CAPRICOR THERAPEUTICS INC (CAPR)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
173
Reporting holders
$1.1B
Reported value
69.1%
Of shares outstanding
15.0%
Held as options
-2
Holder change
Institutions report 40,178,606 shares against 58,138,989 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $99.8M | 4,145,061 | 0.00% | 8q | +21.1%+$17.4M |
| TANG CAPITAL MANAGEMENT LLC | $98.7M | 4,099,900 | 4.48% | 3q | +20.6%+$16.9M |
| MONTANOVA CAPITAL, LLC | $98.6M | 4,092,784 | 1.80% | 3q | +7.2%+$6.6M |
| STATE STREET CORP | $81.8M | 3,397,150 | 0.00% | 21q | +55.7%+$29.3M |
| VANGUARD CAPITAL MANAGEMENT LLC | $55.3M | 2,297,674 | 0.00% | 2q | +13.3%+$6.5M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $38.6M | 9,462 | 0.00% | 25q | -82.3%-$179.0M |
| GOLDMAN SACHS GROUP INC | $38.0M | 1,578,131 | 0.00% | 20q | +73.0%+$16.0M |
| CITADEL ADVISORS LLC | $37.2M | 814,444 | 0.00% | 27q | +51.0%+$12.6M |
| RA CAPITAL MANAGEMENT, L.P. | $36.3M | 1,507,844 | 0.32% | 3q | HELD |
| PERCEPTIVE ADVISORS LLC | $36.1M | options only | 0.54% | new | OPTIONS |
| Boxer Capital Management, LLC | $33.6M | 1,395,156 | 2.53% | 3q | +136.5%+$19.4M |
| GEODE CAPITAL MANAGEMENT, LLC | $33.0M | 1,372,286 | 0.00% | 29q | +22.7%+$6.1M |
| MERCER GLOBAL ADVISORS INC /ADV | $29.0M | 1,205,463 | 0.02% | 2q | +199.1%+$19.3M |
| FMR LLC | $27.4M | 1,137,730 | 0.00% | 8q | +47.3%+$8.8M |
| Ikarian Capital, LLC | $23.0M | 604,215 | 2.48% | 8q | +14.4%+$2.9M |
| DIADEMA PARTNERS LP | $20.8M | options only | 2.63% | 7q | OPTIONS |
| Soleus Capital Management, L.P. | $18.3M | 761,737 | 0.63% | new | NEW |
| Caption Management, LLC | $17.2M | 72,000 | 0.08% | 9q | HELD |
| Palo Alto Investors LP | $16.6M | 689,289 | 0.76% | 3q | +200.0%+$11.1M |
| MORGAN STANLEY | $16.5M | 684,515 | 0.00% | 28q | +61.5%+$6.3M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $15.3M | 636,087 | 0.00% | 2q | +67.7%+$6.2M |
| UBS Group AG | $14.9M | 619,661 | 0.00% | 10q | +66.6%+$6.0M |
| DG Capital Management, LLC | $14.7M | 611,595 | 3.10% | 4q | +56.0%+$5.3M |
| NORTHERN TRUST CORP | $12.1M | 503,532 | 0.00% | 25q | +20.6%+$2.1M |
| Balyasny Asset Management L.P. | $11.7M | 486,836 | 0.01% | 3q | +63.8%+$4.6M |
| GROUP ONE TRADING LLC | $11.4M | 272,609 | 0.02% | 2q | +114.4%+$6.1M |
| J. Goldman & Co LP | $11.2M | 427,321 | 0.29% | 4q | -21.1%-$3.0M |
| D. E. Shaw & Co., Inc. | $10.6M | 123,746 | 0.01% | 5q | HELD |
| Jones Hill Capital LP | $10.1M | 420,751 | 2.15% | 2q | -53.7%-$11.8M |
| MILLENNIUM MANAGEMENT LLC | $9.7M | 233,926 | 0.00% | 12q | -34.4%-$5.1M |
| VANGUARD FIDUCIARY TRUST CO | $9.0M | 372,539 | 0.00% | 2q | +16.4%+$1.3M |
| JPMORGAN CHASE & CO | $8.7M | 362,501 | 0.00% | 10q | +5.5%+$452.5K |
| BOOTHBAY FUND MANAGEMENT, LLC | $7.2M | 192,962 | 0.09% | 8q | +9.5%+$627.2K |
| BANK OF AMERICA CORP /DE/ | $6.0M | 251,235 | 0.00% | 17q | -39.5%-$4.0M |
| RTW INVESTMENTS, LP | $6.0M | 250,000 | 0.05% | 3q | HELD |
| Nuveen, LLC | $5.7M | 236,612 | 0.00% | 6q | +45.2%+$1.8M |
| Trexquant Investment LP | $4.8M | 197,793 | 0.03% | 2q | -11.1%-$592.8K |
| RAYMOND JAMES FINANCIAL INC | $4.7M | 196,856 | 0.00% | 6q | HELD |
| Moody Aldrich Partners LLC | $4.3M | 177,754 | 0.77% | 3q | -21.4%-$1.2M |
| Bank of New York Mellon Corp | $3.9M | 161,767 | 0.00% | 24q | +23.7%+$747.4K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $3.9M | 160,938 | 0.00% | 14q | +27.7%+$840.8K |
| Sixth Street Partners Management Company, L.P. | $3.9M | 160,938 | 0.00% | new | NEW |
| SIMPLEX TRADING, LLC | $3.8M | options only | 0.00% | 25q | OPTIONS |
| JANE STREET GROUP, LLC | $3.4M | options only | 0.00% | 11q | OPTIONS |
| LMR Partners LLP | $3.4M | options only | 0.01% | 8q | OPTIONS |
| Woodline Partners LP | $3.3M | 138,773 | 0.01% | 7q | +0.8%+$26.9K |
| PFM Health Sciences, LP | $2.9M | 122,221 | 0.25% | 2q | -1.3%-$38.8K |
| Pier Capital, LLC | $2.7M | 111,908 | 0.36% | 2q | +152.0%+$1.6M |
| CITIGROUP INC | $2.7M | 80,123 | 0.00% | 12q | +626.0%+$2.3M |
| Jefferies Financial Group Inc. | $2.5M | 105,755 | 0.02% | 2q | +1.3%+$33.6K |
| WELLINGTON MANAGEMENT GROUP LLP | $2.4M | 100,246 | 0.00% | 7q | -7.7%-$201.3K |
| MARSHALL WACE, LLP | $2.4M | 98,185 | 0.00% | 5q | -10.4%-$273.2K |
| Point72 Asset Management, L.P. | $2.3M | 94,723 | 0.00% | 4q | -88.5%-$17.5M |
| Swiss National Bank | $2.2M | 92,900 | 0.00% | 2q | -4.0%-$93.9K |
| ADAR1 Capital Management, LLC | $2.2M | 90,593 | 0.10% | 2q | HELD |
| Black Diamond Financial, LLC | $1.9M | 79,077 | 0.17% | 7q | HELD |
| OPPENHEIMER & CO INC | $1.8M | 75,714 | 0.02% | 9q | +18.9%+$290.1K |
| Rock Springs Capital Management LP | $1.8M | 74,448 | 0.09% | new | NEW |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $1.8M | 74,430 | 0.00% | 3q | -2.5%-$46.9K |
| Longaeva Partners L.P. | $1.8M | 74,046 | 0.04% | new | NEW |
| ALLIANCEBERNSTEIN L.P. | $1.7M | 57,300 | 0.00% | 7q | +41.7%+$512.8K |
| RHUMBLINE ADVISERS | $1.6M | 67,881 | 0.00% | 9q | +30.3%+$380.4K |
| BARCLAYS PLC | $1.6M | 67,440 | 0.00% | 9q | -78.6%-$6.0M |
| STATE OF WISCONSIN INVESTMENT BOARD | $1.6M | 66,888 | 0.00% | 4q | +12.3%+$176.1K |
| Rafferty Asset Management, LLC | $1.5M | 60,373 | 0.00% | 2q | -3.2%-$47.7K |
| Foundations Investment Advisors, LLC | $1.4M | 60,010 | 0.01% | 2q | +11.1%+$144.6K |
| DEUTSCHE BANK AG\ | $1.4M | 57,579 | 0.00% | 7q | +49.2%+$457.4K |
| WELLS FARGO & COMPANY/MN | $1.3M | 53,188 | 0.00% | 22q | +24.1%+$249.0K |
| Persistent Asset Partners Ltd | $1.1M | options only | 0.33% | 3q | OPTIONS |
| Quinn Opportunity Partners LLC | $1.1M | 44,698 | 0.05% | 4q | -74.9%-$3.2M |
| FRANKLIN RESOURCES INC | $1.0M | 43,568 | 0.00% | 2q | +81.0%+$469.4K |
| GLENMEDE TRUST CO NA | $961.6K | 39,935 | 0.00% | 3q | +9.9%+$86.8K |
| Legal & General Group Plc | $927.4K | 38,513 | 0.00% | 9q | +3.7%+$33.1K |
| HBK Sorce Advisory LLC | $876.7K | 223,076 | 0.02% | 6q | +8.9%+$71.7K |
| VANGUARD ASSET MANAGEMENT, Ltd | $776.9K | 32,265 | 0.00% | 2q | HELD |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $763.3K | 31,779 | 0.00% | 8q | +27.9%+$166.6K |
| MetLife Investment Management, LLC | $755.6K | 31,380 | 0.00% | 7q | +35.3%+$197.1K |
| ALGERT GLOBAL LLC | $737.1K | 30,610 | 0.01% | new | NEW |
| PROFUND ADVISORS LLC | $734.0K | 30,482 | 0.02% | 2q | +9.0%+$60.8K |
| Invesco Ltd. | $711.6K | 29,552 | 0.00% | 9q | -84.1%-$3.8M |
| ENVESTNET ASSET MANAGEMENT INC | $699.7K | 29,058 | 0.00% | 4q | -0.9%-$6.2K |
| Vanguard Global Advisers, LLC | $687.5K | 28,552 | 0.00% | 2q | +17.2%+$101.0K |
| TWINBEECH CAPITAL LP | $682.4K | 28,337 | 0.12% | new | NEW |
| LPL Financial LLC | $659.2K | 27,377 | 0.00% | 5q | -2.2%-$15.0K |
| COMMONWEALTH EQUITY SERVICES, LLC | $644.7K | 26,775 | 0.00% | 14q | HELD |
| Aquatic Capital Management LLC | $632.3K | 26,257 | 0.02% | 2q | -8.5%-$58.9K |
| PEAK6 LLC | $602.0K | options only | 0.00% | new | OPTIONS |
| Anson Funds Management LP | $602.0K | 25,000 | 0.04% | new | NEW |
| SEVEN GRAND MANAGERS, LLC | $602.0K | 25,000 | 0.02% | 3q | -75.0%-$1.8M |
| Jump Financial, LLC | $554.7K | 23,036 | 0.00% | new | NEW |
| FOX RUN MANAGEMENT, L.L.C. | $545.8K | 22,666 | 0.09% | new | NEW |
| Jupiter Topco LLC | $543.9K | 22,600 | 0.00% | new | FIRST |
| XTX Topco Ltd | $529.6K | 21,993 | 0.01% | new | NEW |
| OSAIC HOLDINGS, INC. | $489.6K | 20,334 | 0.00% | 20q | -43.4%-$376.0K |
| Squarepoint Ops LLC | $475.1K | 19,731 | 0.00% | 2q | +57.8%+$174.1K |
| NEW YORK STATE COMMON RETIREMENT FUND | $455.1K | 18,900 | 0.00% | 9q | +45.4%+$142.1K |
| Creative Planning | $447.6K | 18,587 | 0.00% | 3q | +10.8%+$43.5K |
| SEI INVESTMENTS CO | $418.6K | 17,385 | 0.00% | 3q | -2.4%-$10.1K |
| INTECH INVESTMENT MANAGEMENT LLC | $412.1K | 17,114 | 0.00% | 2q | +13.4%+$48.7K |
| Police & Firemen's Retirement System of New Jersey | $382.0K | 15,862 | 0.00% | 7q | +39.8%+$108.7K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-19 | 13G | Millennium Management LLCwith 2 co-filers | 4.9% |
| 2026-08-14 | 13G/A | TANG CAPITAL MANAGEMENT, LLCwith 5 co-filers | 7.1% |
| 2026-08-07 | 13G | STATE STREET CORPORATION | 5.9% |
| 2026-08-03 | 13G | RA Capital Management, L.P.with 3 co-filers | 5.2% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 173 | $1.1B | 40,178,606 | 28 | 68 | 47 | 15.0% |
| Q1 2026 | 175 | $1.2B | 33,831,538 | 59 | 56 | 34 | 14.4% |
| Q4 2025 | 133 | $1.0B | 27,368,376 | 42 | 39 | 38 | 23.8% |
| Q3 2025 | 117 | $159.7M | 14,373,822 | 32 | 22 | 33 | 35.2% |
| Q2 2025 | 116 | $261.2M | 13,924,603 | 24 | 40 | 35 | 47.0% |
| Q1 2025 | 122 | $202.0M | 18,400,134 | 33 | 41 | 21 | 13.5% |
| Q4 2024 | 107 | $291.0M | 17,171,434 | 40 | 34 | 15 | 18.6% |
| Q3 2024 | 74 | $179.9M | 8,351,806 | 27 | 19 | 12 | 29.4% |
| Q2 2024 | 57 | $33.4M | 6,359,486 | 21 | 18 | 12 | 9.1% |
| Q1 2024 | 49 | $34.0M | 4,810,717 | 18 | 17 | 6 | 3.9% |
| Q4 2023 | 33 | $20.2M | 3,811,513 | 6 | 10 | 8 | 7.8% |
| Q3 2023 | 29 | $19.1M | 5,380,697 | 4 | 5 | 8 | 3.9% |
| Q2 2023 | 27 | $12.5M | 2,517,518 | 4 | 10 | 2 | 3.9% |
| Q1 2023 | 24 | $10.6M | 2,344,471 | 3 | 6 | 5 | 7.0% |
| Q4 2022 | 26 | $10.5M | 2,255,732 | 4 | 5 | 7 | 17.5% |
| Q3 2022 | 29 | $20.9M | 2,792,373 | 5 | 8 | 7 | 20.0% |
| Q2 2022 | 29 | $11.0M | 2,543,678 | 3 | 7 | 9 | 19.5% |
| Q1 2022 | 28 | $11.0M | 2,589,835 | 5 | 9 | 5 | 18.9% |
| Q4 2021 | 25 | $9.5M | 2,535,124 | 3 | 7 | 4 | 21.4% |
| Q3 2021 | 29 | $13.4M | 2,491,311 | 6 | 7 | 5 | 25.3% |
| Q2 2021 | 30 | $21.0M | 3,528,719 | 3 | 13 | 7 | 14.0% |
| Q1 2021 | 31 | $23.2M | 4,384,783 | 10 | 6 | 8 | 11.5% |
| Q4 2020 | 27 | $8.4M | 1,681,487 | 4 | 8 | 5 | 31.7% |
| Q3 2020 | 28 | $9.3M | 1,264,478 | 6 | 9 | 6 | 28.9% |
| Q2 2020 | 31 | $4.8M | 940,377 | 22 | 8 | 1 | 10.8% |
| Q1 2020 | 15 | $598.0K | 498,997 | 3 | 3 | 2 | 0.0% |
| Q4 2019 | 14 | $295.0K | 231,243 | 4 | 3 | 4 | 0.0% |
| Q3 2019 | 16 | $2.4M | 183,643 | 6 | 1 | 3 | 0.0% |
| Q2 2019 | 11 | $283.0K | 85,192 | 11 | 0 | 0 | 0.0% |
| Q1 2019 | 16 | $820.0K | 1,763,843 | 1 | 3 | 4 | 0.0% |
| Q4 2018 | 17 | $725.0K | 1,771,294 | 1 | 0 | 0 | 0.0% |