ASCENT SOLAR TECHNOLOGIES IN (ASTI)
Institutional ownership reported to the SEC as of Q2 2026, across 17 quarters.
Institutions report 2,081,547 shares against 9,816,431 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| VANGUARD CAPITAL MANAGEMENT LLC | $1.9M | 382,637 | 0.00% | 2q | +330.1%+$1.5M |
| Soviero Asset Management, LP | $1.9M | 370,000 | 0.78% | new | NEW |
| JANE STREET GROUP, LLC | $1.8M | 340,196 | 0.00% | 3q | +2129.3%+$1.7M |
| DNB Asset Management AS | $1.3M | 265,360 | 0.00% | new | NEW |
| UBS Group AG | $598.3K | 119,656 | 0.00% | 5q | -19.3%-$143.5K |
| GEODE CAPITAL MANAGEMENT, LLC | $542.5K | 108,451 | 0.00% | 6q | +37.1%+$146.7K |
| STATE STREET CORP | $519.4K | 103,876 | 0.00% | 2q | +350.9%+$404.2K |
| MORGAN STANLEY | $342.7K | 68,534 | 0.00% | 2q | +2641.4%+$330.2K |
| BlackRock, Inc. | $324.7K | 64,943 | 0.00% | 2q | +822.4%+$289.5K |
| VANGUARD FIDUCIARY TRUST CO | $261.1K | 52,212 | 0.00% | 2q | +15.0%+$34.1K |
| TWO SIGMA INVESTMENTS, LP | $175.3K | 35,057 | 0.00% | new | NEW |
| NewEdge Advisors, LLC | $140.4K | 28,080 | 0.00% | new | NEW |
| Cetera Investment Advisers | $123.8K | 24,751 | 0.00% | 3q | -1.0%-$1.2K |
| CITADEL ADVISORS LLC | $106.0K | options only | 0.00% | new | OPTIONS |
| NORTHERN TRUST CORP | $99.3K | 19,870 | 0.00% | 3q | +6.4%+$6.0K |
| XTX Topco Ltd | $74.7K | 14,947 | 0.00% | new | NEW |
| Engineers Gate Manager LP | $73.0K | 14,607 | 0.00% | 2q | +27.5%+$15.7K |
| CITIGROUP INC | $64.3K | 12,866 | 0.00% | new | NEW |
| TRANSCEND CAPITAL ADVISORS, LLC | $53.2K | 10,650 | 0.00% | 2q | +6.5%+$3.2K |
| Virtu Financial LLC | $52.0K | 10,327 | 0.00% | new | NEW |
| FOUNDERS FINANCIAL SECURITIES LLC | $50.0K | 10,000 | 0.00% | 4q | HELD |
| United Advisor Group, LLC | $50.0K | 10,000 | 0.01% | 2q | -71.4%-$125.0K |
| Vanguard Global Advisers, LLC | $23.4K | 4,679 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $10.8K | 2,153 | 0.00% | 4q | -38.5%-$6.7K |
| Integrated Wealth Concepts LLC | $10.2K | 2,031 | 0.00% | new | NEW |
| OSAIC HOLDINGS, INC. | $8.4K | 1,679 | 0.00% | new | NEW |
| Bogart Wealth, LLC | $8.0K | 1,600 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $7.5K | 1,501 | 0.00% | 8q | +150000.0%+$7.5K |
| Parallel Advisors, LLC | $1.7K | 340 | 0.00% | new | NEW |
| Quaker Wealth Management, LLC | $1.5K | 300 | 0.00% | new | NEW |
| Federation des caisses Desjardins du Quebec | $625 | 125 | 0.00% | new | NEW |
| Caitlin John, LLC | $500 | 100 | 0.00% | 2q | HELD |
| FMR LLC | $55 | 11 | 0.00% | new | NEW |
| Smartleaf Asset Management LLC | $15 | 3 | 0.00% | 3q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $5 | 1 | 0.00% | new | NEW |
| TD Waterhouse Canada Inc. | $5 | 1 | 0.00% | new | NEW |
| COMPASS FINANCIAL MANAGEMENT LLC | $5 | 1 | 0.00% | new | FIRST |
| ROYAL BANK OF CANADA | $0 | 1 | 0.00% | new | NEW |
| TSFG, LLC | $0 | 1 | 0.00% | new | NEW |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-10 | 13G/A | JANE STREET GROUP, LLCwith 2 co-filers | 3.6% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 39 | $10.6M | 2,081,547 | 20 | 11 | 4 | 1.6% |
| Q1 2026 | 24 | $2.7M | 696,872 | 10 | 5 | 4 | 0.0% |
| Q4 2025 | 17 | $1.2M | 299,098 | 11 | 3 | 1 | 0.0% |
| Q3 2025 | 11 | $442.7K | 225,846 | 7 | 4 | 0 | 0.0% |
| Q2 2025 | 7 | $48.1K | 18,205 | 3 | 2 | 0 | 0.0% |
| Q1 2025 | 8 | $19.0K | 13,506 | 2 | 0 | 1 | 0.0% |
| Q4 2024 | 10 | $115.8K | 35,344 | 3 | 1 | 3 | 0.0% |
| Q3 2024 | 9 | $25.7K | 10,048 | 9 | 0 | 0 | 0.0% |
| Q2 2024 | 14 | $93.2K | 904,759 | 8 | 3 | 0 | 0.0% |
| Q1 2024 | 11 | $41.8K | 108,198 | 2 | 5 | 1 | 0.0% |
| Q4 2023 | 14 | $348.5K | 400,024 | 7 | 2 | 1 | 0.0% |
| Q3 2023 | 13 | $59.9K | 33,457 | 13 | 0 | 0 | 0.0% |
| Q2 2023 | 13 | $96.5K | 770,201 | 5 | 2 | 0 | 1.0% |
| Q1 2023 | 19 | $148.9K | 398,597 | 8 | 3 | 3 | 0.2% |
| Q4 2022 | 19 | $688.6K | 374,081 | 18 | 0 | 1 | 11.6% |
| Q3 2022 | 3 | $1.1M | 250,490 | 3 | 0 | 0 | 0.0% |
| Q1 2022 | 1 | $182 | 22 | 1 | 0 | 0 | 0.0% |