FIRST TR EXCHANGE-TRADED FD (CAAA)
Institutional ownership reported to the SEC as of Q2 2026, across 10 quarters.
21
Reporting holders
$32.1M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| STAR Financial Bank | $12.7M | 626,482 | 5.18% | 5q | +13.7%+$1.5M |
| Prospera Financial Services Inc | $6.0M | 295,916 | 0.09% | 5q | +2.8%+$166.0K |
| Platform Technology Partners | $3.4M | 169,633 | 0.56% | 7q | +79.9%+$1.5M |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.8M | 137,011 | 0.00% | 2q | +943.2%+$2.5M |
| Farther Finance Advisors, LLC | $1.6M | 77,040 | 0.01% | 6q | +21.8%+$280.5K |
| FIRST TRUST ADVISORS LP | $1.4M | 67,790 | 0.00% | 6q | HELD |
| Kestra Advisory Services, LLC | $1.1M | 54,601 | 0.00% | 2q | -36.4%-$635.9K |
| INSPIRION WEALTH ADVISORS, LLC | $608.6K | 29,959 | 0.07% | 8q | -1.3%-$8.1K |
| Fearless Solutions, LLC dba Best Invest | $593.3K | 29,212 | 0.31% | 3q | +33.3%+$148.3K |
| Belpointe Asset Management LLC | $503.0K | 24,765 | 0.02% | 9q | -11.6%-$65.8K |
| JANE STREET GROUP, LLC | $302.3K | 14,884 | 0.00% | 2q | +9.7%+$26.7K |
| GOLDMAN SACHS GROUP INC | $269.9K | 13,289 | 0.00% | 4q | -76.2%-$862.3K |
| United Advisor Group, LLC | $253.5K | 12,480 | 0.03% | 2q | +26.4%+$52.9K |
| Ashton Thomas Private Wealth, LLC | $224.3K | 11,042 | 0.00% | 5q | +12.5%+$24.9K |
| OSAIC HOLDINGS, INC. | $124.4K | 6,122 | 0.00% | 7q | +22.0%+$22.4K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $76.2K | 3,750 | 0.00% | new | NEW |
| Financial Network Wealth Advisors LLC | $67.3K | 3,312 | 0.07% | 3q | -3.3%-$2.3K |
| Geneos Wealth Management Inc. | $60.9K | 3,000 | 0.00% | 7q | HELD |
| HARBOUR INVESTMENTS, INC. | $19.7K | 968 | 0.00% | 4q | HELD |
| UBS Group AG | $4.4K | 215 | 0.00% | 5q | +1691.7%+$4.1K |
| Rossby Financial, LCC | $995 | 49 | 0.00% | 2q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-07 | 13G | STAR Financial Bank | 36.9% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 21 | $32.1M | 1,581,520 | 1 | 11 | 5 | 0.0% |
| Q1 2026 | 20 | $27.3M | 1,344,984 | 5 | 7 | 4 | 0.0% |
| Q4 2025 | 18 | $23.1M | 1,128,976 | 3 | 7 | 5 | 0.0% |
| Q3 2025 | 17 | $23.4M | 1,140,945 | 5 | 7 | 0 | 0.0% |
| Q2 2025 | 13 | $16.1M | 785,652 | 5 | 3 | 3 | 0.0% |
| Q1 2025 | 13 | $9.2M | 452,033 | 3 | 3 | 6 | 0.0% |
| Q4 2024 | 11 | $14.7M | 729,210 | 4 | 1 | 4 | 0.0% |
| Q3 2024 | 8 | $20.6M | 996,397 | 2 | 1 | 2 | 0.0% |
| Q2 2024 | 7 | $18.0M | 894,111 | 2 | 0 | 2 | 0.0% |
| Q1 2024 | 5 | $14.9M | 734,397 | 5 | 0 | 0 | 0.0% |