ARK ETF TR (ARKK)
Institutional ownership reported to the SEC as of Q3 2026, across 32 quarters.
28
Reporting holders
$52.9M
Reported value
0.7%
Calls
1.2%
Puts
-628
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Venture Visionary Partners LLC | $23.2M | 260,831 | 0.61% | 12q | -0.5%-$128.1K |
| TITLEIST ASSET MANAGEMENT, LLC | $12.6M | 141,252 | 0.81% | 15q | -1.8%-$227.3K |
| Farther Finance Advisors, LLC | $3.7M | 41,495 | 0.03% | 16q | +9.8%+$330.4K |
| Post Resch Tallon Group Inc. | $2.7M | 30,717 | 1.88% | 8q | +1.3%+$34.2K |
| Legacy Private Trust Co. | $2.3M | 26,009 | 0.13% | 32q | HELD |
| Apella Capital, LLC | $2.3M | 25,740 | 0.03% | 18q | -9.0%-$224.2K |
| CenterStar Asset Management, LLC | $1.1M | options only | 0.25% | new | OPTIONS |
| Ballew Advisors, Inc | $777.4K | 8,654 | 0.39% | 24q | HELD |
| Avidian Wealth Enterprises, LLC | $721.1K | 8,094 | 0.02% | 25q | -1.8%-$13.5K |
| Trust Co | $590.1K | 6,623 | 0.05% | 23q | -1.8%-$10.5K |
| First Heartland Consultants, Inc. | $502.8K | 5,643 | 0.03% | 23q | +3.4%+$16.7K |
| Worth Asset Management, LLC | $342.5K | 3,844 | 0.10% | new | NEW |
| DOLIVER ADVISORS, LP | $323.8K | 3,634 | 0.07% | 21q | -4.9%-$16.6K |
| LEGACY SOLUTIONS, LLC | $304.2K | 3,414 | 0.23% | 5q | -3.9%-$12.3K |
| DIVERSIFIED MANAGEMENT INC | $284.1K | 3,188 | 0.05% | 2q | +6.4%+$17.0K |
| MOODY NATIONAL BANK TRUST DIVISION | $267.3K | 3,000 | 0.02% | 4q | HELD |
| Valeo Financial Advisors, LLC | $240.9K | 2,703 | 0.01% | 2q | -17.2%-$50.0K |
| OxenFree Capital LLC | $219.3K | 2,423 | 0.09% | new | NEW |
| Greenfield Savings Bank | $207.6K | 2,330 | 0.08% | new | NEW |
| CoreCap Advisors, LLC | $84.4K | 947 | 0.00% | 11q | -9.0%-$8.4K |
| GoalVest Advisory LLC | $46.1K | 32,789 | 0.01% | 22q | +21614.6%+$45.9K |
| Bullock Wealth Management Group | $45.8K | 517 | 0.02% | 11q | HELD |
| Byrne Asset Management LLC | $25.2K | 285 | 0.01% | 16q | -4.4%-$1.2K |
| Noble Wealth Management PBC | $8.9K | 100 | 0.00% | 7q | HELD |
| Planning Strategies Inc. | $3.2K | 36 | 0.00% | 2q | HELD |
| GK Wealth Management LLC | $1.8K | 20 | 0.00% | new | NEW |
| Versant Capital Management, Inc | $1.3K | 15 | 0.00% | new | NEW |
| Go Invest LLC | $1.2K | 14 | 0.00% | 4q | +16.7% |
| Miller Global Investments, LLC | $624 | 7 | 0.00% | 2q | HELD |
| CX Institutional | $344 | 3,865 | 0.01% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 28 | $52.9M | 581,535 | 6 | 5 | 10 | 2.0% |
| Q2 2026 | 656 | $7.6B | 46,033,813 | 113 | 132 | 209 | 50.9% |
| Q1 2026 | 611 | $5.3B | 43,777,444 | 64 | 141 | 207 | 44.1% |
| Q4 2025 | 667 | $6.7B | 44,827,152 | 63 | 158 | 208 | 48.9% |
| Q3 2025 | 675 | $13.2B | 58,076,564 | 134 | 154 | 196 | 62.2% |
| Q2 2025 | 622 | $8.9B | 51,985,840 | 120 | 105 | 228 | 59.0% |
| Q1 2025 | 574 | $4.7B | 49,517,082 | 60 | 113 | 239 | 50.0% |
| Q4 2024 | 644 | $6.5B | 48,113,830 | 107 | 105 | 242 | 57.8% |
| Q3 2024 | 565 | $4.4B | 55,965,450 | 42 | 80 | 279 | 40.8% |
| Q2 2024 | 612 | $4.3B | 56,688,067 | 48 | 107 | 284 | 42.2% |
| Q1 2024 | 657 | $5.7B | 72,926,153 | 50 | 138 | 273 | 36.5% |
| Q4 2023 | 713 | $8.9B | 83,684,158 | 118 | 152 | 241 | 51.2% |
| Q3 2023 | 619 | $5.3B | 76,235,219 | 69 | 165 | 208 | 42.3% |
| Q2 2023 | 621 | $5.3B | 71,850,028 | 50 | 160 | 230 | 39.8% |
| Q1 2023 | 651 | $7.0B | 99,879,446 | 117 | 166 | 210 | 43.3% |
| Q4 2022 | 612 | $5.0B | 77,492,913 | 81 | 126 | 261 | 51.5% |
| Q3 2022 | 639 | $6.7B | 89,173,151 | 58 | 187 | 229 | 50.0% |
| Q2 2022 | 675 | $7.2B | 81,103,916 | 85 | 209 | 242 | 55.9% |
| Q1 2022 | 791 | $12.8B | 79,569,729 | 108 | 282 | 277 | 58.9% |
| Q4 2021 | 886 | $14.8B | 72,528,203 | 103 | 239 | 303 | 53.8% |
| Q3 2021 | 851 | $15.8B | 71,683,522 | 91 | 319 | 259 | 49.8% |
| Q2 2021 | 882 | $16.7B | 64,978,496 | 138 | 366 | 235 | 49.1% |
| Q1 2021 | 849 | $15.8B | 62,210,338 | 265 | 368 | 160 | 52.8% |
| Q4 2020 | 679 | $8.1B | 49,865,941 | 211 | 259 | 72 | 23.0% |
| Q3 2020 | 413 | $3.7B | 38,535,347 | 125 | 190 | 59 | 5.2% |
| Q2 2020 | 315 | $2.2B | 31,008,182 | 101 | 134 | 40 | 1.0% |
| Q1 2020 | 227 | $908.6M | 20,351,641 | 48 | 107 | 44 | 1.0% |
| Q4 2019 | 203 | $802.7M | 15,846,645 | 23 | 62 | 50 | 0.8% |
| Q3 2019 | 175 | $627.0M | 14,493,335 | 17 | 63 | 46 | 0.3% |
| Q2 2019 | 174 | $676.8M | 13,941,007 | 30 | 79 | 31 | 0.7% |
| Q1 2019 | 162 | $604.1M | 12,813,566 | 37 | 70 | 22 | 0.3% |
| Q4 2018 | 136 | $381.7M | 10,349,916 | 2 | 5 | 3 | 0.3% |