ADVENT CONV & INCOME FD (AVK)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
103
Reporting holders
$130.7M
Reported value
0.0%
Held as options
-1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | $23.3M | 1,780,142 | 0.01% | 7q | +11.3%+$2.4M |
| WELLS FARGO & COMPANY/MN | $11.6M | 881,999 | 0.00% | 31q | -48.7%-$11.0M |
| GUGGENHEIM CAPITAL LLC | $10.5M | 801,115 | 0.07% | 31q | +7.8%+$760.5K |
| Advisors Asset Management, Inc. | $10.2M | 777,357 | 0.16% | 34q | +12.6%+$1.1M |
| LPL Financial LLC | $6.9M | 528,821 | 0.00% | 31q | -1.4%-$98.0K |
| MORGAN STANLEY | $6.8M | 516,337 | 0.00% | 35q | -4.9%-$350.7K |
| Koshinski Asset Management, Inc. | $6.3M | 481,591 | 0.34% | 13q | +1.9%+$114.9K |
| WOLVERINE ASSET MANAGEMENT LLC | $4.7M | 361,758 | 0.04% | 2q | +136.4%+$2.7M |
| Arete Wealth Advisors, LLC | $4.2M | 319,601 | 0.09% | 31q | +0.6%+$25.1K |
| Baird Financial Group, Inc. | $3.7M | 285,983 | 0.01% | 31q | HELD |
| FCA CORP /TX | $3.3M | 254,832 | 0.82% | 18q | +6.6%+$206.4K |
| Steward Partners Investment Advisory, LLC | $3.3M | 248,369 | 0.02% | 29q | +9.5%+$282.4K |
| Rockefeller Capital Management L.P. | $2.5M | 190,980 | 0.00% | 4q | +2322.4%+$2.4M |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.1M | 159,498 | 0.00% | 31q | -2.8%-$60.6K |
| Cyndeo Wealth Partners, LLC | $2.0M | 153,126 | 0.09% | 15q | HELD |
| Creative Planning | $1.8M | 140,156 | 0.00% | 7q | -0.6%-$10.6K |
| OSAIC HOLDINGS, INC. | $1.5M | 117,641 | 0.00% | 26q | +17.5%+$229.9K |
| UBS Group AG | $1.4M | 109,792 | 0.00% | 31q | +5.3%+$71.9K |
| NewEdge Advisors, LLC | $1.3M | 96,524 | 0.00% | new | NEW |
| &PARTNERS | $933.2K | 71,383 | 0.00% | 3q | -2.3%-$21.7K |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $898.5K | 68,584 | 0.09% | 7q | HELD |
| Sanctuary Advisors, LLC | $885.0K | 67,558 | 0.00% | 5q | +2.0%+$16.9K |
| NWF Advisory Services Inc. | $879.2K | 67,113 | 0.08% | 6q | -2.9%-$25.9K |
| BANK OF AMERICA CORP /DE/ | $851.7K | 65,016 | 0.00% | 31q | +7.5%+$59.7K |
| STIFEL FINANCIAL CORP | $828.3K | 63,232 | 0.00% | 9q | +12.4%+$91.2K |
| Formidable Asset Management, LLC | $824.7K | 73,901 | 0.13% | 26q | -1.7%-$14.5K |
| Modern Wealth Management, LLC | $711.4K | 54,307 | 0.01% | 9q | HELD |
| PFG Investments, LLC | $658.9K | 50,298 | 0.03% | 10q | -11.1%-$82.3K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $621.6K | 47,636 | 0.04% | 16q | HELD |
| Waverly Advisors, LLC | $607.0K | 46,333 | 0.00% | 7q | -6.9%-$45.1K |
| Quarry LP | $580.6K | 44,322 | 0.05% | 8q | +4.7%+$26.0K |
| Heron Bay Capital Management | $561.0K | 42,823 | 0.05% | 23q | HELD |
| Cetera Investment Advisers | $551.0K | 42,060 | 0.00% | 4q | +7.5%+$38.5K |
| Concurrent Investment Advisors, LLC | $521.2K | 39,784 | 0.00% | 11q | -2.7%-$14.3K |
| Ameritas Advisory Services, LLC | $514.9K | 39,309 | 0.01% | 19q | +18.2%+$79.4K |
| PMG Family Office LLC | $513.1K | 39,171 | 0.47% | 4q | +18.2%+$78.9K |
| Calamos Advisors LLC | $500.3K | 38,189 | 0.00% | 2q | +207.4%+$337.5K |
| WCG Wealth Advisors LLC | $481.5K | 36,752 | 0.01% | 6q | HELD |
| Sage Capital Management, LLC | $474.2K | 36,200 | 0.19% | 11q | HELD |
| Twelve Points Wealth Management LLC | $455.7K | 34,785 | 0.09% | 19q | HELD |
| Integrated Wealth Concepts LLC | $453.4K | 34,608 | 0.00% | 2q | -9.3%-$46.6K |
| XTX Topco Ltd | $435.9K | 33,273 | 0.01% | new | NEW |
| Kestra Advisory Services, LLC | $434.3K | 33,153 | 0.00% | 3q | +25.4%+$88.1K |
| Centurion Wealth Management LLC | $429.9K | 32,815 | 0.10% | 14q | HELD |
| Shaker Financial Services, LLC | $392.7K | 29,979 | 0.12% | 4q | -17.7%-$84.5K |
| Moors & Cabot, Inc. | $376.6K | 28,750 | 0.01% | 10q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $376.3K | 28,815 | 0.00% | 12q | HELD |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $290.6K | 22,185 | 0.02% | new | NEW |
| PRIVATE TRUST CO NA | $284.9K | 21,749 | 0.02% | 4q | +2.8%+$7.6K |
| CoreCap Advisors, LLC | $277.6K | 21,193 | 0.01% | 12q | +1312.9%+$258.0K |
| Compound Planning, Inc. | $277.1K | 21,156 | 0.01% | 14q | HELD |
| Vanguard Capital Wealth Advisors | $266.9K | 20,374 | 0.18% | 14q | HELD |
| BENJAMIN EDWARDS INC | $265.3K | 20,255 | 0.00% | 4q | +7.3%+$18.1K |
| FIFTH THIRD BANCORP | $256.0K | 19,544 | 0.00% | 2q | +3.2%+$7.9K |
| TRUIST FINANCIAL CORP | $254.8K | 19,451 | 0.00% | 31q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $252.7K | 19,293 | 0.00% | 3q | +5.0%+$12.1K |
| Equitable Holdings, Inc. | $242.8K | 18,536 | 0.00% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $209.6K | 16,000 | 0.00% | new | NEW |
| Logan Stone Capital, LLC | $208.2K | 15,892 | 0.04% | 2q | +17.2%+$30.6K |
| Beacon Pointe Advisors, LLC | $204.2K | 15,591 | 0.00% | 12q | +44.4%+$62.8K |
| Oxbow Advisors, LLC | $203.6K | 15,540 | 0.02% | 31q | +2.7%+$5.4K |
| Windsor Capital Management, LLC | $192.7K | 14,712 | 0.05% | 31q | -21.6%-$53.1K |
| Encompass More Asset Management | $190.6K | 14,547 | 0.03% | 8q | HELD |
| Tactive Advisors, LLC | $185.7K | 14,172 | 0.05% | 5q | +1.2%+$2.3K |
| High Net Worth Advisory Group LLC | $182.2K | 13,911 | 0.04% | 2q | +0.8%+$1.5K |
| MELFA WEALTH MANAGEMENT, INC. | $180.8K | 13,802 | 0.10% | 15q | HELD |
| READYSTATE ASSET MANAGEMENT LP | $172.5K | 13,165 | 0.01% | 2q | -87.6%-$1.2M |
| LEVEL FOUR ADVISORY SERVICES, LLC | $172.1K | 13,139 | 0.00% | 5q | HELD |
| Vestmark Advisory Solutions, Inc. | $159.6K | 12,181 | 0.00% | 3q | HELD |
| ELEVATION POINT WEALTH PARTNERS, LLC | $159.6K | 12,181 | 0.00% | 4q | HELD |
| MILLENNIUM MANAGEMENT LLC | $157.1K | 11,992 | 0.00% | 2q | -77.6%-$543.4K |
| OPPENHEIMER & CO INC | $150.9K | 11,519 | 0.00% | 20q | HELD |
| Ellevest, Inc. | $144.3K | 11,014 | 0.02% | 6q | -3.3%-$4.9K |
| IMC-Chicago, LLC | $140.4K | 10,715 | 0.00% | new | NEW |
| Pinnacle Wealth Planning Services, Inc. | $132.6K | 10,125 | 0.01% | 3q | HELD |
| HARBOUR INVESTMENTS, INC. | $106.9K | 8,161 | 0.00% | 21q | HELD |
| MeadowBrook Investment Advisors LLC | $61.6K | 4,705 | 0.05% | 2q | HELD |
| Atlantic Union Bankshares Corp | $61.6K | 4,700 | 0.00% | 4q | HELD |
| Clear Street Group Inc. | $42.5K | 3,247 | 0.00% | new | NEW |
| Institute for Wealth Management, LLC. | $40.0K | 3,052 | 0.00% | new | NEW |
| LFA - Lugano Financial Advisors SA | $36.1K | 2,759 | 0.02% | 3q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $32.1K | 2,448 | 0.00% | new | NEW |
| Axiom Investment Management LLC | $26.4K | 2,016 | 0.02% | 2q | +5.0%+$1.3K |
| Colonial Trust Co / SC | $25.7K | 1,973 | 0.00% | 2q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $25.6K | 1,957 | 0.00% | new | NEW |
| US BANCORP \DE\ | $19.3K | 1,474 | 0.00% | 23q | HELD |
| SIT INVESTMENT ASSOCIATES INC | $18.6K | 1,421,316 | 0.35% | 8q | -33.4%-$9.3K |
| GHP Investment Advisors, Inc. | $17.0K | 1,300 | 0.00% | 5q | HELD |
| Keating Financial Advisory Services, Inc. | $14.3K | 1,095 | 0.00% | 3q | HELD |
| Triumph Capital Management | $13.4K | 1,026 | 0.00% | 3q | HELD |
| Golden State Wealth Management, LLC | $13.4K | 1,026 | 0.00% | 7q | HELD |
| Federation des caisses Desjardins du Quebec | $13.1K | 1,000 | 0.00% | 6q | HELD |
| Penserra Capital Management LLC | $9.0K | 684,338 | 0.07% | 8q | +4.0% |
| Fortis Group Advisors, LLC | $7.1K | 544 | 0.00% | 12q | HELD |
| Gen-Wealth Partners Inc | $6.5K | 495 | 0.00% | 10q | HELD |
| North Star Investment Management Corp. | $5.5K | 420 | 0.00% | 28q | HELD |
| Allworth Financial LP | $5.2K | 400 | 0.00% | 21q | HELD |
| JPMORGAN CHASE & CO | $5.2K | 400 | 0.00% | 15q | HELD |
| BOK Financial Private Wealth, Inc. | $4.0K | 304 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $3.7K | 279 | 0.00% | 31q | -60.8%-$5.7K |
Showing the largest 100 of 108 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 103 | $130.7M | 9,985,237 | 11 | 31 | 19 | 0.0% |
| Q1 2026 | 104 | $112.7M | 10,088,119 | 17 | 23 | 29 | 0.0% |
| Q4 2025 | 93 | $122.2M | 10,048,489 | 11 | 25 | 26 | 0.0% |
| Q3 2025 | 88 | $108.3M | 8,473,449 | 10 | 28 | 19 | 0.0% |
| Q2 2025 | 84 | $108.1M | 8,934,118 | 8 | 27 | 19 | 0.0% |
| Q1 2025 | 80 | $102.6M | 8,894,620 | 11 | 21 | 25 | 0.0% |
| Q4 2024 | 85 | $116.8M | 9,925,761 | 15 | 26 | 21 | 0.0% |
| Q3 2024 | 82 | $102.5M | 8,727,994 | 10 | 27 | 24 | 0.0% |
| Q2 2024 | 81 | $96.1M | 8,064,630 | 11 | 22 | 19 | 0.0% |
| Q1 2024 | 82 | $141.7M | 11,866,455 | 9 | 26 | 25 | 0.0% |
| Q4 2023 | 83 | $123.9M | 10,883,417 | 5 | 30 | 24 | 0.0% |
| Q3 2023 | 85 | $90.1M | 8,587,474 | 12 | 21 | 26 | 0.0% |
| Q2 2023 | 77 | $94.8M | 8,093,444 | 7 | 23 | 21 | 0.0% |
| Q1 2023 | 75 | $92.4M | 7,990,296 | 5 | 18 | 29 | 0.0% |
| Q4 2022 | 74 | $94.8M | 8,704,945 | 12 | 15 | 22 | 0.0% |
| Q3 2022 | 77 | $107.7M | 10,126,740 | 8 | 17 | 32 | 0.0% |
| Q2 2022 | 76 | $129.8M | 10,768,491 | 7 | 26 | 22 | 0.0% |
| Q1 2022 | 77 | $171.4M | 10,949,138 | 7 | 23 | 19 | 0.0% |
| Q4 2021 | 87 | $208.7M | 11,317,398 | 13 | 30 | 18 | 0.0% |
| Q3 2021 | 79 | $197.5M | 10,984,730 | 6 | 27 | 22 | 0.0% |
| Q2 2021 | 82 | $210.5M | 10,927,969 | 9 | 25 | 26 | 0.0% |
| Q1 2021 | 82 | $204.6M | 11,577,303 | 7 | 27 | 21 | 0.0% |
| Q4 2020 | 82 | $147.4M | 8,922,423 | 12 | 20 | 30 | 0.0% |
| Q3 2020 | 73 | $115.4M | 8,329,263 | 6 | 25 | 18 | 0.0% |
| Q2 2020 | 70 | $118.3M | 9,030,535 | 8 | 23 | 18 | 0.0% |
| Q1 2020 | 71 | $107.7M | 10,108,085 | 12 | 25 | 15 | 0.0% |
| Q4 2019 | 72 | $142.4M | 9,161,551 | 6 | 27 | 22 | 0.0% |
| Q3 2019 | 75 | $148.7M | 10,199,311 | 10 | 29 | 20 | 0.0% |
| Q2 2019 | 68 | $171.6M | 11,396,203 | 4 | 28 | 20 | 0.0% |
| Q1 2019 | 75 | $170.6M | 11,554,384 | 4 | 34 | 13 | 0.0% |
| Q4 2018 | 81 | $151.3M | 12,063,164 | 0 | 3 | 2 | 0.0% |