SOTHEBYS (BID)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
182
Reporting holders
$2.7B
Reported value
2.1%
Held as options
-32
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Taikang Asset Management (Hong Kong) Co Ltd | $452.4M | 7,939,661 | 48.96% | 4q | HELD |
| Third Point LLC | $379.6M | 6,661,604 | 4.51% | 4q | HELD |
| BlackRock Inc. | $209.7M | 3,680,442 | 0.01% | 4q | -0.9%-$2.0M |
| VANGUARD GROUP INC | $203.2M | 3,566,886 | 0.01% | 4q | HELD |
| PAULSON & CO. INC. | $105.6M | 1,853,157 | 2.11% | 2q | -45.0%-$86.3M |
| DIMENSIONAL FUND ADVISORS LP | $84.7M | 1,486,856 | 0.03% | 4q | -4.2%-$3.7M |
| ALLIANCEBERNSTEIN L.P. | $74.8M | 1,311,954 | 0.05% | 4q | -46.4%-$64.7M |
| Paradice Investment Management LLC | $68.5M | 1,202,221 | 5.08% | 4q | -10.1%-$7.7M |
| RWC Asset Management LLP | $67.3M | 1,181,804 | 2.86% | 22q | HELD |
| STATE STREET CORP | $60.7M | 1,064,943 | 0.00% | 4q | -1.7%-$1.0M |
| ALPINE ASSOCIATES MANAGEMENT INC. | $45.1M | 790,863 | 1.48% | 2q | +59.4%+$16.8M |
| UBS Group AG | $42.4M | 744,823 | 0.02% | 4q | -23.8%-$13.3M |
| FULLER & THALER ASSET MANAGEMENT, INC. | $39.6M | 694,689 | 0.47% | 4q | +2.9%+$1.1M |
| CNH PARTNERS LLC | $39.2M | 687,697 | 0.57% | 2q | +34.4%+$10.0M |
| WATER ISLAND CAPITAL LLC | $37.6M | 659,419 | 2.34% | 2q | +1.9%+$682.9K |
| P SCHOENFELD ASSET MANAGEMENT LP | $34.5M | 605,377 | 2.77% | 2q | +101.8%+$17.4M |
| GABELLI FUNDS LLC | $34.3M | 602,339 | 0.23% | 2q | +3479.8%+$33.4M |
| GLAZER CAPITAL, LLC | $34.0M | 596,450 | 4.17% | new | NEW |
| NORTHERN TRUST CORP | $29.7M | 520,887 | 0.01% | 4q | -11.7%-$3.9M |
| NORGES BANK | $27.9M | 488,772 | 0.01% | 7q | -21.4%-$7.6M |
| Van Berkom & Associates Inc. | $26.8M | 470,252 | 0.66% | 4q | -70.6%-$64.3M |
| GEODE CAPITAL MANAGEMENT, LLC | $24.2M | 423,956 | 0.01% | 4q | -1.0%-$243.1K |
| Bank of New York Mellon Corp | $23.5M | 413,269 | 0.01% | 4q | -1.8%-$429.4K |
| Weiss Multi-Strategy Advisers LLC | $23.4M | 409,867 | 0.47% | new | NEW |
| Beryl Capital Management LLC | $22.6M | 396,590 | 5.83% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $21.3M | 17,747 | 0.01% | 4q | -31.8%-$9.9M |
| BARCLAYS PLC | $19.7M | 336,588 | 0.01% | 4q | +469.6%+$16.2M |
| GOLDMAN SACHS GROUP INC | $19.4M | 294,521 | 0.01% | 4q | -59.3%-$28.3M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $19.0M | 333,793 | 0.01% | 4q | HELD |
| GROUP ONE TRADING, L.P. | $18.2M | 15,962 | 0.15% | 4q | HELD |
| ARP AMERICAS LP | $17.6M | 309,683 | 1.20% | 2q | +79.4%+$7.8M |
| MILLENNIUM MANAGEMENT LLC | $17.3M | 250,439 | 0.03% | 4q | +52.5%+$5.9M |
| TIG Advisors, LLC | $16.5M | 288,845 | 0.76% | 2q | +188.0%+$10.7M |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $16.3M | 285,780 | 1.83% | new | NEW |
| CITIGROUP INC | $16.2M | 252,817 | 0.01% | 4q | +1533.9%+$15.2M |
| MORGAN STANLEY | $15.1M | 264,310 | 0.00% | 8q | +98.6%+$7.5M |
| Hosking Partners LLP | $13.7M | 240,263 | 0.35% | 4q | -4.7%-$674.8K |
| D. E. Shaw & Co., Inc. | $12.6M | 220,308 | 0.02% | 4q | -10.0%-$1.4M |
| BARDIN HILL MANAGEMENT PARTNERS LP | $11.3M | 198,660 | 1.96% | 2q | +495.8%+$9.4M |
| Alberta Investment Management Corp | $9.3M | 163,668 | 0.09% | 4q | HELD |
| Truvvo Partners LLC | $9.0M | 158,783 | 5.04% | 4q | HELD |
| Nuveen Asset Management, LLC | $8.4M | 146,553 | 0.00% | 2q | +0.9%+$72.7K |
| BANK OF AMERICA CORP /DE/ | $8.2M | 143,165 | 0.00% | 4q | -35.6%-$4.5M |
| PRINCIPAL FINANCIAL GROUP INC | $8.1M | 142,245 | 0.01% | 4q | -0.7%-$53.7K |
| Parametric Portfolio Associates LLC | $7.9M | 138,157 | 0.01% | 4q | +8.9%+$643.7K |
| EAGLE ASSET MANAGEMENT INC | $7.0M | 123,146 | 0.04% | 3q | -19.1%-$1.7M |
| JPMORGAN CHASE & CO | $6.7M | 117,006 | 0.00% | 4q | HELD |
| Paloma Partners Management Co | $6.3M | 109,801 | 0.13% | 2q | +2102.6%+$6.0M |
| AMERIPRISE FINANCIAL INC | $6.3M | 109,733 | 0.00% | 4q | -45.8%-$5.3M |
| PINNACLE ASSOCIATES LTD | $6.0M | 105,211 | 0.14% | 4q | -53.9%-$7.0M |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | $5.9M | 104,000 | 0.01% | new | NEW |
| RHUMBLINE ADVISERS | $5.8M | 101,300 | 0.01% | 4q | -6.8%-$421.9K |
| ROYCE & ASSOCIATES LP | $5.7M | 100,013 | 0.05% | 4q | HELD |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $5.3M | 92,564 | 0.01% | 4q | +6.9%+$340.0K |
| OXFORD ASSET MANAGEMENT LLP | $5.3M | 92,339 | 0.13% | 2q | -76.8%-$17.5M |
| CITADEL ADVISORS LLC | $5.1M | 18,154 | 0.00% | 4q | -87.4%-$35.1M |
| AMERICAN INTERNATIONAL GROUP INC | $4.7M | 82,061 | 0.02% | 4q | -2.6%-$125.1K |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | $4.6M | 80,189 | 0.01% | 4q | -0.6%-$28.5K |
| IndexIQ Advisors LLC | $4.4M | 77,877 | 0.16% | new | NEW |
| Quinn Opportunity Partners LLC | $4.3M | 76,128 | 0.53% | 2q | +147.8%+$2.6M |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $4.0M | 70,626 | 0.30% | 3q | HELD |
| Allianz Asset Management GmbH | $4.0M | 69,705 | 0.00% | 2q | +326.0%+$3.0M |
| Invesco Ltd. | $3.9M | 69,152 | 0.00% | 4q | -30.7%-$1.7M |
| CREDIT SUISSE AG/ | $3.9M | 68,852 | 0.00% | 4q | -21.5%-$1.1M |
| BOOTHBAY FUND MANAGEMENT, LLC | $3.9M | 67,781 | 0.35% | 2q | -50.5%-$3.9M |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $3.8M | 67,457 | 0.00% | 4q | -8.0%-$332.4K |
| UBS OCONNOR LLC | $3.7M | 64,546 | 0.10% | new | NEW |
| RENAISSANCE TECHNOLOGIES LLC | $3.6M | 63,100 | 0.00% | new | NEW |
| Swiss National Bank | $3.5M | 61,349 | 0.00% | 4q | +1.5%+$51.3K |
| GAMCO INVESTORS, INC. ET AL | $3.1M | 55,162 | 0.03% | new | NEW |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $2.8M | 49,342 | 0.01% | 4q | +1.2%+$33.6K |
| Man Group plc | $2.7M | 47,511 | 0.01% | new | NEW |
| Legal & General Group Plc | $2.5M | 43,358 | 0.00% | 4q | +17.2%+$362.4K |
| South Dakota Investment Council | $2.5M | 43,350 | 0.05% | 2q | +7.6%+$173.8K |
| Retirement Systems of Alabama | $2.4M | 42,417 | 0.01% | 4q | -1.5%-$35.8K |
| TOKIO MARINE ASSET MANAGEMENT CO LTD | $2.4M | 42,000 | 0.40% | 4q | -1.6%-$39.9K |
| UBS ASSET MANAGEMENT AMERICAS INC | $2.3M | 40,966 | 0.00% | 4q | +16.1%+$322.9K |
| Neuberger Berman Group LLC | $2.3M | 40,342 | 0.00% | 4q | -57.4%-$3.1M |
| State of New Jersey Common Pension Fund D | $2.3M | 39,600 | 0.01% | new | NEW |
| NEW YORK STATE COMMON RETIREMENT FUND | $1.9M | 33,600 | 0.00% | 4q | -31.6%-$883.0K |
| MetLife Investment Management, LLC | $1.8M | 32,382 | 0.02% | 5q | -6.5%-$129.1K |
| SIMPLEX TRADING, LLC | $1.8M | options only | 0.01% | 4q | OPTIONS |
| Walleye Trading LLC | $1.8M | options only | 0.02% | 4q | OPTIONS |
| PRICE T ROWE ASSOCIATES INC /MD/ | $1.7M | 30,208 | 0.00% | 4q | +36.8%+$463.1K |
| SEVEN EIGHT CAPITAL, LP | $1.7M | 30,127 | 0.09% | 2q | +62.6%+$661.1K |
| HARVEST MANAGEMENT LLC | $1.7M | 30,000 | 2.38% | 2q | -18.9%-$398.8K |
| GAM Holding AG | $1.7M | 30,000 | 0.08% | 2q | +205.8%+$1.2M |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | $1.7M | 29,123 | 0.02% | 4q | -0.5%-$8.7K |
| PEAK6 Investments LLC | $1.5M | 14 | 0.01% | 4q | HELD |
| Federation des caisses Desjardins du Quebec | $1.4M | 24,273 | 0.02% | 11q | -44.3%-$1.1M |
| COMERICA BANK | $1.3M | 22,569 | 0.01% | 4q | -50.3%-$1.3M |
| Verition Fund Management LLC | $1.3M | 22,500 | 0.04% | new | NEW |
| Spark Investment Management LLC | $1.3M | 22,300 | 0.16% | 2q | HELD |
| TEXAS PERMANENT SCHOOL FUND | $1.3M | 22,209 | 0.02% | 4q | -1.1%-$14.3K |
| PRUDENTIAL FINANCIAL INC | $1.2M | 21,550 | 0.00% | 4q | -31.6%-$567.4K |
| WOLVERINE TRADING, LLC | $1.2M | options only | 0.00% | 3q | OPTIONS |
| Arizona State Retirement System | $1.2M | 20,336 | 0.01% | 4q | -15.3%-$210.0K |
| HSBC HOLDINGS PLC | $1.1M | 18,989 | 0.00% | 4q | +240.3%+$764.0K |
| Metropolitan Life Insurance Co/NY | $1.0M | 18,252 | 0.02% | 5q | -6.5%-$72.5K |
| NISA INVESTMENT ADVISORS, LLC | $1.0M | 18,220 | 0.01% | 4q | HELD |
Showing the largest 100 of 182 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 182 | $2.7B | 45,983,888 | 27 | 37 | 80 | 2.1% |
| Q2 2019 | 214 | $3.0B | 50,575,735 | 61 | 44 | 68 | 2.9% |
| Q1 2019 | 189 | $2.0B | 51,248,221 | 23 | 46 | 66 | 1.1% |
| Q4 2018 | 191 | $2.1B | 53,002,535 | 4 | 5 | 3 | 1.9% |