APPLIED UV INC (AUVI)
Institutional ownership reported to the SEC as of Q1 2024, across 15 quarters.
10
Reporting holders
$403.7K
Reported value
0.0%
Held as options
+5
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SABBY MANAGEMENT, LLC | $323.5K | 217,084 | 0.19% | new | NEW |
| LPL Financial LLC | $34.8K | 23,346 | 0.00% | new | NEW |
| VANGUARD GROUP INC | $24.9K | 16,695 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $8.9K | 6,000 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $7.4K | 4,962 | 0.00% | 2q | +623.3%+$6.4K |
| OSAIC HOLDINGS, INC. | $2.7K | 1,799 | 0.00% | 2q | HELD |
| Royal Bank of Canada | $1.0K | 1,000 | 0.00% | new | NEW |
| PSI Advisors, LLC | $357 | 240 | 0.00% | 2q | HELD |
| Qube Research & Technologies Ltd | $155 | 104 | 0.00% | 2q | +2500.0% |
| WELLS FARGO & COMPANY/MN | $15 | 10 | 0.00% | 2q | +150.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2024 | 10 | $403.7K | 271,240 | 5 | 3 | 0 | 0.0% |
| Q4 2023 | 5 | $6.5K | 2,733 | 5 | 0 | 0 | 0.0% |
| Q3 2023 | 10 | $83.5K | 259,086 | 5 | 3 | 1 | 0.0% |
| Q2 2023 | 8 | $98.8K | 106,465 | 8 | 0 | 0 | 0.0% |
| Q1 2023 | 15 | $346.6K | 393,849 | 5 | 3 | 3 | 0.0% |
| Q4 2022 | 12 | $268.6K | 296,495 | 3 | 2 | 2 | 0.0% |
| Q3 2022 | 13 | $437.0K | 322,528 | 5 | 2 | 2 | 0.0% |
| Q2 2022 | 16 | $928.8K | 407,905 | 8 | 3 | 2 | 0.0% |
| Q1 2022 | 12 | $589.0K | 393,190 | 2 | 5 | 1 | 0.0% |
| Q4 2021 | 12 | $857.0K | 317,412 | 3 | 4 | 2 | 0.0% |
| Q3 2021 | 15 | $2.0M | 276,210 | 4 | 5 | 3 | 0.0% |
| Q2 2021 | 15 | $2.7M | 269,020 | 7 | 3 | 4 | 0.0% |
| Q1 2021 | 11 | $2.4M | 239,179 | 10 | 1 | 0 | 0.0% |
| Q4 2020 | 5 | $351.0K | 76,725 | 3 | 1 | 1 | 0.0% |
| Q3 2020 | 3 | $288.0K | 39,745 | 3 | 0 | 0 | 0.0% |