ARK ETF TR (ARKX)
Institutional ownership reported to the SEC as of Q2 2026, across 30 quarters.
163
Reporting holders
$180.7M
Reported value
21.0%
Held as options
+43
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $37.4M | 1,095,923 | 0.01% | 21q | +49.0%+$12.3M |
| Jain Global LLC | $30.5M | 425,368 | 0.12% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $10.6M | 66,956 | 0.00% | 21q | -25.7%-$3.7M |
| UBS Group AG | $7.6M | 223,056 | 0.00% | 20q | +131.7%+$4.3M |
| JANE STREET GROUP, LLC | $7.4M | options only | 0.00% | 20q | OPTIONS |
| ROYAL BANK OF CANADA | $7.1M | 207,509 | 0.00% | 22q | +36.0%+$1.9M |
| GTS SECURITIES LLC | $6.2M | 181,216 | 0.13% | 3q | +120.8%+$3.4M |
| CITADEL ADVISORS LLC | $6.0M | options only | 0.00% | 21q | OPTIONS |
| RAYMOND JAMES FINANCIAL INC | $4.9M | 144,294 | 0.00% | 7q | +2.6%+$125.7K |
| OSAIC HOLDINGS, INC. | $4.2M | 121,905 | 0.00% | 22q | +61.6%+$1.6M |
| ENVESTNET ASSET MANAGEMENT INC | $3.7M | 107,694 | 0.00% | 20q | +98.6%+$1.8M |
| Sequent Planning LLC | $3.3M | 97,359 | 0.71% | new | NEW |
| Quantum Private Wealth, LLC | $3.2M | 94,223 | 0.82% | new | NEW |
| Financial Sense Advisors, Inc. | $3.0M | 89,108 | 0.60% | new | NEW |
| O'Connor Alternative Investments LLC | $2.5M | 73,600 | 0.18% | new | NEW |
| WJ Wealth Management, LLC | $2.5M | 73,553 | 0.99% | 5q | +37.0%+$677.8K |
| MORGAN STANLEY | $2.2M | 64,655 | 0.00% | 22q | +841.0%+$2.0M |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.0M | 59,835 | 0.00% | 22q | +54.5%+$720.3K |
| Brookstone Capital Management | $1.9M | 54,649 | 0.02% | 21q | +22.2%+$338.5K |
| Grandview Asset Management LLC | $1.6M | 46,953 | 0.40% | 3q | +39.3%+$452.1K |
| JPMORGAN CHASE & CO | $1.5M | 46,329 | 0.00% | 21q | +16.1%+$212.4K |
| Steward Partners Investment Advisory, LLC | $1.5M | 43,838 | 0.01% | 22q | +831.3%+$1.3M |
| NewEdge Advisors, LLC | $1.5M | 43,121 | 0.00% | 20q | +150.5%+$884.0K |
| MARSHALL INVESTMENT MANAGEMENT, LLC | $1.2M | 36,265 | 0.51% | 4q | -4.1%-$52.9K |
| RENAISSANCE TECHNOLOGIES LLC | $1.2M | 36,100 | 0.00% | new | NEW |
| Kingsview Wealth Management, LLC | $1.2M | 34,371 | 0.01% | 2q | +1.5%+$17.5K |
| STIFEL FINANCIAL CORP | $1.0M | 29,588 | 0.00% | 3q | +235.1%+$708.3K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $950.0K | 27,842 | 0.00% | 11q | +87.8%+$444.0K |
| GOLDMAN SACHS GROUP INC | $933.3K | 20,553 | 0.00% | new | NEW |
| Private Advisor Group, LLC | $919.5K | 26,950 | 0.00% | 5q | +45.0%+$285.4K |
| CoreCap Advisors, LLC | $890.2K | 26,091 | 0.03% | 4q | -1.4%-$12.3K |
| SCS Capital Management LLC | $889.9K | 26,081 | 0.01% | 6q | HELD |
| Cetera Investment Advisers | $839.8K | 24,613 | 0.00% | 6q | +54.7%+$296.8K |
| PFG Investments, LLC | $826.0K | 24,209 | 0.03% | 14q | +7.9%+$60.3K |
| McKinley Carter Wealth Services, Inc. | $814.3K | 23,866 | 0.04% | new | NEW |
| Creative Planning | $751.5K | 22,024 | 0.00% | 5q | +22.7%+$139.0K |
| Beacon Pointe Advisors, LLC | $687.4K | 20,146 | 0.00% | new | NEW |
| MGO ONE SEVEN LLC | $659.8K | 19,338 | 0.01% | new | NEW |
| Kestra Advisory Services, LLC | $655.8K | 19,219 | 0.00% | 3q | +83.3%+$298.1K |
| Stratos Wealth Partners, LTD. | $620.6K | 18,189 | 0.01% | new | NEW |
| Prospera Financial Services Inc | $581.6K | 17,046 | 0.01% | 2q | +18.5%+$90.7K |
| StoneX Group Inc. | $569.1K | 16,327 | 0.02% | new | NEW |
| Sanctuary Advisors, LLC | $565.8K | 16,582 | 0.00% | 3q | +49.0%+$186.2K |
| Turner Financial Group, Inc. | $544.5K | 15,958 | 0.54% | new | FIRST |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $521.1K | 15,274 | 0.01% | 8q | HELD |
| Equitable Holdings, Inc. | $516.3K | 15,133 | 0.00% | new | NEW |
| OPPENHEIMER & CO INC | $434.0K | 12,719 | 0.00% | 4q | -19.4%-$104.6K |
| Advyzon Investment Management, LLC | $394.2K | 11,552 | 0.03% | 2q | +17.1%+$57.4K |
| MML INVESTORS SERVICES, LLC | $373.9K | 10,959 | 0.00% | 2q | +55.5%+$133.5K |
| MONECO ADVISORS, LLC | $373.3K | 10,940 | 0.02% | new | NEW |
| WCG Wealth Advisors LLC | $354.5K | 10,389 | 0.01% | new | NEW |
| Gradient Investments LLC | $347.1K | 10,172 | 0.00% | 6q | HELD |
| BANK OF AMERICA CORP /DE/ | $332.0K | 9,729 | 0.00% | new | NEW |
| Elm3 Financial Group, LLC | $314.7K | 9,223 | 0.22% | new | NEW |
| Stirlingshire Investments, Inc. | $314.1K | 9,206 | 0.23% | 3q | -28.8%-$126.8K |
| Fifth Third Securities, Inc. | $298.1K | 8,737 | 0.02% | 3q | -2.4%-$7.2K |
| Mariner, LLC | $296.3K | 8,685 | 0.00% | new | NEW |
| NORTHERN TRUST CORP | $292.4K | 8,571 | 0.00% | new | NEW |
| World Investment Advisors | $282.4K | 9,606 | 0.00% | 5q | +1.1%+$2.9K |
| HighTower Advisors, LLC | $255.7K | 7,494 | 0.00% | new | NEW |
| CAPTRUST FINANCIAL ADVISORS | $252.4K | 7,396 | 0.00% | 2q | -12.0%-$34.3K |
| Wiser Advisor Group LLC | $228.3K | 6,691 | 0.25% | 3q | HELD |
| CERTIOR FINANCIAL GROUP, LLC | $222.7K | 6,528 | 0.12% | new | NEW |
| Silver Grove Financial Group, Inc. | $222.5K | 6,521 | 0.12% | new | NEW |
| Arkadios Wealth Advisors | $214.9K | 6,298 | 0.00% | new | NEW |
| Visionary Wealth Advisors | $214.0K | 6,272 | 0.01% | new | NEW |
| Focus Partners Wealth | $210.6K | 6,171 | 0.00% | new | NEW |
| Advisory Services Network, LLC | $208.6K | 4,114 | 0.00% | 2q | +233.4%+$146.0K |
| Inscription Capital, LLC | $207.3K | 6,075 | 0.02% | new | NEW |
| Integrated Wealth Concepts LLC | $202.1K | 5,924 | 0.00% | new | NEW |
| TD Waterhouse Canada Inc. | $182.8K | 5,404 | 0.00% | 3q | +3.8%+$6.7K |
| Rockefeller Capital Management L.P. | $176.5K | 5,174 | 0.00% | 4q | -79.4%-$680.6K |
| Family Manage LLC | $170.6K | 5,000 | 0.02% | 2q | HELD |
| Global Retirement Partners, LLC | $144.7K | 4,242 | 0.00% | 5q | +97.8%+$71.5K |
| WELLS FARGO & COMPANY/MN | $117.5K | 3,445 | 0.00% | 4q | +884.3%+$105.6K |
| Ankerstar Wealth, LLC | $97.1K | 2,847 | 0.08% | new | NEW |
| Advantage Trust Co | $95.5K | 2,800 | 0.03% | new | NEW |
| Allied Private Wealth LLC | $94.3K | 2,921 | 0.06% | new | FIRST |
| Powell Investment Advisors, LLC | $90.1K | 2,640 | 0.03% | new | NEW |
| IFG Advisory, LLC | $86.0K | 2,521 | 0.00% | new | NEW |
| Financial Management Professionals, Inc. | $85.3K | 2,500 | 0.01% | 22q | HELD |
| Hilton Head Capital Partners, LLC | $85.1K | 2,494 | 0.04% | new | NEW |
| Quent Capital, LLC | $84.4K | 2,475 | 0.01% | 4q | HELD |
| AE Wealth Management LLC | $82.5K | 2,418 | 0.00% | 7q | +74.5%+$35.2K |
| MERCER GLOBAL ADVISORS INC /ADV | $81.5K | 2,390 | 0.00% | new | NEW |
| FRANKLIN RESOURCES INC | $68.2K | 2,000 | 0.00% | new | NEW |
| Union Bancaire Privee, UBP SA | $67.0K | 2,500 | 0.00% | new | NEW |
| LOUISBOURG INVESTMENTS INC. | $66.5K | 1,950 | 0.01% | new | NEW |
| Ashton Thomas Private Wealth, LLC | $61.9K | 1,813 | 0.00% | 2q | +19.6%+$10.1K |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | $61.4K | 1,800 | 0.14% | 6q | +20.0%+$10.2K |
| NATIONAL BANK OF CANADA /FI/ | $59.9K | 1,756 | 0.00% | 5q | -20.0%-$15.0K |
| Buck Wealth Strategies, LLC | $54.0K | 1,581 | 0.01% | new | NEW |
| TOTH FINANCIAL ADVISORY CORP | $51.8K | 1,517 | 0.01% | 7q | +5.2%+$2.6K |
| BlackRock, Inc. | $51.2K | 1,500 | 0.00% | 2q | HELD |
| MCGUIRE CAPITAL ADVISORS INC | $51.0K | 1,495 | 0.03% | 3q | +1.8% |
| NBZ Investment Advisors LLC | $48.3K | 1,416 | 0.02% | 7q | HELD |
| BANK OF MONTREAL /CAN/ | $46.9K | 1,375 | 0.00% | 21q | +1.5% |
| SIGNATUREFD, LLC | $46.1K | 1,350 | 0.00% | 6q | +14.9%+$6.0K |
| Parallel Advisors, LLC | $41.7K | 1,223 | 0.00% | new | NEW |
| Allworth Financial LP | $37.5K | 1,100 | 0.00% | 18q | HELD |
Showing the largest 100 of 173 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 163 | $180.7M | 4,184,955 | 56 | 50 | 17 | 21.0% |
| Q1 2026 | 120 | $79.9M | 2,595,227 | 30 | 47 | 7 | 5.1% |
| Q4 2025 | 110 | $46.7M | 1,488,503 | 20 | 17 | 18 | 7.6% |
| Q3 2025 | 91 | $42.5M | 1,174,232 | 22 | 23 | 10 | 20.9% |
| Q2 2025 | 75 | $20.6M | 799,494 | 18 | 17 | 12 | 6.4% |
| Q1 2025 | 66 | $12.5M | 646,411 | 11 | 14 | 12 | 8.3% |
| Q4 2024 | 66 | $15.5M | 654,955 | 11 | 10 | 9 | 17.6% |
| Q3 2024 | 52 | $10.2M | 597,244 | 8 | 6 | 7 | 5.0% |
| Q2 2024 | 55 | $15.4M | 952,816 | 6 | 7 | 9 | 7.5% |
| Q1 2024 | 56 | $13.6M | 814,488 | 8 | 12 | 10 | 10.2% |
| Q4 2023 | 58 | $11.9M | 673,210 | 9 | 9 | 11 | 12.5% |
| Q3 2023 | 55 | $13.4M | 940,004 | 8 | 10 | 10 | 1.2% |
| Q2 2023 | 52 | $26.5M | 1,139,457 | 7 | 7 | 13 | 0.7% |
| Q1 2023 | 51 | $12.6M | 863,393 | 6 | 9 | 11 | 3.8% |
| Q4 2022 | 58 | $17.5M | 1,224,741 | 10 | 8 | 14 | 13.4% |
| Q3 2022 | 77 | $18.4M | 1,104,545 | 6 | 11 | 17 | 25.5% |
| Q2 2022 | 82 | $24.4M | 1,296,865 | 10 | 15 | 20 | 26.8% |
| Q1 2022 | 89 | $39.8M | 1,737,693 | 11 | 17 | 26 | 21.9% |
| Q4 2021 | 101 | $66.7M | 2,570,373 | 19 | 24 | 20 | 27.4% |
| Q3 2021 | 94 | $45.8M | 1,835,897 | 21 | 24 | 9 | 21.3% |
| Q2 2021 | 82 | $33.0M | 1,188,379 | 47 | 15 | 5 | 24.4% |
| Q1 2021 | 41 | $65.9M | 3,205,667 | 38 | 0 | 0 | 0.0% |
| Q4 2020 | 1 | $559.0K | 26,616 | 0 | 0 | 0 | 0.0% |
| Q3 2020 | 1 | $559.0K | 26,616 | 0 | 0 | 0 | 0.0% |
| Q2 2020 | 1 | $559.0K | 26,616 | 0 | 0 | 0 | 0.0% |
| Q1 2020 | 1 | $559.0K | 26,616 | 0 | 0 | 0 | 0.0% |
| Q4 2019 | 1 | $559.0K | 26,616 | 0 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $559.0K | 26,616 | 0 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $559.0K | 26,616 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $559.0K | 26,616 | 1 | 0 | 0 | 0.0% |