CASI PHARMACEUTICALS INC (CASI)
Institutional ownership reported to the SEC as of Q4 2022, across 17 quarters.
15
Reporting holders
$3.1M
Reported value
0.0%
Held as options
-3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| FEDERATED HERMES, INC. | $1.6M | 900,651 | 0.00% | 3q | -11.3%-$200.1K |
| VANGUARD GROUP INC | $461.1K | 257,618 | 0.00% | 3q | HELD |
| Wellington Shields Capital Management, LLC | $369.0K | 206,148 | 0.04% | 17q | -5.5%-$21.7K |
| Wellington Shields & Co., LLC | $260.1K | 145,315 | 0.06% | 13q | HELD |
| BlackRock Inc. | $164.2K | 91,715 | 0.00% | 3q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $100.4K | 57,395 | 0.00% | 2q | +70.6%+$41.6K |
| STATE STREET CORP | $62.2K | 35,555 | 0.00% | 3q | HELD |
| NORTHERN TRUST CORP | $45.8K | 25,593 | 0.00% | 3q | HELD |
| FRANKLIN RESOURCES INC | $43.0K | 24,546 | 0.00% | 3q | HELD |
| MORGAN STANLEY | $3.5K | 1,946 | 0.00% | 3q | -48.7%-$3.3K |
| UBS Group AG | $2.5K | 1,423 | 0.00% | 2q | -53.9%-$3.0K |
| GEODE CAPITAL MANAGEMENT, LLC | $171 | 98,133 | 0.00% | 3q | HELD |
| WELLS FARGO & COMPANY/MN | $111 | 62 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $23 | 13 | 0.00% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $21 | 12 | 0.00% | new | NEW |
| DIMENSIONAL FUND ADVISORS LP | $21 | 11,508 | 0.00% | 3q | HELD |
| RENAISSANCE TECHNOLOGIES LLC | $20 | 10,900 | 0.00% | 2q | +4.8% |
| Colonial Trust Co / SC | $20 | 11 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $7 | 3,494 | 0.00% | 3q | +59.8% |
| IFP Advisors, Inc | $1 | 9 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2022 | 15 | $3.1M | 1,748,003 | 4 | 1 | 4 | 0.0% |
| Q3 2022 | 18 | $5.2M | 1,987,673 | 5 | 4 | 4 | 0.0% |
| Q2 2022 | 18 | $6.3M | 2,187,867 | 16 | 0 | 2 | 0.0% |
| Q1 2022 | 39 | $18.9M | 23,324,047 | 4 | 5 | 13 | 0.0% |
| Q4 2021 | 47 | $22.8M | 28,497,090 | 9 | 9 | 13 | 0.0% |
| Q3 2021 | 56 | $46.0M | 38,674,718 | 10 | 11 | 18 | 0.0% |
| Q2 2021 | 65 | $72.3M | 46,671,643 | 16 | 13 | 24 | 0.0% |
| Q1 2021 | 81 | $127.6M | 53,158,011 | 16 | 29 | 16 | 0.0% |
| Q4 2020 | 69 | $122.2M | 41,438,024 | 9 | 29 | 15 | 0.0% |
| Q3 2020 | 64 | $60.6M | 39,600,305 | 13 | 22 | 15 | 0.0% |
| Q2 2020 | 56 | $57.2M | 22,878,891 | 6 | 24 | 13 | 0.0% |
| Q1 2020 | 55 | $44.4M | 21,747,733 | 9 | 19 | 16 | 0.0% |
| Q4 2019 | 51 | $65.3M | 21,120,952 | 4 | 18 | 12 | 0.0% |
| Q3 2019 | 50 | $36.4M | 10,895,276 | 6 | 16 | 11 | 0.0% |
| Q2 2019 | 48 | $37.4M | 11,694,851 | 5 | 17 | 8 | 0.0% |
| Q1 2019 | 51 | $33.0M | 11,491,346 | 9 | 12 | 15 | 0.0% |
| Q4 2018 | 50 | $48.3M | 12,003,456 | 1 | 1 | 2 | 0.0% |