HolderBook

NORTHERN LTS FD TR IV (BAMA)

Institutional ownership reported to the SEC as of Q2 2026, across 12 quarters.

11
Reporting holders
$48.6M
Reported value
0.0%
Held as options
+1
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
Brookstone Capital Management$47.0M1,282,6730.47%11q-4.9%-$2.4M
GTS SECURITIES LLC$576.8K15,7450.01%12q-60.3%-$874.7K
Simplicity Wealth,LLC$358.6K9,7880.01%4q+23.1%+$67.4K
Chris Bulman Inc$273.6K7,4680.10%9q-2.1%-$5.9K
SUSQUEHANNA INTERNATIONAL GROUP, LLP$208.1K5,6810.00%newNEW
HARBOUR INVESTMENTS, INC.$68.9K1,8820.00%5q-19.1%-$16.3K
AE Wealth Management LLC$64.0K1,7480.00%3q+11553.3%+$63.5K
OSAIC HOLDINGS, INC.$16.3K4440.00%10qHELD
Oakmont Advisory Group, LLC$16.2K4420.01%newNEW
ARMSTRONG ADVISORY GROUP, INC$11.4K3100.00%3qHELD
UBS Group AG$3.5K950.00%2q-94.7%-$62.4K

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202611$48.6M1,326,2762250.0%
Q1 202610$46.6M1,409,9031330.0%
Q4 202513$44.2M1,302,5875130.0%
Q3 20259$45.3M1,350,5181240.0%
Q2 202510$60.7M1,902,1584220.0%
Q1 20257$38.7M1,295,8292310.0%
Q4 20246$38.2M1,248,2820220.0%
Q3 20247$37.9M1,240,9641230.0%
Q2 202412$37.7M1,263,0225310.0%
Q1 20247$35.3M1,228,6294120.0%
Q4 20234$31.3M1,158,4103100.0%
Q3 20231$501.4K20,0001000.0%