ARES DYNAMIC CR ALLOCATION F (ARDC)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
60
Reporting holders
$93.1M
Reported value
0.0%
Held as options
-1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | $24.2M | 1,913,094 | 0.00% | 31q | -39.8%-$16.0M |
| MORGAN STANLEY | $8.2M | 645,869 | 0.00% | 35q | +26.9%+$1.7M |
| AdvisorNet Financial, Inc | $7.6M | 601,286 | 0.35% | 6q | +19.5%+$1.2M |
| GUGGENHEIM CAPITAL LLC | $5.5M | 432,308 | 0.03% | 31q | +3.8%+$200.9K |
| United Advisor Group, LLC | $4.5M | 354,015 | 0.47% | 10q | -1.3%-$61.2K |
| Invesco Ltd. | $4.4M | 345,648 | 0.00% | 31q | +3.0%+$126.0K |
| Foundations Investment Advisors, LLC | $4.3M | 338,475 | 0.04% | 13q | -10.8%-$519.3K |
| NewEdge Wealth, LLC | $3.2M | 249,723 | 0.03% | 11q | -2.9%-$95.0K |
| Advisors Asset Management, Inc. | $2.9M | 228,388 | 0.04% | 34q | -29.7%-$1.2M |
| Hennion & Walsh Asset Management, Inc. | $2.8M | 219,107 | 0.08% | 22q | -11.9%-$373.1K |
| Capital Investment Advisors, LLC | $2.4M | 187,571 | 0.03% | 31q | -1.0%-$24.0K |
| ENVESTNET ASSET MANAGEMENT INC | $2.4M | 186,586 | 0.00% | new | NEW |
| Huntleigh Advisors, Inc. | $2.2M | 175,097 | 0.31% | 7q | -22.9%-$656.3K |
| Farther Finance Advisors, LLC | $2.0M | 157,252 | 0.02% | 8q | +7.3%+$135.9K |
| Thomas J. Herzfeld Advisors, Inc. | $1.9M | 150,623 | 0.58% | new | NEW |
| Curated Wealth Partners LLC | $1.3M | 234,560 | 0.08% | 23q | +166.4%+$818.7K |
| Shaker Financial Services, LLC | $1.3M | 103,541 | 0.41% | 3q | -68.7%-$2.9M |
| ICON ADVISERS INC/CO | $1.2M | 97,237 | 0.23% | 2q | HELD |
| RAYMOND JAMES FINANCIAL INC | $1.2M | 95,453 | 0.00% | 7q | -26.9%-$444.7K |
| BANK OF AMERICA CORP /DE/ | $1.0M | 80,409 | 0.00% | 31q | -0.9%-$9.0K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $778.6K | 61,645 | 0.04% | 15q | +1.5%+$11.5K |
| ROYAL BANK OF CANADA | $627.0K | 49,656 | 0.00% | 31q | +0.7%+$4.1K |
| LPL Financial LLC | $576.3K | 45,629 | 0.00% | 24q | -6.5%-$39.9K |
| &PARTNERS | $519.7K | 41,145 | 0.00% | 5q | +3.1%+$15.5K |
| OSAIC HOLDINGS, INC. | $511.9K | 40,526 | 0.00% | 26q | +29.3%+$115.9K |
| Closed-End Fund Advisors, Inc. | $502.0K | 39,748 | 0.49% | 3q | +5.6%+$26.4K |
| STIFEL FINANCIAL CORP | $456.1K | 36,111 | 0.00% | 31q | -10.4%-$53.0K |
| OPPENHEIMER & CO INC | $456.1K | 36,110 | 0.00% | 2q | +97.3%+$224.9K |
| Virtus Investment Advisers, LLC | $342.5K | 27,117 | 0.08% | 6q | -21.0%-$91.2K |
| JANE STREET GROUP, LLC | $320.0K | 25,340 | 0.00% | new | NEW |
| Cetera Investment Advisers | $291.9K | 23,113 | 0.00% | 10q | +11.1%+$29.1K |
| UBS Group AG | $276.2K | 21,872 | 0.00% | 31q | +1.5%+$4.0K |
| CHOREO, LLC | $256.7K | 20,327 | 0.00% | new | NEW |
| NWF Advisory Services Inc. | $253.2K | 20,050 | 0.02% | 6q | -13.4%-$39.2K |
| NewEdge Advisors, LLC | $248.0K | 19,639 | 0.00% | new | NEW |
| XTX Topco Ltd | $237.5K | 18,802 | 0.00% | new | NEW |
| World Investment Advisors | $211.8K | 16,940 | 0.00% | 3q | -4.1%-$9.1K |
| Williams Jones Wealth Management, LLC. | $194.9K | 15,435 | 0.00% | 12q | HELD |
| E&G Advisors, LLC | $194.3K | 15,386 | 0.04% | 31q | -1.3%-$2.7K |
| Composition Wealth, LLC | $189.4K | 15,000 | 0.00% | 31q | HELD |
| Waverly Advisors, LLC | $181.8K | 14,398 | 0.00% | 7q | -15.6%-$33.6K |
| Integrity Advisory Solutions, LLC | $179.6K | 14,221 | 0.02% | new | NEW |
| Focus Partners Wealth | $164.2K | 13,000 | 0.00% | 2q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $139.7K | 11,059 | 0.00% | new | NEW |
| Founders Financial Alliance, LLC | $139.5K | 11,046 | 0.02% | 3q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $133.6K | 10,577 | 0.00% | 6q | -92.5%-$1.6M |
| NEUBERGER BERMAN GROUP LLC | $126.3K | 10,000 | 0.00% | 18q | HELD |
| Rockefeller Capital Management L.P. | $117.3K | 9,283 | 0.00% | 4q | +415.7%+$94.5K |
| Spire Wealth Management | $107.4K | 8,500 | 0.00% | 22q | +13.3%+$12.6K |
| CoreCap Advisors, LLC | $45.3K | 3,584 | 0.00% | 9q | -2.2%-$1.0K |
| EverSource Wealth Advisors, LLC | $32.2K | 2,552 | 0.00% | 5q | HELD |
| WEBSTER BANK, N. A. | $32.0K | 2,531 | 0.00% | 28q | HELD |
| Noble Wealth Management PBC | $12.6K | 994 | 0.01% | 3q | +1.3% |
| BNP PARIBAS FINANCIAL MARKETS | $12.3K | 970 | 0.00% | 4q | +15.2%+$1.6K |
| Key Capital Management, INC | $12.1K | 960 | 0.01% | new | NEW |
| Triumph Capital Management | $10.1K | 800 | 0.00% | 3q | HELD |
| Penserra Capital Management LLC | $5.4K | 426,195 | 0.04% | 2q | +4.0% |
| BOYD WATTERSON ASSET MANAGEMENT LLC/OH | $3.5K | 275 | 0.00% | 9q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $3.2K | 250 | 0.00% | 4q | HELD |
| Janney Montgomery Scott LLC | $2.8K | 224,560 | 0.01% | 8q | HELD |
| SIT INVESTMENT ASSOCIATES INC | $1.2K | 92,478 | 0.02% | 3q | -69.1%-$2.6K |
| ARES MANAGEMENT LLC | $745 | 59 | 0.00% | new | NEW |
| FIDUCIARY FINANCIAL ADVISORS | $694 | 55 | 0.00% | new | NEW |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-28 | 13G/A | Wells Fargo & Company | 8.3% |
| 2026-07-28 | 13G/A | Apollo Management Holdings GP, LLCwith 8 co-filers | 4.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 60 | $93.1M | 7,500,947 | 11 | 18 | 20 | 0.0% |
| Q1 2026 | 61 | $109.8M | 9,026,508 | 6 | 19 | 22 | 0.0% |
| Q4 2025 | 68 | $105.7M | 7,945,584 | 13 | 21 | 21 | 0.0% |
| Q3 2025 | 61 | $98.1M | 6,975,040 | 11 | 20 | 17 | 0.0% |
| Q2 2025 | 55 | $99.4M | 6,974,370 | 7 | 18 | 16 | 0.0% |
| Q1 2025 | 50 | $95.3M | 6,753,404 | 12 | 17 | 11 | 0.0% |
| Q4 2024 | 47 | $99.8M | 6,605,545 | 4 | 17 | 7 | 0.0% |
| Q3 2024 | 48 | $94.8M | 6,204,530 | 5 | 14 | 14 | 0.0% |
| Q2 2024 | 48 | $90.5M | 6,079,585 | 6 | 15 | 16 | 0.0% |
| Q1 2024 | 46 | $88.9M | 6,161,993 | 6 | 17 | 8 | 1.4% |
| Q4 2023 | 48 | $81.6M | 5,944,318 | 7 | 14 | 14 | 0.0% |
| Q3 2023 | 45 | $70.0M | 5,427,593 | 4 | 12 | 17 | 0.0% |
| Q2 2023 | 49 | $65.9M | 5,348,597 | 2 | 11 | 19 | 0.0% |
| Q1 2023 | 50 | $66.1M | 5,521,932 | 5 | 15 | 14 | 0.0% |
| Q4 2022 | 51 | $72.4M | 6,298,708 | 9 | 15 | 13 | 0.0% |
| Q3 2022 | 60 | $102.0M | 8,679,478 | 5 | 19 | 19 | 0.0% |
| Q2 2022 | 64 | $106.9M | 8,764,215 | 11 | 16 | 13 | 0.0% |
| Q1 2022 | 58 | $123.4M | 8,544,739 | 13 | 13 | 16 | 0.0% |
| Q4 2021 | 53 | $138.5M | 8,483,288 | 12 | 10 | 12 | 0.0% |
| Q3 2021 | 53 | $133.9M | 8,267,797 | 9 | 7 | 17 | 0.0% |
| Q2 2021 | 53 | $137.1M | 8,454,279 | 5 | 12 | 19 | 0.0% |
| Q1 2021 | 56 | $133.8M | 8,903,316 | 5 | 18 | 12 | 0.0% |
| Q4 2020 | 53 | $117.1M | 8,197,799 | 8 | 12 | 19 | 0.0% |
| Q3 2020 | 47 | $104.1M | 8,209,191 | 4 | 15 | 14 | 0.0% |
| Q2 2020 | 47 | $98.6M | 8,266,749 | 6 | 8 | 21 | 0.0% |
| Q1 2020 | 52 | $99.0M | 9,176,030 | 5 | 16 | 22 | 0.0% |
| Q4 2019 | 53 | $118.5M | 7,722,460 | 4 | 13 | 20 | 0.0% |
| Q3 2019 | 56 | $123.7M | 8,304,672 | 4 | 16 | 13 | 0.0% |
| Q2 2019 | 56 | $129.8M | 8,579,944 | 3 | 19 | 13 | 0.0% |
| Q1 2019 | 60 | $130.8M | 8,793,723 | 4 | 20 | 18 | 0.0% |
| Q4 2018 | 63 | $128.7M | 9,328,039 | 1 | 1 | 1 | 0.0% |