LEGG MASON ETF INVT TR (CACG)
Institutional ownership reported to the SEC as of Q1 2024, across 22 quarters.
35
Reporting holders
$83.8M
Reported value
0.0%
Held as options
+3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $43.0M | 825,180 | 0.00% | 26q | +52.5%+$14.8M |
| STIFEL FINANCIAL CORP | $7.1M | 137,145 | 0.01% | 18q | +11.9%+$760.4K |
| Raymond James Financial Services Advisors, Inc. | $5.1M | 97,837 | 0.01% | 16q | +3.4%+$166.1K |
| Royal Bank of Canada | $3.1M | 58,649 | 0.00% | 22q | +26.9%+$646.6K |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | $2.9M | 55,664 | 2.50% | 10q | -2.6%-$77.1K |
| ENVESTNET ASSET MANAGEMENT INC | $2.7M | 51,231 | 0.00% | 20q | -3.7%-$102.7K |
| UBS Group AG | $2.3M | 44,315 | 0.00% | 22q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.9M | 35,899 | 0.00% | 15q | +164.0%+$1.2M |
| TRUIST FINANCIAL CORP | $1.6M | 31,490 | 0.00% | 18q | -14.8%-$283.9K |
| IHT Wealth Management, LLC | $1.6M | 31,185 | 0.07% | 22q | -3.6%-$61.0K |
| LPL Financial LLC | $1.6M | 30,494 | 0.00% | 22q | -26.4%-$569.9K |
| Arden Trust Co | $1.5M | 28,617 | 0.21% | 20q | -12.4%-$211.1K |
| AVANTAX ADVISORY SERVICES, INC. | $1.3M | 25,139 | 0.01% | 20q | HELD |
| Cetera Investment Advisers | $1.1M | 21,381 | 0.00% | new | NEW |
| Gladstone Institutional Advisory LLC | $963.5K | 18,500 | 0.05% | 9q | HELD |
| Private Advisor Group, LLC | $931.8K | 17,891 | 0.01% | 22q | -1.0%-$9.1K |
| NewEdge Advisors, LLC | $855.9K | 16,434 | 0.01% | 4q | -24.4%-$276.9K |
| RAYMOND JAMES & ASSOCIATES | $804.0K | 15,438 | 0.00% | 22q | -1.7%-$13.7K |
| STEPHENS INC /AR/ | $601.4K | 11,547 | 0.01% | 22q | HELD |
| CITADEL ADVISORS LLC | $432.1K | 8,296 | 0.00% | new | NEW |
| CENTRAL TRUST Co | $426.9K | 8,196 | 0.01% | 12q | -2.5%-$10.8K |
| PFG Investments, LLC | $354.7K | 6,810 | 0.02% | new | NEW |
| Creative Planning | $312.3K | 5,997 | 0.00% | 13q | -11.1%-$39.0K |
| TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV | $278.3K | 5,345 | 0.11% | 2q | +25.2%+$56.0K |
| Investment Partners Asset Management, Inc. | $276.0K | 5,300 | 0.25% | 2q | HELD |
| Prospera Financial Services Inc | $246.9K | 4,738 | 0.01% | 2q | HELD |
| Atlas Private Wealth Advisors | $213.5K | 4,100 | 0.07% | 4q | -55.4%-$265.1K |
| OSAIC HOLDINGS, INC. | $202.6K | 3,890 | 0.00% | 17q | -7.1%-$15.5K |
| JPMORGAN CHASE & CO | $35.5K | 682 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $33.7K | 647 | 0.00% | 11q | -40.3%-$22.7K |
| Sunbelt Securities, Inc. | $25.9K | 498 | 0.00% | 5q | HELD |
| Legacy Bridge, LLC | $10.4K | 200 | 0.01% | 17q | HELD |
| Steward Partners Investment Advisory, LLC | $10.4K | 200 | 0.00% | 2q | HELD |
| WELLS FARGO & COMPANY/MN | $5.2K | 101 | 0.00% | 11q | +573.3%+$4.5K |
| Janney Montgomery Scott LLC | $4.7K | 90,003 | 0.01% | 19q | -6.0% |
| Cambridge Investment Research Advisors, Inc. | $3.3K | 62,512 | 0.01% | 15q | -10.0% |
| COMERICA BANK | $365 | 7 | 0.00% | 3q | HELD |
| WEDBUSH SECURITIES INC | $325 | 6,240 | 0.01% | 17q | -7.4% |
| NBC SECURITIES, INC. | $23 | 450 | 0.00% | 3q | -25.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2024 | 35 | $83.8M | 1,609,043 | 4 | 7 | 14 | 0.0% |
| Q4 2023 | 32 | $60.9M | 1,292,273 | 3 | 8 | 12 | 0.0% |
| Q3 2023 | 32 | $41.0M | 1,007,224 | 3 | 3 | 18 | 0.0% |
| Q2 2023 | 33 | $49.5M | 1,174,730 | 2 | 8 | 14 | 0.0% |
| Q1 2023 | 32 | $45.5M | 1,207,917 | 2 | 5 | 18 | 0.0% |
| Q4 2022 | 33 | $85.7M | 2,588,446 | 4 | 11 | 13 | 0.0% |
| Q3 2022 | 41 | $118.7M | 3,444,394 | 1 | 12 | 19 | 0.0% |
| Q2 2022 | 43 | $129.8M | 3,603,905 | 4 | 8 | 21 | 0.0% |
| Q1 2022 | 44 | $168.8M | 3,712,276 | 3 | 15 | 14 | 0.0% |
| Q4 2021 | 43 | $183.3M | 3,617,489 | 0 | 14 | 18 | 0.0% |
| Q3 2021 | 39 | $183.3M | 3,768,683 | 3 | 11 | 17 | 0.0% |
| Q2 2021 | 39 | $194.4M | 3,917,715 | 4 | 13 | 15 | 0.0% |
| Q1 2021 | 36 | $187.5M | 4,106,032 | 1 | 15 | 12 | 0.0% |
| Q4 2020 | 36 | $172.3M | 3,913,175 | 0 | 14 | 14 | 0.0% |
| Q3 2020 | 38 | $158.5M | 3,978,873 | 4 | 12 | 14 | 0.0% |
| Q2 2020 | 36 | $155.8M | 4,352,374 | 7 | 8 | 12 | 0.0% |
| Q1 2020 | 33 | $120.6M | 4,128,090 | 9 | 13 | 6 | 0.0% |
| Q4 2019 | 32 | $120.4M | 3,486,307 | 7 | 11 | 5 | 0.0% |
| Q3 2019 | 28 | $105.0M | 3,314,986 | 4 | 10 | 8 | 0.0% |
| Q2 2019 | 26 | $71.9M | 2,268,173 | 7 | 7 | 6 | 0.0% |
| Q1 2019 | 21 | $53.8M | 1,769,053 | 4 | 10 | 3 | 0.0% |
| Q4 2018 | 17 | $47.2M | 1,764,707 | 1 | 1 | 0 | 0.0% |