NORTHERN LTS FD TR IV (BUYW)
Institutional ownership reported to the SEC as of Q2 2026, across 17 quarters.
69
Reporting holders
$957.3M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Orion Porfolio Solutions, LLC | $340.9M | 23,594,578 | 2.61% | 14q | +4.0%+$13.0M |
| LPL Financial LLC | $330.1M | 22,846,738 | 0.07% | 15q | +26.5%+$69.2M |
| OSAIC HOLDINGS, INC. | $107.1M | 7,411,816 | 0.13% | 16q | +1.0%+$1.0M |
| ENVESTNET ASSET MANAGEMENT INC | $36.6M | 2,534,773 | 0.01% | 16q | -4.2%-$1.6M |
| San Luis Wealth Advisors LLC | $17.6M | 1,220,457 | 2.65% | 7q | +40.9%+$5.1M |
| Encompass More Asset Management | $16.3M | 1,129,401 | 2.37% | 11q | +2.8%+$452.1K |
| Madrona Financial Services, LLC | $13.6M | 941,305 | 2.51% | 13q | HELD |
| POTOMAC FUND MANAGEMENT INC /ADV | $11.5M | 792,716 | 0.29% | 7q | +11.1%+$1.1M |
| Virtue Capital Management, LLC | $8.9M | 614,069 | 1.18% | 10q | -1.8%-$161.0K |
| AMG Asset Management Group, Inc. | $8.4M | 582,661 | 5.27% | 3q | +3.1%+$253.2K |
| Ashton Thomas Private Wealth, LLC | $6.0M | 416,325 | 0.13% | 3q | +16.9%+$870.4K |
| Echo45 Advisors LLC | $5.0M | 344,192 | 2.57% | 14q | +7.0%+$327.5K |
| GWN SECURITIES INC. | $4.2M | 287,577 | 0.69% | 7q | +16.1%+$576.0K |
| World Investment Advisors | $3.7M | 259,061 | 0.06% | 2q | -8.4%-$341.6K |
| Copley Financial Group, Inc. | $3.5M | 245,634 | 2.15% | 8q | +11.9%+$377.6K |
| Cetera Investment Advisers | $3.5M | 240,604 | 0.00% | 4q | -9.4%-$362.3K |
| Global Retirement Partners, LLC | $3.1M | 217,126 | 0.05% | 6q | +29.6%+$716.1K |
| Tactive Advisors, LLC | $3.0M | 207,434 | 0.74% | 5q | +1.1%+$31.9K |
| Pine Valley Investments Ltd Liability Co | $2.6M | 182,142 | 0.10% | 6q | +22.3%+$480.6K |
| Dynamic Advisor Solutions LLC | $2.6M | 179,870 | 0.07% | 8q | +24.6%+$513.2K |
| INTEGRITY ALLIANCE, LLC. | $2.4M | 168,750 | 0.08% | 7q | +1.6%+$38.2K |
| Sonoma Allocations LLC | $2.3M | 161,272 | 0.73% | 3q | +42.0%+$691.0K |
| INDEPENDENT FINANCIAL GROUP, LLC | $2.3M | 160,679 | 0.04% | 6q | -5.2%-$126.7K |
| SILVER OAK SECURITIES, INCORPORATED | $1.8M | 126,949 | 0.11% | 6q | HELD |
| GeoWealth Management, LLC | $1.7M | 115,075 | 0.05% | 13q | +25.3%+$336.3K |
| CreativeOne Wealth, LLC | $1.6M | 112,624 | 0.04% | 11q | +8.8%+$131.2K |
| Silver Grove Financial Group, Inc. | $1.2M | 84,689 | 0.66% | 4q | +4.7%+$55.2K |
| United Advisor Group, LLC | $1.2M | 82,863 | 0.13% | 5q | +20.1%+$200.4K |
| CFS Investment Advisory Services, LLC | $1.2M | 79,806 | 0.08% | 5q | HELD |
| Tortuga Wealth Management, Inc | $1.2M | 79,634 | 0.87% | 2q | +8.5%+$90.5K |
| Astoria Portfolio Advisors LLC. | $1.1M | 74,790 | 0.18% | 3q | +1.5%+$16.1K |
| GOLDMAN SACHS GROUP INC | $1.1M | 73,927 | 0.00% | 2q | +149.3%+$639.8K |
| Ausdal Financial Partners, Inc. | $1.1M | 73,166 | 0.04% | 4q | -1.4%-$15.2K |
| Mutual Advisors, LLC | $1.0M | 69,475 | 0.02% | 16q | +20.3%+$169.3K |
| COLDSTREAM CAPITAL MANAGEMENT INC | $1.0M | 69,226 | 0.01% | 4q | +97.1%+$492.9K |
| VICTORY FINANCIAL GROUP, LLC | $771.3K | 53,377 | 0.08% | 2q | +40.3%+$221.6K |
| Envestnet Portfolio Solutions, Inc. | $758.8K | 52,512 | 0.00% | 12q | +4.4%+$32.1K |
| MONEY CONCEPTS CAPITAL CORP | $456.8K | 31,612 | 0.02% | 6q | +7.1%+$30.3K |
| PFG Advisors | $426.8K | 29,537 | 0.02% | 8q | +7.4%+$29.4K |
| KINGSWOOD WEALTH ADVISORS, LLC | $426.6K | 29,520 | 0.02% | 6q | +0.8%+$3.5K |
| CITADEL ADVISORS LLC | $405.5K | 28,059 | 0.00% | new | NEW |
| Koshinski Asset Management, Inc. | $398.6K | 27,584 | 0.02% | 5q | +6.2%+$23.3K |
| Integrity Advisory Solutions, LLC | $355.0K | 24,565 | 0.04% | 4q | +37.0%+$95.9K |
| Mission Financial Group, LLC | $309.0K | 21,385 | 0.26% | 3q | -29.0%-$126.1K |
| Signal Advisors Wealth, LLC | $293.9K | 20,336 | 0.01% | new | NEW |
| Kestra Advisory Services, LLC | $290.8K | 20,125 | 0.00% | 10q | -2.0%-$5.9K |
| HARBOUR INVESTMENTS, INC. | $284.7K | 19,700 | 0.00% | 15q | -8.1%-$25.0K |
| Balefire, LLC | $246.7K | 17,073 | 0.04% | 3q | -8.0%-$21.5K |
| Triad Wealth Partners, LLC | $229.1K | 15,766 | 0.01% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $214.6K | 14,848 | 0.00% | new | NEW |
| OLD MISSION CAPITAL LLC | $158.6K | 10,976 | 0.00% | new | NEW |
| PACIFIC FINANCIAL GROUP INC | $155.2K | 10,742 | 0.07% | new | NEW |
| JANE STREET GROUP, LLC | $148.2K | 10,258 | 0.00% | new | NEW |
| Main Management LLC | $146.9K | 10,166,319 | 9.87% | 16q | -3.8%-$5.9K |
| AE Wealth Management LLC | $144.7K | 10,015 | 0.00% | 7q | +8.8%+$11.7K |
| Synergy Investment Management, LLC | $116.5K | 8,060 | 0.03% | 2q | HELD |
| ASSETMARK, INC | $56.3K | 3,896 | 0.00% | 6q | +493.0%+$46.8K |
| Steward Partners Investment Advisory, LLC | $36.0K | 2,488 | 0.00% | 2q | HELD |
| Farther Finance Advisors, LLC | $15.0K | 1,038 | 0.00% | 9q | HELD |
| CoreCap Advisors, LLC | $14.3K | 987 | 0.00% | 10q | -22.5%-$4.1K |
| Ameritas Advisory Services, LLC | $8.1K | 558 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $7.4K | 510,964 | 0.01% | 12q | +180.6%+$4.8K |
| EverSource Wealth Advisors, LLC | $6.3K | 435 | 0.00% | 10q | -50.0%-$6.3K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $4.7K | 325 | 0.00% | 2q | -97.0%-$151.7K |
| Fortis Group Advisors, LLC | $1.1K | 74 | 0.00% | 3q | HELD |
| Integrated Wealth Concepts LLC | $795 | 55 | 0.00% | new | NEW |
| JONES FINANCIAL COMPANIES LLLP | $778 | 54 | 0.00% | new | NEW |
| IFP Advisors, Inc | $722 | 50 | 0.00% | 15q | -36.7% |
| MORGAN STANLEY | $592 | 41 | 0.00% | new | NEW |
| Buck Wealth Strategies, LLC | $376 | 26 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $13 | 1 | 0.00% | 10q | -50.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 69 | $957.3M | 66,247,482 | 12 | 35 | 15 | 0.0% |
| Q1 2026 | 68 | $853.3M | 60,608,409 | 15 | 36 | 13 | 0.0% |
| Q4 2025 | 63 | $797.0M | 55,659,361 | 8 | 39 | 7 | 0.0% |
| Q3 2025 | 63 | $642.5M | 45,217,767 | 14 | 29 | 13 | 0.0% |
| Q2 2025 | 53 | $547.7M | 39,006,535 | 7 | 29 | 8 | 0.0% |
| Q1 2025 | 58 | $808.1M | 58,652,486 | 9 | 23 | 15 | 0.0% |
| Q4 2024 | 58 | $623.6M | 44,897,181 | 9 | 28 | 9 | 0.0% |
| Q3 2024 | 46 | $565.5M | 40,569,564 | 10 | 19 | 9 | 0.0% |
| Q2 2024 | 46 | $532.4M | 38,803,948 | 11 | 24 | 7 | 0.0% |
| Q1 2024 | 42 | $457.0M | 33,439,586 | 9 | 18 | 8 | 0.0% |
| Q4 2023 | 38 | $352.6M | 26,143,665 | 14 | 15 | 6 | 0.0% |
| Q3 2023 | 27 | $252.8M | 19,005,123 | 5 | 14 | 4 | 0.0% |
| Q2 2023 | 27 | $216.7M | 16,052,009 | 9 | 14 | 3 | 0.0% |
| Q1 2023 | 22 | $162.8M | 12,294,782 | 11 | 7 | 2 | 0.0% |
| Q4 2022 | 17 | $66.3M | 5,217,501 | 9 | 5 | 1 | 0.0% |
| Q3 2022 | 12 | $121.5M | 10,382,507 | 12 | 0 | 0 | 0.0% |
| Q4 2021 | 1 | $477.9K | 33,375 | 0 | 0 | 0 | 0.0% |