUSH SECURITIES INC | $326.0K | 32,635 | 0.03% | 9q | -10.3%-$37.6K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $248.0K | 24,807 | 0.01% | 2q | +16.7%+$35.5K |
| Royal Fund Management, LLC | $242.0K | 24,249 | 0.05% | 8q | -6.9%-$17.9K |
| Cypress Wealth Services, LLC | $200.0K | 20,000 | 0.04% | 8q | HELD |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $182.0K | 18,190 | 0.03% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $118.0K | 11,900 | 0.00% | 7q | HELD |
| Arlington Capital Management, Inc. | $100.0K | 10,038 | 0.14% | new | NEW |
| ADVISOR GROUP HOLDINGS, INC. | $82.0K | 8,200 | 0.00% | 4q | -40.1%-$55.0K |
| WOLVERINE ASSET MANAGEMENT LLC | $73.0K | 7,360 | 0.00% | 2q | -68.5%-$158.5K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $55.0K | 5,513 | 0.00% | new | NEW |
| Arkadios Wealth Advisors | $48.0K | 4,892 | 0.01% | new | NEW |
| Rockefeller Capital Management L.P. | $29.0K | 3,000 | 0.00% | 5q | HELD |
| Newbridge Financial Services Group, Inc. | $25.0K | 2,500 | 0.02% | 2q | HELD |
| FNY Investment Advisers, LLC | $15.0K | 1,569 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2020 | 28 | $42.1M | 4,212,762 | 5 | 7 | 11 | 0.0% |
| Q3 2020 | 27 | $39.1M | 4,414,909 | 6 | 6 | 8 | 0.5% |
| Q2 2020 | 23 | $40.0M | 4,496,099 | 1 | 9 | 10 | 0.0% |
| Q1 2020 | 28 | $34.4M | 4,474,270 | 4 | 12 | 8 | 0.0% |
| Q4 2019 | 31 | $43.0M | 4,452,551 | 6 | 12 | 10 | 0.0% |
| Q3 2019 | 27 | $43.1M | 4,599,606 | 3 | 11 | 8 | 0.0% |
| Q2 2019 | 28 | $46.0M | 4,979,416 | 4 | 14 | 8 | 0.0% |
| Q1 2019 | 25 | $46.8M | 5,203,973 | 6 | 13 | 4 | 0.0% |
| Q4 2018 | 23 | $45.8M | 5,712,428 | 0 | 0 | 1 | 0.0% |