NORTHERN LTS FD TR IV (BLES)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
74
Reporting holders
$75.9M
Reported value
0.0%
Held as options
+3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $12.0M | 251,044 | 0.00% | 31q | +49.8%+$4.0M |
| UBS Group AG | $5.8M | 121,773 | 0.00% | 26q | HELD |
| ASSETMARK, INC | $5.6M | 116,923 | 0.01% | 4q | +1.9%+$102.6K |
| Sowell Financial Services LLC | $5.5M | 116,092 | 0.18% | 7q | +12.4%+$612.0K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $5.0M | 104,035 | 0.24% | 31q | +178.4%+$3.2M |
| AlphaStar Capital Management, LLC | $4.5M | 94,102 | 0.29% | 31q | +6.2%+$260.8K |
| Inspire Advisors, LLC | $3.5M | 74,232 | 0.25% | 23q | -5.6%-$211.1K |
| ENVESTNET ASSET MANAGEMENT INC | $3.0M | 63,418 | 0.00% | 25q | +2.3%+$67.8K |
| Frontier Asset Management, LLC | $2.7M | 56,335 | 0.48% | 19q | HELD |
| CITADEL ADVISORS LLC | $2.1M | 44,198 | 0.00% | new | NEW |
| Range Financial Group LLC | $1.8M | 37,034 | 0.48% | 17q | -9.2%-$179.4K |
| Keel Point, LLC | $1.5M | 32,402 | 0.09% | 30q | -3.2%-$51.1K |
| Cetera Investment Advisers | $1.4M | 29,934 | 0.00% | 18q | +5.7%+$77.4K |
| Strategic Equity Management | $1.3M | 28,077 | 0.45% | 6q | HELD |
| Inspire Investing, LLC | $1.2M | 25,754 | 0.05% | 35q | -18.2%-$273.0K |
| MONEYWISE, INC. | $1.1M | 23,673 | 0.42% | 6q | +2.0%+$21.7K |
| Revisor Wealth Management LLC | $1.1M | 21,862 | 0.25% | 3q | +58.8%+$389.1K |
| Envestnet Portfolio Solutions, Inc. | $1.0M | 21,020 | 0.00% | 12q | -21.3%-$271.7K |
| OneAscent Financial Services LLC | $992.2K | 20,807 | 0.05% | 7q | -84.0%-$5.2M |
| JPMORGAN CHASE & CO | $986.0K | 20,752 | 0.00% | 9q | +2.1%+$20.0K |
| Ridgeline Wealth, LLC | $958.3K | 20,094 | 0.56% | 7q | +2.5%+$22.9K |
| RAYMOND JAMES FINANCIAL INC | $904.7K | 18,970 | 0.00% | 7q | +0.7%+$5.9K |
| AMARILLO NATIONAL BANK | $841.4K | 17,644 | 0.13% | 19q | HELD |
| Turning Point Benefit Group, Inc. | $758.6K | 15,932 | 0.33% | 4q | +110.9%+$398.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $680.5K | 14,270 | 0.00% | 15q | HELD |
| Tulsa Wealth Advisors, INC | $672.0K | 14,090 | 0.09% | 2q | +13.3%+$78.6K |
| VICUS CAPITAL | $659.0K | 13,819 | 0.04% | 14q | +4.7%+$29.3K |
| Sterling Investment Advisors, Ltd. | $521.0K | 10,925 | 0.09% | 6q | HELD |
| INDEPENDENT FINANCIAL GROUP, LLC | $519.2K | 10,887 | 0.01% | 6q | +7.9%+$38.0K |
| ROYAL BANK OF CANADA | $460.0K | 9,656 | 0.00% | 21q | +9.5%+$39.9K |
| Harvest Investment Services, LLC | $441.3K | 9,253 | 0.07% | 13q | -5.4%-$25.1K |
| OSAIC HOLDINGS, INC. | $389.2K | 8,160 | 0.00% | 26q | -15.5%-$71.2K |
| RFG Advisory, LLC | $367.3K | 7,701 | 0.01% | 2q | -26.6%-$133.4K |
| GTS SECURITIES LLC | $361.6K | 7,582 | 0.01% | 6q | +9.8%+$32.4K |
| LaSalle St. Investment Advisors, LLC | $357.0K | 7,485 | 0.04% | 9q | -0.8%-$2.8K |
| Belpointe Asset Management LLC | $343.6K | 7,204 | 0.01% | 3q | HELD |
| EverSource Wealth Advisors, LLC | $318.1K | 6,670 | 0.01% | 19q | -11.6%-$41.8K |
| Legacy Wealth Asset Management, LLC | $311.7K | 6,536 | 0.07% | 23q | HELD |
| HOWE & RUSLING INC | $311.0K | 6,522 | 0.02% | 14q | HELD |
| JANE STREET GROUP, LLC | $293.5K | 6,154 | 0.00% | 2q | -43.6%-$226.4K |
| Strategic Blueprint, LLC | $286.5K | 6,007 | 0.01% | 27q | -5.1%-$15.5K |
| PRINCIPAL SECURITIES, INC. | $285.4K | 5,984 | 0.00% | 11q | -3.6%-$10.6K |
| SageOak Financial, LLC | $272.7K | 5,719 | 0.18% | 7q | HELD |
| Focus Financial Network, Inc. | $265.6K | 5,523 | 0.01% | 6q | +5.1%+$13.0K |
| PFG Advisors | $236.3K | 4,954 | 0.01% | new | NEW |
| Well Done, LLC | $228.7K | 4,796 | 0.03% | 5q | -4.0%-$9.6K |
| Focus Partners Wealth | $219.6K | 4,605 | 0.00% | 2q | HELD |
| Independent Advisor Alliance | $201.3K | 4,220 | 0.00% | 3q | -73.1%-$545.8K |
| Swisher Financial Concepts, Inc. | $178.4K | 3,740 | 0.11% | 3q | -19.4%-$42.9K |
| Geneos Wealth Management Inc. | $178.2K | 3,736 | 0.00% | 32q | +7.7%+$12.8K |
| Community Financial Services Group, LLC | $176.5K | 3,714 | 0.03% | 2q | -0.6%-$1.1K |
| Ameritas Advisory Services, LLC | $125.7K | 2,636 | 0.00% | new | NEW |
| MORGAN STANLEY | $103.8K | 2,176 | 0.00% | 6q | +8269.2%+$102.6K |
| AE Wealth Management LLC | $93.7K | 1,965 | 0.00% | 7q | -30.4%-$40.9K |
| Steward Partners Investment Advisory, LLC | $89.2K | 1,871 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $58.8K | 1,233 | 0.00% | 2q | HELD |
| Arax Advisory Partners | $48.5K | 1,017 | 0.00% | 3q | HELD |
| NewEdge Advisors, LLC | $35.8K | 750 | 0.00% | new | NEW |
| Glen Eagle Advisors, LLC | $35.6K | 746 | 0.00% | 4q | +13.7%+$4.3K |
| Continuum Advisory, LLC | $31.4K | 658 | 0.00% | new | NEW |
| PRIVATE TRUST CO NA | $19.1K | 400 | 0.00% | 9q | HELD |
| Keating Financial Advisory Services, Inc. | $14.9K | 313 | 0.00% | 3q | +538.8%+$12.6K |
| HARBOUR INVESTMENTS, INC. | $14.6K | 307 | 0.00% | 17q | HELD |
| Winch Advisory Services, LLC | $11.4K | 238 | 0.00% | 15q | HELD |
| AdvisorNet Financial, Inc | $9.2K | 192 | 0.00% | 2q | -36.2%-$5.2K |
| Institute for Wealth Management, LLC. | $7.7K | 162 | 0.00% | new | NEW |
| TD Waterhouse Canada Inc. | $4.8K | 100 | 0.00% | 2q | HELD |
| Integrated Wealth Concepts LLC | $3.9K | 82 | 0.00% | new | NEW |
| FMR LLC | $3.6K | 76 | 0.00% | 11q | -2.6% |
| Ameritas Investment Partners, Inc. | $2.4K | 50 | 0.00% | 26q | -33.3%-$1.2K |
| Cambridge Investment Research Advisors, Inc. | $1.8K | 38,700 | 0.00% | 31q | +102.3% |
| Main Street Group, LTD | $858 | 18 | 0.00% | new | NEW |
| Blue Trust, Inc. | $812 | 17 | 0.00% | 2q | HELD |
| IFP Advisors, Inc | $143 | 3 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $28 | 1 | 0.00% | 11q | -50.0% |
| FNY Investment Advisers, LLC | $1 | 30 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 74 | $75.9M | 1,591,030 | 10 | 23 | 23 | 0.0% |
| Q1 2026 | 71 | $78.6M | 1,771,472 | 13 | 26 | 17 | 0.0% |
| Q4 2025 | 63 | $73.1M | 1,692,138 | 10 | 21 | 16 | 0.0% |
| Q3 2025 | 57 | $68.8M | 1,620,872 | 6 | 18 | 19 | 0.0% |
| Q2 2025 | 57 | $60.8M | 1,495,196 | 4 | 16 | 21 | 0.0% |
| Q1 2025 | 61 | $75.6M | 2,019,104 | 11 | 19 | 10 | 0.0% |
| Q4 2024 | 54 | $67.0M | 1,809,313 | 6 | 17 | 13 | 0.0% |
| Q3 2024 | 46 | $64.5M | 1,633,518 | 2 | 16 | 13 | 0.0% |
| Q2 2024 | 50 | $61.5M | 1,680,878 | 4 | 19 | 12 | 0.0% |
| Q1 2024 | 51 | $132.3M | 3,521,802 | 3 | 13 | 18 | 0.0% |
| Q4 2023 | 54 | $139.0M | 3,898,779 | 3 | 26 | 11 | 0.0% |
| Q3 2023 | 50 | $109.3M | 3,432,572 | 2 | 18 | 18 | 0.0% |
| Q2 2023 | 49 | $116.0M | 3,468,967 | 5 | 17 | 15 | 0.0% |
| Q1 2023 | 44 | $110.0M | 3,355,531 | 8 | 17 | 11 | 0.0% |
| Q4 2022 | 35 | $102.8M | 3,289,450 | 4 | 15 | 9 | 0.0% |
| Q3 2022 | 45 | $98.1M | 3,539,580 | 4 | 22 | 12 | 0.0% |
| Q2 2022 | 47 | $104.1M | 3,439,755 | 4 | 20 | 10 | 0.0% |
| Q1 2022 | 46 | $114.8M | 3,195,436 | 7 | 18 | 12 | 0.0% |
| Q4 2021 | 42 | $107.3M | 2,842,619 | 4 | 23 | 6 | 0.0% |
| Q3 2021 | 42 | $101.2M | 2,635,800 | 5 | 26 | 7 | 0.0% |
| Q2 2021 | 37 | $96.7M | 2,480,534 | 5 | 21 | 6 | 0.0% |
| Q1 2021 | 38 | $96.3M | 2,643,884 | 7 | 14 | 11 | 0.0% |
| Q4 2020 | 35 | $99.9M | 2,983,861 | 1 | 9 | 15 | 0.0% |
| Q3 2020 | 33 | $49.2M | 1,767,503 | 4 | 9 | 15 | 0.0% |
| Q2 2020 | 34 | $48.8M | 1,858,150 | 6 | 13 | 10 | 0.0% |
| Q1 2020 | 32 | $46.5M | 2,186,696 | 4 | 10 | 13 | 0.0% |
| Q4 2019 | 34 | $94.3M | 3,098,882 | 4 | 18 | 7 | 0.0% |
| Q3 2019 | 33 | $83.4M | 3,007,822 | 7 | 12 | 7 | 0.0% |
| Q2 2019 | 26 | $47.8M | 1,698,277 | 4 | 12 | 7 | 0.0% |
| Q1 2019 | 23 | $43.0M | 1,549,484 | 5 | 7 | 7 | 0.0% |
| Q4 2018 | 20 | $35.2M | 1,451,720 | 1 | 0 | 1 | 0.0% |