PGIM ROCK ETF TR (AUGP)
Institutional ownership reported to the SEC as of Q2 2026, across 9 quarters.
10
Reporting holders
$21.0M
Reported value
0.0%
Held as options
-1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | $17.6M | 532,442 | 0.02% | 9q | +44.2%+$5.4M |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.3M | 38,498 | 0.00% | 6q | -10.9%-$156.5K |
| Sugar Maple Asset Management, LLC | $446.4K | 13,500 | 0.29% | 4q | HELD |
| ROYAL BANK OF CANADA | $391.0K | 11,825 | 0.00% | 7q | +187.2%+$254.8K |
| RAYMOND JAMES FINANCIAL INC | $300.2K | 9,077 | 0.00% | 4q | HELD |
| Steward Partners Investment Advisory, LLC | $298.5K | 9,026 | 0.00% | 4q | HELD |
| DHJJ Financial Advisors, Ltd. | $239.7K | 7,248 | 0.07% | 8q | -2.2%-$5.3K |
| OLD MISSION CAPITAL LLC | $235.1K | 7,110 | 0.00% | 3q | -58.5%-$332.1K |
| PNC Financial Services Group, Inc. | $145.8K | 4,410 | 0.00% | 4q | HELD |
| HARBOUR INVESTMENTS, INC. | $48.9K | 1,480 | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 10 | $21.0M | 634,616 | 0 | 2 | 3 | 0.0% |
| Q1 2026 | 11 | $14.6M | 478,716 | 1 | 3 | 1 | 0.0% |
| Q4 2025 | 12 | $11.7M | 375,414 | 2 | 4 | 1 | 0.0% |
| Q3 2025 | 9 | $7.2M | 236,420 | 6 | 2 | 1 | 0.0% |
| Q2 2025 | 7 | $9.3M | 322,322 | 3 | 2 | 2 | 0.0% |
| Q1 2025 | 5 | $3.7M | 140,175 | 1 | 3 | 0 | 0.0% |
| Q4 2024 | 4 | $2.5M | 93,369 | 2 | 1 | 0 | 0.0% |
| Q3 2024 | 2 | $1.7M | 64,058 | 1 | 1 | 0 | 0.0% |
| Q2 2024 | 1 | $1.4M | 56,384 | 1 | 0 | 0 | 0.0% |