CASI PHARMACEUTICALS INC (CASI)
Institutional ownership reported to the SEC as of Q4 2022, across 17 quarters.
19
Reporting holders
$3.3M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| FEDERATED HERMES, INC. | $1.6M | 900,651 | 0.00% | 3q | -11.3%-$200.1K |
| VANGUARD GROUP INC | $461.1K | 257,618 | 0.00% | 3q | HELD |
| Wellington Shields Capital Management, LLC | $369.0K | 206,148 | 0.04% | 17q | -5.5%-$21.7K |
| Wellington Shields & Co., LLC | $260.1K | 145,315 | 0.06% | 13q | HELD |
| GEODE CAPITAL MANAGEMENT, LLC | $171.0K | 98,133 | 0.00% | 3q | HELD |
| BlackRock Inc. | $164.2K | 91,715 | 0.00% | 3q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $100.4K | 57,395 | 0.00% | 2q | +70.6%+$41.6K |
| STATE STREET CORP | $62.2K | 35,555 | 0.00% | 3q | HELD |
| NORTHERN TRUST CORP | $45.8K | 25,593 | 0.00% | 3q | HELD |
| FRANKLIN RESOURCES INC | $43.0K | 24,546 | 0.00% | 3q | HELD |
| DIMENSIONAL FUND ADVISORS LP | $21.0K | 11,508 | 0.00% | 3q | HELD |
| RENAISSANCE TECHNOLOGIES LLC | $20.0K | 10,900 | 0.00% | 2q | +4.8% |
| Tower Research Capital LLC (TRC) | $7.0K | 3,494 | 0.00% | 3q | +59.8%+$2.6K |
| MORGAN STANLEY | $3.5K | 1,946 | 0.00% | 3q | -48.7%-$3.3K |
| UBS Group AG | $2.5K | 1,423 | 0.00% | 2q | -53.9%-$3.0K |
| IFP Advisors, Inc | $1.0K | 9? | 0.00% | 2q | |
| WELLS FARGO & COMPANY/MN | $111 | 62 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $23 | 13 | 0.00% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $21 | 12 | 0.00% | new | NEW |
| Colonial Trust Co / SC | $20 | 11 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2022 | 19 | $3.3M | 1,872,038 | 4 | 3 | 4 | 0.0% |
| Q3 2022 | 18 | $5.2M | 1,987,673 | 5 | 4 | 4 | 0.0% |
| Q2 2022 | 18 | $6.3M | 2,187,867 | 16 | 0 | 2 | 0.0% |
| Q1 2022 | 39 | $18.9M | 23,324,047 | 4 | 5 | 13 | 0.0% |
| Q4 2021 | 47 | $22.8M | 28,497,090 | 9 | 9 | 13 | 0.0% |
| Q3 2021 | 56 | $46.0M | 38,674,718 | 10 | 11 | 18 | 0.0% |
| Q2 2021 | 65 | $72.3M | 46,671,643 | 16 | 13 | 24 | 0.0% |
| Q1 2021 | 81 | $127.6M | 53,158,011 | 16 | 29 | 16 | 0.0% |
| Q4 2020 | 69 | $122.2M | 41,438,024 | 9 | 29 | 15 | 0.0% |
| Q3 2020 | 64 | $60.6M | 39,600,305 | 13 | 22 | 15 | 0.0% |
| Q2 2020 | 56 | $57.2M | 22,878,891 | 6 | 24 | 13 | 0.0% |
| Q1 2020 | 55 | $44.4M | 21,747,733 | 9 | 19 | 16 | 0.0% |
| Q4 2019 | 51 | $65.3M | 21,120,952 | 4 | 18 | 12 | 0.0% |
| Q3 2019 | 50 | $36.4M | 10,895,276 | 6 | 16 | 11 | 0.0% |
| Q2 2019 | 48 | $37.4M | 11,694,851 | 5 | 17 | 8 | 0.0% |
| Q1 2019 | 51 | $33.0M | 11,491,346 | 9 | 12 | 15 | 0.0% |
| Q4 2018 | 50 | $48.3M | 12,003,456 | 1 | 1 | 2 | 0.0% |