HolderBook

ASSOCIATED BANC CORP (ASB)

Institutional ownership reported to the SEC as of Q3 2026, across 32 quarters.

15
Reporting holders
$11.3M
Reported value
0.0%
Calls
0.0%
Puts
-380
Holder change

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
Legacy Private Trust Co.$5.0M176,1500.28%32qHELD
SCHAPER BENZ & WISE INVESTMENT COUNSEL INC/WI$3.1M108,3530.21%32q-0.6%-$19.5K
Gradient Investments LLC$2.2M78,4900.03%3q+1.5%+$33.1K
GAMMA Investing LLC$419.7K14,6490.01%12q+6.3%+$25.0K
Paragon Capital Management Ltd$218.3K7,6190.04%10qHELD
Farther Finance Advisors, LLC$125.5K4,3820.00%16q+63.1%+$48.6K
Versant Capital Management, Inc$108.6K3,7910.01%25q+5.0%+$5.1K
STEPH & CO$33.5K1,1690.01%13qHELD
Paladin Partners, LLC$13.6K4760.01%2qHELD
ELEVATION WEALTH PARTNERS, LLC$13.0K4530.00%3qHELD
MassMutual Private Wealth & Trust, FSB$5.0K1740.00%21qHELD
GK Wealth Management LLC$3.1K1080.00%newNEW
Retirement Wealth Solutions LLC$1.7K610.00%5qHELD
WoodTrust Financial Corp$48817,0260.06%23qHELD
GILPIN WEALTH MANAGEMENT, LLC$5820.00%newNEW
Planning Strategies Inc.$5720.00%newNEW

Five percent filings

Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →

FiledFormFiler % of class
2026-07-3113G/AVanguard Capital Management4.8%

What the company announced

Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.

FiledEvent dateWhatSource
2026-09-222026-09-21Directors or officers departed or appointedfiling
2026-09-022026-09-02Directors or officers departed or appointedfiling

What the insiders did

Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.

Officers and directors

DateInsiderRoleSideSharesValue
2026-07-30Erickson Randall J.Executive Vice PresidentSold90,573$2.8M
2026-08-04Utz John A.Executive Vice PresidentSold44,465$1.4M
2026-08-12Erickson Randall J.Executive Vice PresidentSold43,561$1.4M
2026-05-04Erickson Randall J.Executive Vice PresidentSold28,311$788.0K
2026-08-12Warsek GregoryEVPSold16,300$521.7K ×2
2026-05-26DeLoye DennisExecutive Vice PresidentSold14,299$404.1K ×2
2026-07-29Meyer Derek S.EVP, Chief Financial OfficerSold10,000$307.4K
2026-07-28Kitowski Nicole MExecutive Vice PresidentSold7,663$236.9K ×2
2026-06-10Utz John A.Executive Vice PresidentSold5,000$144.1K
2026-06-09Braeger Matthew RExecutive Vice PresidentSold5,000$140.9K ×2
2026-04-28WILLIAMS JOHN BDirectorSold4,000$112.7K

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 202615$11.3M395,8793410.0%
Q2 2026395$5.1B166,650,51466149950.0%
Q1 2026365$3.8B146,714,81264131890.0%
Q4 2025339$3.7B143,858,00646981220.0%
Q3 2025317$3.6B141,531,64229106950.0%
Q2 2025313$3.5B141,311,968411011070.0%
Q1 2025301$3.2B142,992,33035108900.1%
Q4 2024307$3.4B143,621,81036123730.1%
Q3 2024295$2.8B129,664,4183789950.1%
Q2 2024280$2.7B128,398,8643292880.1%
Q1 2024272$2.8B127,844,0622864990.0%
Q4 2023275$2.7B127,915,8492587900.1%
Q3 2023272$2.1B122,293,5813383880.0%
Q2 2023263$2.0B122,740,59526701100.1%
Q1 2023279$2.5B139,142,5992393900.1%
Q4 2022304$2.8B122,537,9305098930.1%
Q3 2022280$2.4B120,299,8244393870.1%
Q2 2022281$2.2B122,282,85732108700.1%
Q1 2022293$2.7B117,177,5584591870.1%
Q4 2021261$2.7B117,149,1212768940.2%
Q3 2021256$2.5B116,218,1502666990.3%
Q2 2021262$2.5B123,060,0502587830.2%
Q1 2021275$2.5B116,627,09436771030.4%
Q4 2020268$2.0B114,698,84740641010.3%
Q3 2020253$1.5B114,795,6273190810.1%
Q2 2020259$1.6B113,585,4054973900.2%
Q1 2020246$1.5B117,648,8213386750.1%
Q4 2019269$2.7B120,267,10736651060.3%
Q3 2019254$2.4B119,899,5992378960.0%
Q2 2019262$2.6B121,424,4003364960.0%
Q1 2019266$2.6B122,842,4453278850.1%
Q4 2018264$2.5B127,575,89330100.1%