CATHAY GEN BANCORP (CATY)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
283
Reporting holders
$3.1B
Reported value
74.3%
Of shares outstanding
0.1%
Held as options
+20
Holder change
Institutions report 49,554,052 shares against 66,713,820 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $604.6M | 9,753,895 | 0.01% | 8q | HELD |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $255.1M | 4,115,369 | 0.01% | 2q | +1.1%+$2.7M |
| DIMENSIONAL FUND ADVISORS LP | $252.2M | 4,069,074 | 0.05% | 31q | HELD |
| STATE STREET CORP | $218.8M | 3,530,170 | 0.01% | 31q | +2.1%+$4.5M |
| VANGUARD CAPITAL MANAGEMENT LLC | $179.8M | 2,900,714 | 0.00% | 2q | HELD |
| AMERICAN CENTURY COMPANIES INC | $123.4M | 1,990,108 | 0.05% | 27q | +23.8%+$23.8M |
| Invesco Ltd. | $122.5M | 1,975,959 | 0.01% | 31q | +17.1%+$17.9M |
| GEODE CAPITAL MANAGEMENT, LLC | $113.5M | 1,830,160 | 0.01% | 31q | +5.2%+$5.6M |
| FULLER & THALER ASSET MANAGEMENT, INC. | $106.4M | 1,715,706 | 0.29% | new | NEW |
| GOLDMAN SACHS GROUP INC | $56.0M | 903,542 | 0.00% | 31q | +28.2%+$12.3M |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | $54.2M | 874,002 | 0.02% | 31q | -4.5%-$2.5M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $54.1M | 873,287 | 0.01% | 31q | -3.5%-$2.0M |
| Sixth Street Partners Management Company, L.P. | $54.1M | 873,287 | 0.01% | new | NEW |
| NORTHERN TRUST CORP | $53.0M | 855,450 | 0.01% | 31q | +5.6%+$2.8M |
| MORGAN STANLEY | $46.1M | 743,749 | 0.00% | 35q | +21.4%+$8.1M |
| Bank of New York Mellon Corp | $40.8M | 658,156 | 0.01% | 31q | +2.6%+$1.0M |
| NORGES BANK | $38.0M | 612,822 | 0.00% | 32q | -27.9%-$14.7M |
| Public Sector Pension Investment Board | $35.0M | 564,938 | 0.05% | 12q | +84.4%+$16.0M |
| Boston Trust Walden Corp | $31.0M | 500,057 | 0.24% | 26q | -4.9%-$1.6M |
| Nuveen, LLC | $27.7M | 447,002 | 0.01% | 6q | +7.0%+$1.8M |
| VANGUARD FIDUCIARY TRUST CO | $27.4M | 442,582 | 0.01% | 2q | +2.9%+$774.8K |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC | $26.1M | 420,258 | 0.08% | 2q | -21.2%-$7.0M |
| BANK OF AMERICA CORP /DE/ | $25.4M | 410,545 | 0.00% | 31q | +16.9%+$3.7M |
| D. E. Shaw & Co., Inc. | $23.7M | 382,692 | 0.01% | 6q | -15.3%-$4.3M |
| TWO SIGMA INVESTMENTS, LP | $22.5M | 362,195 | 0.02% | 11q | +179.9%+$14.4M |
| PRINCIPAL FINANCIAL GROUP INC | $20.1M | 324,027 | 0.01% | 31q | -0.8%-$157.1K |
| GLENMEDE TRUST CO NA | $19.2M | 309,987 | 0.08% | 18q | -4.0%-$793.8K |
| Qube Research & Technologies Ltd | $17.6M | 283,682 | 0.02% | 5q | -38.4%-$11.0M |
| FRANKLIN RESOURCES INC | $15.1M | 244,134 | 0.00% | 13q | +1.9%+$279.7K |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | $15.0M | 242,170 | 0.04% | 31q | -2.8%-$430.8K |
| VICTORY CAPITAL MANAGEMENT INC | $14.1M | 227,826 | 0.01% | 28q | +6.4%+$849.6K |
| Edgestream Partners, L.P. | $13.4M | 216,837 | 0.40% | 6q | -14.7%-$2.3M |
| UBS Group AG | $12.2M | 196,312 | 0.00% | 31q | +83.4%+$5.5M |
| RHUMBLINE ADVISERS | $11.8M | 189,717 | 0.01% | 31q | -8.5%-$1.1M |
| AMERIPRISE FINANCIAL INC | $11.6M | 187,793 | 0.00% | 31q | -52.0%-$12.6M |
| Legal & General Group Plc | $9.7M | 156,248 | 0.00% | 31q | +0.8%+$76.1K |
| DEAN INVESTMENT ASSOCIATES, LLC | $9.4M | 151,266 | 0.62% | 25q | +649.5%+$8.1M |
| NORDEA INVESTMENT MANAGEMENT AB | $9.2M | 147,956 | 0.01% | 31q | -2.9%-$275.3K |
| RENAISSANCE TECHNOLOGIES LLC | $8.8M | 141,571 | 0.01% | 3q | +313.1%+$6.7M |
| DENALI ADVISORS LLC | $8.7M | 140,297 | 0.88% | 11q | -11.8%-$1.2M |
| FIRST TRUST ADVISORS LP | $8.5M | 137,126 | 0.00% | 31q | +7.9%+$618.8K |
| Swiss National Bank | $7.9M | 127,900 | 0.00% | 31q | HELD |
| Waverly Advisors, LLC | $7.9M | 127,894 | 0.05% | 2q | HELD |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $7.9M | 126,768 | 0.00% | 31q | +2.5%+$188.9K |
| AQR CAPITAL MANAGEMENT LLC | $7.6M | 123,203 | 0.00% | 31q | -0.8%-$58.2K |
| PRUDENTIAL FINANCIAL INC | $7.5M | 121,100 | 0.01% | 31q | +4.5%+$325.8K |
| WELLINGTON MANAGEMENT GROUP LLP | $7.5M | 120,340 | 0.00% | 6q | +0.7%+$51.8K |
| MILLENNIUM MANAGEMENT LLC | $7.3M | 118,100 | 0.00% | 10q | -45.8%-$6.2M |
| Moody Aldrich Partners LLC | $6.5M | 104,425 | 1.16% | 6q | +27.7%+$1.4M |
| Universal- Beteiligungs- und Servicegesellschaft mbH | $6.4M | 102,622 | 0.01% | 7q | +5.6%+$337.2K |
| JPMORGAN CHASE & CO | $5.8M | 91,211 | 0.00% | 31q | -10.7%-$693.3K |
| CAPITAL FUND MANAGEMENT S.A. | $5.1M | 82,684 | 0.02% | 5q | +380.6%+$4.1M |
| Quantinno Capital Management LP | $5.0M | 81,443 | 0.01% | 5q | +106.0%+$2.6M |
| ALGERT GLOBAL LLC | $4.7M | 75,706 | 0.06% | 9q | +119.6%+$2.6M |
| MERCER GLOBAL ADVISORS INC /ADV | $4.7M | 75,550 | 0.00% | 30q | +108.1%+$2.4M |
| Convergence Investment Partners, LLC | $4.4M | 71,716 | 0.42% | 3q | +61.8%+$1.7M |
| CITIGROUP INC | $4.4M | 70,561 | 0.00% | 31q | +29.1%+$986.8K |
| ALLIANCEBERNSTEIN L.P. | $4.3M | 87,222 | 0.00% | 31q | +9.6%+$382.4K |
| DEUTSCHE BANK AG\ | $4.2M | 68,451 | 0.00% | 34q | +26.1%+$879.1K |
| Russell Investments Group, Ltd. | $4.2M | 68,447 | 0.00% | 31q | +81.2%+$1.9M |
| WELLS FARGO & COMPANY/MN | $3.8M | 61,954 | 0.00% | 31q | +5.9%+$212.9K |
| NEW YORK STATE COMMON RETIREMENT FUND | $3.8M | 61,487 | 0.00% | 31q | -3.2%-$124.0K |
| VANGUARD ASSET MANAGEMENT, Ltd | $3.7M | 59,003 | 0.00% | 2q | +4.7%+$162.6K |
| RAYMOND JAMES FINANCIAL INC | $3.5M | 56,938 | 0.00% | 7q | +1000.7%+$3.2M |
| Dean Capital Management | $3.4M | 54,934 | 1.23% | 25q | +302.2%+$2.6M |
| NorthCrest Asset Manangement, LLC | $3.4M | 54,677 | 0.09% | 19q | HELD |
| Louisiana State Employees Retirement System | $3.3M | 59,200 | 0.03% | 31q | +98.7%+$1.6M |
| Kondo Wealth Advisors, Inc. | $3.1M | 50,482 | 1.05% | 7q | HELD |
| Dana Investment Advisors, Inc. | $3.0M | 48,232 | 0.08% | 10q | -0.6%-$18.7K |
| VOYA INVESTMENT MANAGEMENT LLC | $3.0M | 47,892 | 0.00% | 31q | -4.1%-$126.1K |
| SEI INVESTMENTS CO | $2.9M | 46,416 | 0.00% | 31q | +30.8%+$676.8K |
| WEDGE CAPITAL MANAGEMENT L L P/NC | $2.7M | 44,076 | 0.05% | 31q | -28.4%-$1.1M |
| WILLNER & HELLER, LLC | $2.6M | 42,004 | 1.63% | 16q | HELD |
| Vanguard Global Advisers, LLC | $2.6M | 41,785 | 0.00% | 2q | -1.7%-$44.0K |
| Horizon Investments, LLC | $2.5M | 40,431 | 0.03% | new | NEW |
| Trexquant Investment LP | $2.4M | 38,621 | 0.01% | 2q | +100.5%+$1.2M |
| MetLife Investment Management, LLC | $2.4M | 38,241 | 0.01% | 32q | +9.0%+$194.8K |
| CAPTRUST FINANCIAL ADVISORS | $2.1M | 34,441 | 0.00% | 23q | +31.3%+$509.3K |
| Cetera Investment Advisers | $2.1M | 34,404 | 0.00% | 10q | HELD |
| Illinois Municipal Retirement Fund | $2.1M | 34,347 | 0.02% | 11q | -4.8%-$107.3K |
| LAZARD ASSET MANAGEMENT LLC | $2.0M | 32,938 | 0.00% | 2q | HELD |
| State of Tennessee, Department of Treasury | $2.0M | 32,797 | 0.01% | 15q | +18.6%+$319.5K |
| Brevan Howard Capital Management LP | $2.0M | 32,735 | 0.02% | 2q | -24.0%-$640.1K |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $2.0M | 32,549 | 0.00% | 31q | +8.7%+$162.0K |
| Rafferty Asset Management, LLC | $2.0M | 32,546 | 0.00% | 25q | -31.3%-$917.5K |
| Iron Gate Global Advisors LLC | $1.9M | 31,125 | 0.19% | 31q | HELD |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $1.9M | 31,020 | 0.01% | 11q | +17.1%+$281.4K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $1.9M | 30,277 | 0.00% | 9q | HELD |
| Jain Global LLC | $1.9M | 29,849 | 0.01% | 2q | +136.4%+$1.1M |
| Zurcher Kantonalbank (Zurich Cantonalbank) | $1.8M | 29,517 | 0.00% | 31q | +15.8%+$250.0K |
| XTX Topco Ltd | $1.8M | 29,081 | 0.02% | new | NEW |
| Citizens Business Bank | $1.8M | 14,520 | 0.27% | 55q | HELD |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $1.8M | 29,000 | 0.03% | 10q | HELD |
| Linden Thomas Advisory Services, LLC | $1.8M | 28,867 | 0.14% | new | NEW |
| Legato Capital Management LLC | $1.8M | 28,646 | 0.15% | 15q | +288.7%+$1.3M |
| OSAIC HOLDINGS, INC. | $1.8M | 28,492 | 0.00% | 26q | -1.7%-$30.8K |
| Jupiter Topco LLC | $1.8M | 28,326 | 0.00% | new | FIRST |
| FIFTH THIRD BANCORP | $1.7M | 27,396 | 0.00% | 24q | -14.7%-$292.9K |
| NewEdge Wealth, LLC | $1.6M | 26,314 | 0.02% | 7q | +24.5%+$321.4K |
| BNP PARIBAS FINANCIAL MARKETS | $1.6M | 26,199 | 0.00% | 31q | -13.2%-$246.4K |
Showing the largest 100 of 307 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 283 | $3.1B | 49,554,052 | 45 | 98 | 73 | 0.1% |
| Q1 2026 | 263 | $2.3B | 45,226,625 | 45 | 93 | 76 | 0.0% |
| Q4 2025 | 245 | $2.3B | 46,743,509 | 26 | 69 | 85 | 0.0% |
| Q3 2025 | 230 | $2.3B | 46,996,018 | 19 | 77 | 87 | 0.0% |
| Q2 2025 | 243 | $2.2B | 48,563,846 | 36 | 83 | 78 | 0.0% |
| Q1 2025 | 233 | $2.1B | 49,486,703 | 33 | 68 | 79 | 0.0% |
| Q4 2024 | 219 | $2.4B | 49,950,844 | 18 | 82 | 68 | 0.0% |
| Q3 2024 | 220 | $2.1B | 48,863,985 | 27 | 73 | 70 | 0.1% |
| Q2 2024 | 213 | $1.8B | 48,402,496 | 23 | 70 | 73 | 0.0% |
| Q1 2024 | 221 | $1.9B | 50,805,986 | 42 | 50 | 76 | 0.1% |
| Q4 2023 | 194 | $2.3B | 51,535,191 | 19 | 53 | 73 | 0.2% |
| Q3 2023 | 186 | $1.8B | 50,413,170 | 29 | 62 | 61 | 0.2% |
| Q2 2023 | 186 | $1.5B | 46,960,581 | 14 | 67 | 70 | 0.1% |
| Q1 2023 | 197 | $1.6B | 47,125,416 | 13 | 74 | 81 | 0.1% |
| Q4 2022 | 191 | $1.7B | 41,075,377 | 20 | 64 | 64 | 0.0% |
| Q3 2022 | 245 | $2.0B | 50,668,582 | 15 | 78 | 100 | 0.0% |
| Q2 2022 | 252 | $2.0B | 51,708,303 | 31 | 82 | 86 | 0.1% |
| Q1 2022 | 250 | $2.3B | 51,880,121 | 31 | 75 | 88 | 0.0% |
| Q4 2021 | 236 | $2.3B | 52,424,196 | 32 | 58 | 86 | 0.3% |
| Q3 2021 | 222 | $2.2B | 53,659,427 | 29 | 64 | 76 | 0.1% |
| Q2 2021 | 211 | $2.1B | 54,525,642 | 23 | 59 | 79 | 0.1% |
| Q1 2021 | 211 | $2.3B | 56,233,534 | 29 | 57 | 80 | 0.1% |
| Q4 2020 | 210 | $1.8B | 55,992,069 | 26 | 62 | 77 | 0.3% |
| Q3 2020 | 215 | $1.2B | 54,635,564 | 33 | 58 | 78 | 0.3% |
| Q2 2020 | 202 | $1.5B | 55,606,509 | 28 | 67 | 67 | 0.3% |
| Q1 2020 | 199 | $1.3B | 57,768,229 | 20 | 72 | 60 | 0.1% |
| Q4 2019 | 219 | $2.2B | 58,227,691 | 23 | 68 | 76 | 0.1% |
| Q3 2019 | 223 | $2.0B | 57,093,697 | 29 | 69 | 80 | 0.1% |
| Q2 2019 | 220 | $2.1B | 57,694,959 | 20 | 60 | 81 | 0.1% |
| Q1 2019 | 237 | $2.0B | 58,378,313 | 32 | 71 | 80 | 0.1% |
| Q4 2018 | 240 | $2.0B | 60,290,469 | 3 | 4 | 5 | 0.1% |