CAROLINA FINL CORP NEW (CARO)
Institutional ownership reported to the SEC as of Q1 2020, across 6 quarters.
127
Reporting holders
$374.6M
Reported value
0.0%
Calls
0.0%
Puts
+6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock Inc. | $45.4M | 1,754,852 | 0.00% | 6q | HELD |
| ARP AMERICAS LP | $32.5M | 1,256,470 | 2.16% | 2q | +188.8%+$21.2M |
| VANGUARD GROUP INC | $27.6M | 1,066,788 | 0.00% | 6q | +1.3%+$343.4K |
| VICTORY CAPITAL MANAGEMENT INC | $21.8M | 841,874 | 0.02% | 5q | +94.8%+$10.6M |
| DIMENSIONAL FUND ADVISORS LP | $21.5M | 830,550 | 0.01% | 6q | +1.1%+$242.2K |
| STATE STREET CORP | $13.0M | 499,307 | 0.00% | 6q | +4.1%+$508.2K |
| ALLIANCEBERNSTEIN L.P. | $12.9M | 500,134 | 0.01% | 6q | +136.9%+$7.5M |
| Tributary Capital Management, LLC | $10.0M | 386,137 | 1.02% | 6q | -21.1%-$2.7M |
| GEODE CAPITAL MANAGEMENT, LLC | $9.2M | 354,912 | 0.00% | 6q | -42.7%-$6.8M |
| RENAISSANCE TECHNOLOGIES LLC | $8.3M | 321,681 | 0.01% | 6q | -24.0%-$2.6M |
| GARDNER LEWIS ASSET MANAGEMENT L P | $8.3M | 318,992 | 1.37% | new | NEW |
| NORTHERN TRUST CORP | $7.5M | 288,229 | 0.00% | 6q | +9.5%+$649.8K |
| GOLDMAN SACHS GROUP INC | $7.3M | 281,478 | 0.00% | 6q | -28.2%-$2.9M |
| MORGAN STANLEY | $6.7M | 257,757 | 0.00% | 10q | +35.9%+$1.8M |
| JACOBS ASSET MANAGEMENT, LLC | $6.0M | 230,653 | 2.16% | 6q | HELD |
| MENDON CAPITAL ADVISORS CORP | $5.9M | 229,624 | 2.92% | 6q | -48.4%-$5.6M |
| LOOMIS SAYLES & CO L P | $5.7M | 220,369 | 0.01% | 6q | +4.2%+$228.4K |
| BANK OF AMERICA CORP /DE/ | $5.7M | 219,538 | 0.00% | 6q | +29.8%+$1.3M |
| PRICE T ROWE ASSOCIATES INC /MD/ | $5.2M | 201,037 | 0.00% | 6q | -38.5%-$3.3M |
| Assenagon Asset Management S.A. | $5.0M | 192,404 | 0.04% | 2q | +153.0%+$3.0M |
| CNH PARTNERS LLC | $4.9M | 191,166 | 0.17% | 2q | +99.1%+$2.5M |
| WOLVERINE ASSET MANAGEMENT LLC | $4.6M | 178,282 | 0.07% | 2q | +6397.2%+$4.5M |
| Yakira Capital Management, Inc. | $4.3M | 164,707 | 1.48% | new | NEW |
| Stieven Capital Advisors, L.P. | $4.0M | 153,629 | 1.16% | 6q | HELD |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $3.9M | 149,136 | 0.00% | 6q | +62.3%+$1.5M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $3.7M | 143,846 | 0.00% | 6q | +1.7%+$62.8K |
| Bank of New York Mellon Corp | $3.5M | 133,646 | 0.00% | 6q | -64.3%-$6.2M |
| SEGALL BRYANT & HAMILL, LLC | $3.4M | 132,098 | 0.07% | 6q | +8.6%+$270.1K |
| BANC FUNDS CO LLC | $3.2M | 125,441 | 0.39% | 6q | +13.3%+$380.3K |
| HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. | $3.0M | 117,341 | 0.57% | new | NEW |
| UBS Group AG | $3.0M | 116,800 | 0.00% | 6q | -9.0%-$300.2K |
| WELLS FARGO & COMPANY/MN | $2.8M | 107,827 | 0.00% | 6q | -6.8%-$204.7K |
| Nuveen Asset Management, LLC | $2.6M | 99,494 | 0.00% | 4q | -3.1%-$83.3K |
| Chicago Capital Management, LLC | $2.6M | 99,020 | 2.05% | new | NEW |
| Walleye Capital LLC | $2.5M | 95,577 | 0.54% | new | NEW |
| Alberta Investment Management Corp | $2.4M | 92,595 | 0.04% | new | NEW |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | $2.2M | 84,898 | 0.01% | 6q | +2.2%+$46.6K |
| Beryl Capital Management LLC | $2.1M | 82,489 | 0.45% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.0M | 77,716 | 0.00% | 4q | +92.0%+$963.4K |
| JPMORGAN CHASE & CO | $2.0M | 77,288 | 0.00% | 6q | +354.0%+$1.6M |
| CREDIT SUISSE AG/ | $2.0M | 76,368 | 0.00% | 6q | -29.2%-$815.5K |
| John W. Rosenthal Capital Management, Inc. | $1.9M | 74,268 | 2.56% | 6q | HELD |
| EATON VANCE MANAGEMENT | $1.9M | 74,187 | 0.00% | 6q | HELD |
| BHZ CAPITAL MANAGEMENT, LP | $1.7M | 65,591 | 0.64% | new | NEW |
| Balyasny Asset Management LLC | $1.7M | 64,206 | 0.02% | new | NEW |
| CITIGROUP INC | $1.6M | 61,305 | 0.00% | 6q | -10.1%-$179.1K |
| PENN CAPITAL MANAGEMENT CO INC | $1.4M | 54,580 | 0.23% | 6q | +0.5%+$7.1K |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $1.4M | 52,916 | 0.00% | 6q | +9.3%+$116.7K |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. | $1.2M | 46,786 | 0.14% | 6q | HELD |
| Swiss National Bank | $1.2M | 45,600 | 0.00% | 6q | +1.3%+$15.5K |
| Allianz Asset Management GmbH | $1.1M | 43,904 | 0.00% | 14q | -36.0%-$639.6K |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | $1.1M | 43,550 | 0.07% | new | NEW |
| KENNEDY CAPITAL MANAGEMENT, INC. | $1.1M | 43,496 | 0.04% | 6q | -54.7%-$1.4M |
| RICE HALL JAMES & ASSOCIATES, LLC | $1.1M | 43,277 | 0.06% | 6q | -2.1%-$24.3K |
| K2 PRINCIPAL FUND, L.P. | $1.1M | 43,001 | 0.21% | new | NEW |
| IndexIQ Advisors LLC | $1.1M | 41,660 | 0.05% | new | NEW |
| RHUMBLINE ADVISERS | $1.0M | 38,649 | 0.00% | 6q | +15.9%+$136.8K |
| AMERIPRISE FINANCIAL INC | $958.0K | 37,053 | 0.00% | 5q | +62.1%+$367.0K |
| Russell Investments Group, Ltd. | $914.0K | 35,410 | 0.00% | 3q | +81.1%+$409.3K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $913.0K | 35,308 | 0.00% | 6q | -1.3%-$11.9K |
| Magnetar Financial LLC | $876.0K | 33,854 | 0.02% | 2q | -8.0%-$75.7K |
| D. E. Shaw & Co., Inc. | $841.0K | 32,507 | 0.00% | 3q | +8.1%+$62.9K |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $808.0K | 31,249 | 0.01% | 2q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $784.0K | 30,290 | 0.00% | 6q | -19.8%-$193.5K |
| Ancora Advisors, LLC | $776.0K | 30,000 | 0.04% | new | NEW |
| WELLINGTON MANAGEMENT GROUP LLP | $701.0K | 27,051 | 0.00% | 2q | -21.4%-$191.0K |
| ALPHASIMPLEX GROUP, LLC | $686.0K | 26,511 | 1.04% | 2q | +52.5%+$236.3K |
| BOOTHBAY FUND MANAGEMENT, LLC | $657.0K | 25,401 | 0.05% | new | NEW |
| FIRST NATIONAL BANK OF OMAHA | $649.0K | 25,099 | 0.05% | 6q | -17.3%-$136.1K |
| UBS ASSET MANAGEMENT AMERICAS INC | $596.7K | 23,066 | 0.00% | 6q | +29.6%+$136.3K |
| NEW YORK STATE COMMON RETIREMENT FUND | $556.0K | 21,500 | 0.00% | 6q | +14.4%+$69.8K |
| ROYAL BANK OF CANADA | $537.0K | 20,746 | 0.00% | 6q | HELD |
| FNY Investment Advisers, LLC | $517.0K | 20,000 | 0.39% | new | NEW |
| Invesco Ltd. | $512.0K | 19,757 | 0.00% | 6q | -49.3%-$497.2K |
| BARCLAYS PLC | $496.0K | 19,164 | 0.00% | 5q | -51.8%-$532.3K |
| Raymond James Financial Services Advisors, Inc. | $446.0K | 17,228 | 0.00% | 6q | -17.0%-$91.1K |
| CITADEL ADVISORS LLC | $439.0K | 16,975 | 0.00% | new | NEW |
| Nicholas Hoffman & Company, LLC. | $437.0K | 16,877 | 0.15% | 5q | HELD |
| SHEETS SMITH WEALTH MANAGEMENT | $430.0K | 16,607 | 0.09% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $424.0K | 16,400 | 0.00% | 6q | HELD |
| TEXAS PERMANENT SCHOOL FUND | $409.0K | 15,798 | 0.01% | 2q | -41.7%-$292.6K |
| Kingsview Wealth Management, LLC | $398.0K | 15,384 | 0.05% | new | NEW |
| Aptus Capital Advisors, LLC | $372.0K | 14,376 | 0.03% | 4q | +7.6%+$26.2K |
| AMERICAN INTERNATIONAL GROUP INC | $358.0K | 13,838 | 0.00% | 6q | +5.6%+$18.9K |
| Parametric Portfolio Associates LLC | $358.0K | 13,853 | 0.00% | 6q | +22.7%+$66.3K |
| AIGEN INVESTMENT MANAGEMENT, LP | $354.0K | 13,674 | 0.05% | 2q | +107.1%+$183.1K |
| Nachman Norwood & Parrott, Inc | $343.0K | 13,192 | 0.07% | 6q | +8.2%+$26.0K |
| CAMPBELL NEWMAN ASSET MANAGEMENT INC | $342.0K | 13,230 | 0.06% | 6q | -4.8%-$17.1K |
| HSBC HOLDINGS PLC | $315.0K | 12,392 | 0.00% | 3q | -54.0%-$370.3K |
| Voya Investment Management LLC | $311.0K | 12,023 | 0.00% | 6q | +4.2%+$12.6K |
| SOUTH STATE CORP | $310.0K | 12,000 | 0.05% | 6q | -37.5%-$186.0K |
| Prospera Financial Services Inc | $310.0K | 11,991 | 0.03% | new | NEW |
| SYNOVUS FINANCIAL CORP | $280.0K | 10,801 | 0.00% | 3q | +18.2%+$43.1K |
| LINCOLN NATIONAL CORP | $276.0K | 10,691 | 0.01% | 6q | -1.4%-$3.8K |
| MetLife Investment Management, LLC | $266.4K | 10,298 | 0.00% | 7q | +14.9%+$34.5K |
| DEUTSCHE BANK AG\ | $258.0K | 9,965 | 0.00% | 9q | +40.2%+$74.0K |
| Guggenheim Capital LLC | $256.0K | 9,897 | 0.00% | 2q | +17.3%+$37.7K |
| PNC Financial Services Group, Inc. | $244.0K | 9,443 | 0.00% | 6q | -8.2%-$21.8K |
| ALPS ADVISORS INC | $235.0K | 9,091 | 0.00% | new | NEW |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $234.0K | 9,047 | 0.04% | new | NEW |
Showing the largest 100 of 127 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2020 | 127 | $374.6M | 14,478,033 | 28 | 47 | 37 | 0.0% |
| Q4 2019 | 121 | $591.5M | 13,682,434 | 22 | 43 | 36 | 0.0% |
| Q3 2019 | 110 | $465.0M | 13,082,854 | 10 | 39 | 36 | 0.0% |
| Q2 2019 | 109 | $441.8M | 12,584,023 | 9 | 35 | 38 | 0.0% |
| Q1 2019 | 111 | $435.8M | 12,598,057 | 15 | 33 | 37 | 0.0% |
| Q4 2018 | 108 | $371.7M | 12,561,247 | 1 | 1 | 2 | 0.0% |