LEGG MASON ETF INVT TR (CACG)
Institutional ownership reported to the SEC as of Q1 2024, across 22 quarters.
39
Reporting holders
$92.1M
Reported value
0.0%
Calls
0.0%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $43.0M | 825,180 | 0.00% | 26q | +52.5%+$14.8M |
| STIFEL FINANCIAL CORP | $7.1M | 137,145 | 0.01% | 18q | +11.9%+$760.4K |
| Raymond James Financial Services Advisors, Inc. | $5.1M | 97,837 | 0.01% | 16q | +3.4%+$166.1K |
| Janney Montgomery Scott LLC | $4.7M | 90,003 | 0.01% | 19q | -6.0%-$296.8K |
| Cambridge Investment Research Advisors, Inc. | $3.3M | 62,512 | 0.01% | 15q | -10.0%-$361.2K |
| Royal Bank of Canada | $3.1M | 58,649 | 0.00% | 22q | +26.9%+$646.6K |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | $2.9M | 55,664 | 2.50% | 10q | -2.6%-$77.1K |
| ENVESTNET ASSET MANAGEMENT INC | $2.7M | 51,231 | 0.00% | 20q | -3.7%-$102.7K |
| UBS Group AG | $2.3M | 44,315 | 0.00% | 22q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.9M | 35,899 | 0.00% | 15q | +164.0%+$1.2M |
| TRUIST FINANCIAL CORP | $1.6M | 31,490 | 0.00% | 18q | -14.8%-$283.9K |
| IHT Wealth Management, LLC | $1.6M | 31,185 | 0.07% | 22q | -3.6%-$61.0K |
| LPL Financial LLC | $1.6M | 30,494 | 0.00% | 22q | -26.4%-$569.9K |
| Arden Trust Co | $1.5M | 28,617 | 0.21% | 20q | -12.4%-$211.1K |
| AVANTAX ADVISORY SERVICES, INC. | $1.3M | 25,139 | 0.01% | 20q | HELD |
| Cetera Investment Advisers | $1.1M | 21,381 | 0.00% | new | NEW |
| Gladstone Institutional Advisory LLC | $963.5K | 18,500 | 0.05% | 9q | HELD |
| Private Advisor Group, LLC | $931.8K | 17,891 | 0.01% | 22q | -1.0%-$9.1K |
| NewEdge Advisors, LLC | $855.9K | 16,434 | 0.01% | 4q | -24.4%-$276.9K |
| RAYMOND JAMES & ASSOCIATES | $804.0K | 15,438 | 0.00% | 22q | -1.7%-$13.7K |
| STEPHENS INC /AR/ | $601.4K | 11,547 | 0.01% | 22q | HELD |
| CITADEL ADVISORS LLC | $432.1K | 8,296 | 0.00% | new | NEW |
| CENTRAL TRUST Co | $426.9K | 8,196 | 0.01% | 12q | -2.5%-$10.8K |
| PFG Investments, LLC | $354.7K | 6,810 | 0.02% | new | NEW |
| WEDBUSH SECURITIES INC | $325.0K | 6,240 | 0.01% | 17q | -7.4%-$26.0K |
| Creative Planning | $312.3K | 5,997 | 0.00% | 13q | -11.1%-$39.0K |
| TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV | $278.3K | 5,345 | 0.11% | 2q | +25.2%+$56.0K |
| Investment Partners Asset Management, Inc. | $276.0K | 5,300 | 0.25% | 2q | HELD |
| Prospera Financial Services Inc | $246.9K | 4,738 | 0.01% | 2q | HELD |
| Atlas Private Wealth Advisors | $213.5K | 4,100 | 0.07% | 4q | -55.4%-$265.1K |
| OSAIC HOLDINGS, INC. | $202.6K | 3,890 | 0.00% | 17q | -7.1%-$15.5K |
| JPMORGAN CHASE & CO | $35.5K | 682 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $33.7K | 647 | 0.00% | 11q | -40.3%-$22.7K |
| Sunbelt Securities, Inc. | $25.9K | 498 | 0.00% | 5q | HELD |
| NBC SECURITIES, INC. | $23.0K | 450 | 0.00% | 3q | -25.0%-$7.7K |
| Legacy Bridge, LLC | $10.4K | 200 | 0.01% | 17q | HELD |
| Steward Partners Investment Advisory, LLC | $10.4K | 200 | 0.00% | 2q | HELD |
| WELLS FARGO & COMPANY/MN | $5.2K | 101 | 0.00% | 11q | +573.3%+$4.5K |
| COMERICA BANK | $365 | 7 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2024 | 39 | $92.1M | 1,768,248 | 4 | 7 | 18 | 0.0% |
| Q4 2023 | 36 | $69.0M | 1,464,762 | 3 | 9 | 14 | 0.0% |
| Q3 2023 | 37 | $48.4M | 1,188,468 | 3 | 5 | 20 | 0.0% |
| Q2 2023 | 38 | $58.7M | 1,392,172 | 3 | 9 | 17 | 0.0% |
| Q1 2023 | 37 | $54.2M | 1,438,653 | 3 | 6 | 19 | 0.0% |
| Q4 2022 | 38 | $91.6M | 2,768,426 | 4 | 11 | 15 | 0.0% |
| Q3 2022 | 41 | $118.7M | 3,444,394 | 1 | 12 | 19 | 0.0% |
| Q2 2022 | 43 | $129.8M | 3,603,905 | 4 | 8 | 21 | 0.0% |
| Q1 2022 | 44 | $168.8M | 3,712,276 | 3 | 15 | 14 | 0.0% |
| Q4 2021 | 43 | $183.3M | 3,617,489 | 0 | 14 | 18 | 0.0% |
| Q3 2021 | 39 | $183.3M | 3,768,683 | 3 | 11 | 17 | 0.0% |
| Q2 2021 | 39 | $194.4M | 3,917,715 | 4 | 13 | 15 | 0.0% |
| Q1 2021 | 36 | $187.5M | 4,106,032 | 1 | 15 | 12 | 0.0% |
| Q4 2020 | 36 | $172.3M | 3,913,175 | 0 | 14 | 14 | 0.0% |
| Q3 2020 | 38 | $158.5M | 3,978,873 | 4 | 12 | 14 | 0.0% |
| Q2 2020 | 36 | $155.8M | 4,352,374 | 7 | 8 | 12 | 0.0% |
| Q1 2020 | 33 | $120.6M | 4,128,090 | 9 | 13 | 6 | 0.0% |
| Q4 2019 | 32 | $120.4M | 3,486,307 | 7 | 11 | 5 | 0.0% |
| Q3 2019 | 28 | $105.0M | 3,314,986 | 4 | 10 | 8 | 0.0% |
| Q2 2019 | 26 | $71.9M | 2,268,173 | 7 | 7 | 6 | 0.0% |
| Q1 2019 | 21 | $53.8M | 1,769,053 | 4 | 10 | 3 | 0.0% |
| Q4 2018 | 17 | $47.2M | 1,764,707 | 1 | 1 | 0 | 0.0% |