ALLIANZGI CON INCM 2024 TARG (CBHXXXX)
Institutional ownership reported to the SEC as of Q4 2020, across 9 quarters.
28
Reporting holders
$42.1M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | $9.1M | 908,023 | 0.63% | 9q | -1.8%-$164.5K |
| MORGAN STANLEY | $8.7M | 866,888 | 0.00% | 13q | +7.1%+$572.6K |
| WELLS FARGO & COMPANY/MN | $7.4M | 740,046 | 0.00% | 9q | -0.9%-$69.0K |
| ROYAL BANK OF CANADA | $3.0M | 302,807 | 0.00% | 9q | +3.4%+$100.3K |
| BANK OF AMERICA CORP /DE/ | $2.4M | 240,423 | 0.00% | 9q | +0.8%+$19.9K |
| UBS Group AG | $2.1M | 211,691 | 0.00% | 9q | +1.3%+$26.8K |
| Chicago Partners Investment Group LLC | $1.9M | 187,560 | 0.18% | 6q | +0.7%+$12.5K |
| STIFEL FINANCIAL CORP | $1.2M | 117,939 | 0.00% | 9q | -30.4%-$514.4K |
| Shaker Financial Services, LLC | $1.0M | 102,651 | 0.43% | 2q | -30.5%-$449.5K |
| FIRST TRUST ADVISORS LP | $972.0K | 97,311 | 0.00% | 9q | -2.8%-$28.5K |
| AMERIPRISE FINANCIAL INC | $857.0K | 85,762 | 0.00% | 8q | +2.1%+$17.9K |
| E&G Advisors, LP | $657.0K | 65,800 | 0.20% | 7q | HELD |
| Steward Partners Investment Advisory, LLC | $565.0K | 56,529 | 0.01% | 8q | -47.6%-$513.2K |
| RAYMOND JAMES & ASSOCIATES | $544.0K | 54,479 | 0.00% | 9q | -43.3%-$415.2K |
| WEDBUSH SECURITIES INC | $326.0K | 32,635 | 0.03% | 9q | -10.3%-$37.6K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $248.0K | 24,807 | 0.01% | 2q | +16.7%+$35.5K |
| Royal Fund Management, LLC | $242.0K | 24,249 | 0.05% | 8q | -6.9%-$17.9K |
| Cypress Wealth Services, LLC | $200.0K | 20,000 | 0.04% | 8q | HELD |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $182.0K | 18,190 | 0.03% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $118.0K | 11,900 | 0.00% | 7q | HELD |
| Arlington Capital Management, Inc. | $100.0K | 10,038 | 0.14% | new | NEW |
| ADVISOR GROUP HOLDINGS, INC. | $82.0K | 8,200 | 0.00% | 4q | -40.1%-$55.0K |
| WOLVERINE ASSET MANAGEMENT LLC | $73.0K | 7,360 | 0.00% | 2q | -68.5%-$158.5K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $55.0K | 5,513 | 0.00% | new | NEW |
| Arkadios Wealth Advisors | $48.0K | 4,892 | 0.01% | new | NEW |
| Rockefeller Capital Management L.P. | $29.0K | 3,000 | 0.00% | 5q | HELD |
| Newbridge Financial Services Group, Inc. | $25.0K | 2,500 | 0.02% | 2q | HELD |
| FNY Investment Advisers, LLC | $15.0K | 1,569 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2020 | 28 | $42.1M | 4,212,762 | 5 | 7 | 11 | 0.0% |
| Q3 2020 | 27 | $39.1M | 4,414,909 | 6 | 6 | 8 | 0.5% |
| Q2 2020 | 23 | $40.0M | 4,496,099 | 1 | 9 | 10 | 0.0% |
| Q1 2020 | 28 | $34.4M | 4,474,270 | 4 | 12 | 8 | 0.0% |
| Q4 2019 | 31 | $43.0M | 4,452,551 | 6 | 12 | 10 | 0.0% |
| Q3 2019 | 27 | $43.1M | 4,599,606 | 3 | 11 | 8 | 0.0% |
| Q2 2019 | 28 | $46.0M | 4,979,416 | 4 | 14 | 8 | 0.0% |
| Q1 2019 | 25 | $46.8M | 5,203,973 | 6 | 13 | 4 | 0.0% |
| Q4 2018 | 23 | $45.8M | 5,712,428 | 0 | 0 | 1 | 0.0% |