ASTERIAS BIOTHERAPEUTICS INC (AST)
Institutional ownership reported to the SEC as of Q4 2018, across 1 quarters.
24
Reporting holders
$4.9M
Reported value
0.2%
Calls
0.8%
Puts
+21
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BROADWOOD CAPITAL INC | $3.3M | 5,292,156 | 0.46% | new | FIRST |
| Northeast Financial Consultants Inc | $358.0K | 577,262 | 0.05% | new | FIRST |
| Vanguard Group Inc | $251.0K | 405,474 | 0.00% | new | FIRST |
| RENAISSANCE TECHNOLOGIES LLC | $206.0K | 332,333 | 0.00% | new | FIRST |
| GEODE CAPITAL MANAGEMENT, LLC | $156.0K | 253,918 | 0.00% | new | FIRST |
| BlackRock Inc. | $131.0K | 210,981 | 0.00% | new | FIRST |
| Creative Planning | $124.0K | 200,189 | 0.00% | new | FIRST |
| BRIDGEWAY CAPITAL MANAGEMENT INC | $115.0K | 186,254 | 0.00% | new | FIRST |
| MILLENNIUM MANAGEMENT LLC | $81.0K | 130,155 | 0.00% | new | FIRST |
| GROUP ONE TRADING, L.P. | $34.0K | options only | 0.00% | new | OPTIONS |
| CITADEL ADVISORS LLC | $29.0K | 35,597 | 0.00% | new | NEW |
| NORTHERN TRUST CORP | $28.0K | 44,887 | 0.00% | new | FIRST |
| Williams Jones & Associates LLC | $19.0K | 30,100 | 0.00% | new | FIRST |
| Raymond James Financial Services Advisors, Inc. | $9.0K | 14,630 | 0.00% | new | FIRST |
| A.R.T. Advisors, LLC | $8.0K | 13,455 | 0.00% | new | FIRST |
| Bank of New York Mellon Corp | $7.0K | 11,922 | 0.00% | new | FIRST |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $6.0K | options only | 0.00% | new | OPTIONS |
| MORGAN STANLEY | $5.0K | 7,855 | 0.00% | 5q | -15.9% |
| Founders Capital Management | $4.0K | 7,000 | 0.00% | new | FIRST |
| SIMPLEX TRADING, LLC | $2.0K | 1,842 | 0.00% | new | FIRST |
| FIFTH THIRD BANCORP | $1.0K | 2,000 | 0.00% | new | FIRST |
| IFP Advisors, Inc | $1.0K | 1,518 | 0.00% | 9q | -43.0% |
| BNP PARIBAS ARBITRAGE, SA | $962 | 1,552 | 0.00% | new | FIRST |
| American Portfolios Advisors | $12 | 20 | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2018 | 24 | $4.9M | 7,761,100 | 1 | 0 | 2 | 1.0% |