PGIM ROCK ETF TR (BUFP)
Institutional ownership reported to the SEC as of Q2 2026, across 9 quarters.
37
Reporting holders
$176.0M
Reported value
0.0%
Held as options
+11
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | $49.9M | 1,556,602 | 0.01% | 6q | +35.5%+$13.1M |
| LPL Financial LLC | $22.3M | 695,610 | 0.01% | 2q | +2263.4%+$21.4M |
| Kestra Advisory Services, LLC | $14.4M | 449,822 | 0.05% | 3q | +308.4%+$10.9M |
| COMMONWEALTH EQUITY SERVICES, LLC | $13.5M | 421,690 | 0.02% | 8q | +22.1%+$2.5M |
| AA Financial Advisors, LLC | $10.4M | 325,348 | 1.25% | 3q | +23.2%+$2.0M |
| IHT Wealth Management, LLC | $8.3M | 259,642 | 0.18% | 2q | +2604.6%+$8.0M |
| Foguth Wealth Management, LLC. | $7.6M | 235,517 | 0.86% | 2q | +26.5%+$1.6M |
| Fermata Advisors, LLC | $6.2M | 192,219 | 1.25% | 7q | +1.6%+$99.8K |
| Cetera Investment Advisers | $5.1M | 160,085 | 0.00% | 8q | +38.6%+$1.4M |
| ENVESTNET ASSET MANAGEMENT INC | $4.9M | 152,645 | 0.00% | 6q | +32.8%+$1.2M |
| AssuredPartners Investment Advisors, LLC | $4.7M | 146,647 | 0.45% | 4q | -1.6%-$77.7K |
| Maltin Wealth Management, Inc. | $4.6M | 142,365 | 1.53% | 9q | -0.5%-$24.2K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $4.0M | 123,604 | 0.04% | new | NEW |
| PNC Financial Services Group, Inc. | $3.4M | 106,231 | 0.00% | 5q | +32.3%+$831.8K |
| NewEdge Advisors, LLC | $3.4M | 105,277 | 0.01% | 7q | +212.4%+$2.3M |
| OneDigital Investment Advisors LLC | $2.4M | 73,943 | 0.02% | 3q | +73.8%+$1.0M |
| VICTORY FINANCIAL GROUP, LLC | $1.8M | 56,526 | 0.19% | 4q | -12.4%-$255.5K |
| Kingsview Wealth Management, LLC | $1.3M | 42,028 | 0.02% | 2q | +133.3%+$769.7K |
| MML INVESTORS SERVICES, LLC | $1.1M | 35,476 | 0.00% | 6q | HELD |
| Western Wealth Management, LLC | $1.1M | 34,471 | 0.04% | new | NEW |
| DHJJ Financial Advisors, Ltd. | $971.2K | 30,302 | 0.28% | 8q | +7.9%+$71.2K |
| JANE STREET GROUP, LLC | $742.3K | 23,162 | 0.00% | new | NEW |
| PKS Advisory Services, LLC | $733.2K | 22,875 | 0.12% | 4q | +4.7%+$33.0K |
| Horizon Wealth Management, LLC | $673.0K | 21,000 | 0.09% | 2q | +90.9%+$320.5K |
| Apollon Financial, LLC | $528.2K | 16,480 | 0.06% | new | NEW |
| OLD MISSION CAPITAL LLC | $400.3K | 12,491 | 0.01% | 3q | +33.6%+$100.8K |
| COFG Advisors, LLC | $332.7K | 10,380 | 0.06% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $282.1K | 8,803 | 0.00% | 2q | -60.9%-$438.6K |
| ROYAL BANK OF CANADA | $223.0K | 6,972 | 0.00% | new | NEW |
| ADAMSBROWN WEALTH CONSULTANTS LLC | $204.4K | 6,379 | 0.04% | new | NEW |
| GOLDMAN SACHS GROUP INC | $201.1K | 6,275 | 0.00% | new | NEW |
| Ankerstar Wealth, LLC | $171.8K | 5,361 | 0.14% | 3q | +50.1%+$57.4K |
| OSAIC HOLDINGS, INC. | $75.3K | 2,350 | 0.00% | new | NEW |
| PRIVATE TRUST CO NA | $18.9K | 589 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $11.2K | 350 | 0.00% | 2q | -1.4% |
| PlanVest Financial, Inc | $6.6K | 205 | 0.00% | new | NEW |
| CENTAURUS FINANCIAL, INC. | $3.5K | 108,289 | 0.13% | 4q | +9.1% |
| Cambridge Investment Research Advisors, Inc. | $1.3K | 39,158 | 0.00% | new | NEW |
| IFP Advisors, Inc | $801 | 25 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 37 | $176.0M | 5,489,747 | 12 | 19 | 5 | 0.0% |
| Q1 2026 | 26 | $87.9M | 2,957,843 | 9 | 13 | 3 | 0.0% |
| Q4 2025 | 22 | $69.9M | 2,322,053 | 7 | 14 | 0 | 0.0% |
| Q3 2025 | 15 | $33.6M | 1,142,435 | 5 | 8 | 2 | 0.0% |
| Q2 2025 | 12 | $24.0M | 855,434 | 3 | 7 | 0 | 0.0% |
| Q1 2025 | 9 | $18.8M | 719,076 | 2 | 4 | 3 | 0.0% |
| Q4 2024 | 7 | $9.3M | 349,606 | 4 | 3 | 0 | 0.0% |
| Q3 2024 | 4 | $4.1M | 163,154 | 3 | 1 | 0 | 0.0% |
| Q2 2024 | 1 | $3.6M | 140,797 | 1 | 0 | 0 | 0.0% |