ASTERIAS BIOTHERAPEUTICS INC (AST)
Institutional ownership reported to the SEC as of Q4 2018, across 1 quarters.
24
Reporting holders
$4.9M
Reported value
1.0%
Held as options
+21
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BROADWOOD CAPITAL INC | $3.3M | 5,292,156 | 0.46% | new | FIRST |
| Northeast Financial Consultants Inc | $358.0K | 577,262 | 0.05% | new | FIRST |
| Vanguard Group Inc | $251.0K | 405,474 | 0.00% | new | FIRST |
| RENAISSANCE TECHNOLOGIES LLC | $206.0K | 332,333 | 0.00% | new | FIRST |
| GEODE CAPITAL MANAGEMENT, LLC | $156.0K | 253,918 | 0.00% | new | FIRST |
| BlackRock Inc. | $131.0K | 210,981 | 0.00% | new | FIRST |
| Creative Planning | $124.0K | 200,189 | 0.00% | new | FIRST |
| BRIDGEWAY CAPITAL MANAGEMENT INC | $115.0K | 186,254 | 0.00% | new | FIRST |
| MILLENNIUM MANAGEMENT LLC | $81.0K | 130,155 | 0.00% | new | FIRST |
| GROUP ONE TRADING, L.P. | $34.0K | options only | 0.00% | new | OPTIONS |
| CITADEL ADVISORS LLC | $29.0K | 35,597 | 0.00% | new | NEW |
| NORTHERN TRUST CORP | $28.0K | 44,887 | 0.00% | new | FIRST |
| Williams Jones & Associates LLC | $19.0K | 30,100 | 0.00% | new | FIRST |
| Raymond James Financial Services Advisors, Inc. | $9.0K | 14,630 | 0.00% | new | FIRST |
| A.R.T. Advisors, LLC | $8.0K | 13,455 | 0.00% | new | FIRST |
| Bank of New York Mellon Corp | $7.0K | 11,922 | 0.00% | new | FIRST |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $6.0K | options only | 0.00% | new | OPTIONS |
| MORGAN STANLEY | $5.0K | 7,855 | 0.00% | 5q | -15.9% |
| Founders Capital Management | $4.0K | 7,000 | 0.00% | new | FIRST |
| SIMPLEX TRADING, LLC | $2.0K | 1,842 | 0.00% | new | FIRST |
| FIFTH THIRD BANCORP | $1.0K | 2,000 | 0.00% | new | FIRST |
| IFP Advisors, Inc | $1.0K | 1,518 | 0.00% | 9q | -43.0% |
| BNP PARIBAS ARBITRAGE, SA | $962 | 1,552 | 0.00% | new | FIRST |
| American Portfolios Advisors | $12 | 20 | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2018 | 24 | $4.9M | 7,761,100 | 1 | 0 | 2 | 1.0% |