LISTED FD TR (BAD)
Institutional ownership reported to the SEC as of Q3 2023, across 8 quarters.
3
Reporting holders
$8.1M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Prime Capital Investment Advisors, LLC | $7.7M | 630,471 | 0.16% | 8q | HELD |
| GTS SECURITIES LLC | $313.5K | 25,619 | 0.00% | new | NEW |
| UBS Group AG | $23.7K | 1,939 | 0.00% | 6q | +380.0%+$18.8K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2023 | 3 | $8.1M | 658,029 | 1 | 1 | 0 | 0.0% |
| Q2 2023 | 3 | $8.2M | 643,080 | 1 | 2 | 0 | 0.0% |
| Q1 2023 | 2 | $6.6M | 505,186 | 0 | 0 | 2 | 0.0% |
| Q4 2022 | 2 | $6.4M | 511,048 | 0 | 1 | 1 | 0.0% |
| Q3 2022 | 2 | $5.7M | 506,998 | 0 | 2 | 0 | 0.0% |
| Q2 2022 | 2 | $5.2M | 443,851 | 1 | 1 | 0 | 0.0% |
| Q1 2022 | 2 | $5.9M | 387,428 | 0 | 0 | 0 | 0.0% |
| Q4 2021 | 3 | $5.9M | 387,753 | 3 | 0 | 0 | 0.0% |