CAROLINA FINL CORP NEW (CARO)
Institutional ownership reported to the SEC as of Q1 2020, across 6 quarters.
127
Reporting holders
$374.6M
Reported value
0.0%
Held as options
+6
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock Inc. | $45.4M | 1,754,852 | 0.00% | 6q | HELD |
| ARP AMERICAS LP | $32.5M | 1,256,470 | 2.16% | 2q | +188.8%+$21.2M |
| VANGUARD GROUP INC | $27.6M | 1,066,788 | 0.00% | 6q | +1.3%+$343.4K |
| VICTORY CAPITAL MANAGEMENT INC | $21.8M | 841,874 | 0.02% | 5q | +94.8%+$10.6M |
| DIMENSIONAL FUND ADVISORS LP | $21.5M | 830,550 | 0.01% | 6q | +1.1%+$242.2K |
| STATE STREET CORP | $13.0M | 499,307 | 0.00% | 6q | +4.1%+$508.2K |
| ALLIANCEBERNSTEIN L.P. | $12.9M | 500,134 | 0.01% | 6q | +136.9%+$7.5M |
| Tributary Capital Management, LLC | $10.0M | 386,137 | 1.02% | 6q | -21.1%-$2.7M |
| GEODE CAPITAL MANAGEMENT, LLC | $9.2M | 354,912 | 0.00% | 6q | -42.7%-$6.8M |
| RENAISSANCE TECHNOLOGIES LLC | $8.3M | 321,681 | 0.01% | 6q | -24.0%-$2.6M |
| GARDNER LEWIS ASSET MANAGEMENT L P | $8.3M | 318,992 | 1.37% | new | NEW |
| NORTHERN TRUST CORP | $7.5M | 288,229 | 0.00% | 6q | +9.5%+$649.8K |
| GOLDMAN SACHS GROUP INC | $7.3M | 281,478 | 0.00% | 6q | -28.2%-$2.9M |
| MORGAN STANLEY | $6.7M | 257,757 | 0.00% | 10q | +35.9%+$1.8M |
| JACOBS ASSET MANAGEMENT, LLC | $6.0M | 230,653 | 2.16% | 6q | HELD |
| MENDON CAPITAL ADVISORS CORP | $5.9M | 229,624 | 2.92% | 6q | -48.4%-$5.6M |
| LOOMIS SAYLES & CO L P | $5.7M | 220,369 | 0.01% | 6q | +4.2%+$228.4K |
| BANK OF AMERICA CORP /DE/ | $5.7M | 219,538 | 0.00% | 6q | +29.8%+$1.3M |
| PRICE T ROWE ASSOCIATES INC /MD/ | $5.2M | 201,037 | 0.00% | 6q | -38.5%-$3.3M |
| Assenagon Asset Management S.A. | $5.0M | 192,404 | 0.04% | 2q | +153.0%+$3.0M |
| CNH PARTNERS LLC | $4.9M | 191,166 | 0.17% | 2q | +99.1%+$2.5M |
| WOLVERINE ASSET MANAGEMENT LLC | $4.6M | 178,282 | 0.07% | 2q | +6397.2%+$4.5M |
| Yakira Capital Management, Inc. | $4.3M | 164,707 | 1.48% | new | NEW |
| Stieven Capital Advisors, L.P. | $4.0M | 153,629 | 1.16% | 6q | HELD |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $3.9M | 149,136 | 0.00% | 6q | +62.3%+$1.5M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $3.7M | 143,846 | 0.00% | 6q | +1.7%+$62.8K |
| Bank of New York Mellon Corp | $3.5M | 133,646 | 0.00% | 6q | -64.3%-$6.2M |
| SEGALL BRYANT & HAMILL, LLC | $3.4M | 132,098 | 0.07% | 6q | +8.6%+$270.1K |
| BANC FUNDS CO LLC | $3.2M | 125,441 | 0.39% | 6q | +13.3%+$380.3K |
| HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. | $3.0M | 117,341 | 0.57% | new | NEW |
| UBS Group AG | $3.0M | 116,800 | 0.00% | 6q | -9.0%-$300.2K |
| WELLS FARGO & COMPANY/MN | $2.8M | 107,827 | 0.00% | 6q | -6.8%-$204.7K |
| Nuveen Asset Management, LLC | $2.6M | 99,494 | 0.00% | 4q | -3.1%-$83.3K |
| Chicago Capital Management, LLC | $2.6M | 99,020 | 2.05% | new | NEW |
| Walleye Capital LLC | $2.5M | 95,577 | 0.54% | new | NEW |
| Alberta Investment Management Corp | $2.4M | 92,595 | 0.04% | new | NEW |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | $2.2M | 84,898 | 0.01% | 6q | +2.2%+$46.6K |
| Beryl Capital Management LLC | $2.1M | 82,489 | 0.45% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.0M | 77,716 | 0.00% | 4q | +92.0%+$963.4K |
| JPMORGAN CHASE & CO | $2.0M | 77,288 | 0.00% | 6q | +354.0%+$1.6M |
| CREDIT SUISSE AG/ | $2.0M | 76,368 | 0.00% | 6q | -29.2%-$815.5K |
| John W. Rosenthal Capital Management, Inc. | $1.9M | 74,268 | 2.56% | 6q | HELD |
| EATON VANCE MANAGEMENT | $1.9M | 74,187 | 0.00% | 6q | HELD |
| BHZ CAPITAL MANAGEMENT, LP | $1.7M | 65,591 | 0.64% | new | NEW |
| Balyasny Asset Management LLC | $1.7M | 64,206 | 0.02% | new | NEW |
| CITIGROUP INC | $1.6M | 61,305 | 0.00% | 6q | -10.1%-$179.1K |
| PENN CAPITAL MANAGEMENT CO INC | $1.4M | 54,580 | 0.23% | 6q | +0.5%+$7.1K |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $1.4M | 52,916 | 0.00% | 6q | +9.3%+$116.7K |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. | $1.2M | 46,786 | 0.14% | 6q | HELD |
| Swiss National Bank | $1.2M | 45,600 | 0.00% | 6q | +1.3%+$15.5K |
| Allianz Asset Management GmbH | $1.1M | 43,904 | 0.00% | 14q | -36.0%-$639.6K |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | $1.1M | 43,550 | 0.07% | new | NEW |
| KENNEDY CAPITAL MANAGEMENT, INC. | $1.1M | 43,496 | 0.04% | 6q | -54.7%-$1.4M |
| RICE HALL JAMES & ASSOCIATES, LLC | $1.1M | 43,277 | 0.06% | 6q | -2.1%-$24.3K |
| K2 PRINCIPAL FUND, L.P. | $1.1M | 43,001 | 0.21% | new | NEW |
| IndexIQ Advisors LLC | $1.1M | 41,660 | 0.05% | new | NEW |
| RHUMBLINE ADVISERS | $1.0M | 38,649 | 0.00% | 6q | +15.9%+$136.8K |
| AMERIPRISE FINANCIAL INC | $958.0K | 37,053 | 0.00% | 5q | +62.1%+$367.0K |
| Russell Investments Group, Ltd. | $914.0K | 35,410 | 0.00% | 3q | +81.1%+$409.3K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $913.0K | 35,308 | 0.00% | 6q | -1.3%-$11.9K |
| Magnetar Financial LLC | $876.0K | 33,854 | 0.02% | 2q | -8.0%-$75.7K |
| D. E. Shaw & Co., Inc. | $841.0K | 32,507 | 0.00% | 3q | +8.1%+$62.9K |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $808.0K | 31,249 | 0.01% | 2q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $784.0K | 30,290 | 0.00% | 6q | -19.8%-$193.5K |
| Ancora Advisors, LLC | $776.0K | 30,000 | 0.04% | new | NEW |
| WELLINGTON MANAGEMENT GROUP LLP | $701.0K | 27,051 | 0.00% | 2q | -21.4%-$191.0K |
| ALPHASIMPLEX GROUP, LLC | $686.0K | 26,511 | 1.04% | 2q | +52.5%+$236.3K |
| BOOTHBAY FUND MANAGEMENT, LLC | $657.0K | 25,401 | 0.05% | new | NEW |
| FIRST NATIONAL BANK OF OMAHA | $649.0K | 25,099 | 0.05% | 6q | -17.3%-$136.1K |
| UBS ASSET MANAGEMENT AMERICAS INC | $596.7K | 23,066 | 0.00% | 6q | +29.6%+$136.3K |
| NEW YORK STATE COMMON RETIREMENT FUND | $556.0K | 21,500 | 0.00% | 6q | +14.4%+$69.8K |
| ROYAL BANK OF CANADA | $537.0K | 20,746 | 0.00% | 6q | HELD |
| FNY Investment Advisers, LLC | $517.0K | 20,000 | 0.39% | new | NEW |
| Invesco Ltd. | $512.0K | 19,757 | 0.00% | 6q | -49.3%-$497.2K |
| BARCLAYS PLC | $496.0K | 19,164 | 0.00% | 5q | -51.8%-$532.3K |
| Raymond James Financial Services Advisors, Inc. | $446.0K | 17,228 | 0.00% | 6q | -17.0%-$91.1K |
| CITADEL ADVISORS LLC | $439.0K | 16,975 | 0.00% | new | NEW |
| Nicholas Hoffman & Company, LLC. | $437.0K | 16,877 | 0.15% | 5q | HELD |
| SHEETS SMITH WEALTH MANAGEMENT | $430.0K | 16,607 | 0.09% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $424.0K | 16,400 | 0.00% | 6q | HELD |
| TEXAS PERMANENT SCHOOL FUND | $409.0K | 15,798 | 0.01% | 2q | -41.7%-$292.6K |
| Kingsview Wealth Management, LLC | $398.0K | 15,384 | 0.05% | new | NEW |
| Aptus Capital Advisors, LLC | $372.0K | 14,376 | 0.03% | 4q | +7.6%+$26.2K |
| AMERICAN INTERNATIONAL GROUP INC | $358.0K | 13,838 | 0.00% | 6q | +5.6%+$18.9K |
| Parametric Portfolio Associates LLC | $358.0K | 13,853 | 0.00% | 6q | +22.7%+$66.3K |
| AIGEN INVESTMENT MANAGEMENT, LP | $354.0K | 13,674 | 0.05% | 2q | +107.1%+$183.1K |
| Nachman Norwood & Parrott, Inc | $343.0K | 13,192 | 0.07% | 6q | +8.2%+$26.0K |
| CAMPBELL NEWMAN ASSET MANAGEMENT INC | $342.0K | 13,230 | 0.06% | 6q | -4.8%-$17.1K |
| HSBC HOLDINGS PLC | $315.0K | 12,392 | 0.00% | 3q | -54.0%-$370.3K |
| Voya Investment Management LLC | $311.0K | 12,023 | 0.00% | 6q | +4.2%+$12.6K |
| SOUTH STATE CORP | $310.0K | 12,000 | 0.05% | 6q | -37.5%-$186.0K |
| Prospera Financial Services Inc | $310.0K | 11,991 | 0.03% | new | NEW |
| SYNOVUS FINANCIAL CORP | $280.0K | 10,801 | 0.00% | 3q | +18.2%+$43.1K |
| LINCOLN NATIONAL CORP | $276.0K | 10,691 | 0.01% | 6q | -1.4%-$3.8K |
| MetLife Investment Management, LLC | $266.4K | 10,298 | 0.00% | 7q | +14.9%+$34.5K |
| DEUTSCHE BANK AG\ | $258.0K | 9,965 | 0.00% | 9q | +40.2%+$74.0K |
| Guggenheim Capital LLC | $256.0K | 9,897 | 0.00% | 2q | +17.3%+$37.7K |
| PNC Financial Services Group, Inc. | $244.0K | 9,443 | 0.00% | 6q | -8.2%-$21.8K |
| ALPS ADVISORS INC | $235.0K | 9,091 | 0.00% | new | NEW |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $234.0K | 9,047 | 0.04% | new | NEW |
Showing the largest 100 of 127 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2020 | 127 | $374.6M | 14,478,033 | 28 | 47 | 37 | 0.0% |
| Q4 2019 | 121 | $591.5M | 13,682,434 | 22 | 43 | 36 | 0.0% |
| Q3 2019 | 110 | $465.0M | 13,082,854 | 10 | 39 | 36 | 0.0% |
| Q2 2019 | 109 | $441.8M | 12,584,023 | 9 | 35 | 38 | 0.0% |
| Q1 2019 | 111 | $435.8M | 12,598,057 | 15 | 33 | 37 | 0.0% |
| Q4 2018 | 108 | $371.7M | 12,561,247 | 1 | 1 | 2 | 0.0% |