TRUST FOR PROFESSIONAL MANAG (APUE)
Institutional ownership reported to the SEC as of Q2 2026, across 13 quarters.
59
Reporting holders
$2.7B
Reported value
0.0%
Held as options
+8
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | $1.2B | 26,302,868 | 0.29% | 13q | +3.7%+$42.8M |
| Envestnet Portfolio Solutions, Inc. | $1.1B | 24,743,201 | 5.48% | 12q | -0.7%-$8.0M |
| LPL Financial LLC | $95.3M | 2,063,015 | 0.02% | 10q | +5.3%+$4.8M |
| PRINCIPAL SECURITIES, INC. | $68.6M | 1,483,929 | 0.83% | 11q | +8.4%+$5.3M |
| MML INVESTORS SERVICES, LLC | $42.6M | 921,857 | 0.09% | 11q | +5.0%+$2.0M |
| B. Riley Wealth Advisors, Inc. | $23.4M | 510,969 | 1.26% | 12q | +18.8%+$3.7M |
| Cetera Investment Advisers | $22.4M | 485,560 | 0.02% | 6q | +43.2%+$6.8M |
| &PARTNERS | $20.6M | 440,357 | 0.08% | 9q | -1.9%-$387.8K |
| OSAIC HOLDINGS, INC. | $18.7M | 404,246 | 0.02% | 12q | HELD |
| RESOLUTE WEALTH ADVISOR, INC. | $10.9M | 271,164 | 6.19% | 3q | HELD |
| Spire Wealth Management | $8.8M | 190,401 | 0.27% | 7q | +13.5%+$1.0M |
| Farther Finance Advisors, LLC | $5.3M | 115,006 | 0.04% | 2q | -5.3%-$299.5K |
| World Investment Advisors | $3.8M | 89,234 | 0.06% | 9q | -3.6%-$143.5K |
| CITADEL ADVISORS LLC | $1.9M | 42,012 | 0.00% | 5q | +113.3%+$1.0M |
| Founders Financial Alliance, LLC | $1.7M | 37,229 | 0.23% | new | NEW |
| Financial Sense Advisors, Inc. | $1.7M | 36,205 | 0.33% | 11q | -3.7%-$64.8K |
| NewEdge Advisors, LLC | $1.4M | 29,221 | 0.00% | new | NEW |
| Mariner, LLC | $1.3M | 27,747 | 0.00% | 9q | -11.7%-$169.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.2M | 25,935 | 0.00% | 8q | +7.0%+$78.0K |
| Merit Financial Group, LLC | $1.2M | 25,316 | 0.00% | 5q | +88.4%+$548.8K |
| Sigma Planning Corp | $1.0M | 22,118 | 0.03% | 10q | +2.9%+$28.9K |
| MORGAN STANLEY | $1.0M | 22,090 | 0.00% | 9q | -4.8%-$51.3K |
| Diversify Advisory Services, LLC | $924.4K | 20,243 | 0.02% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $924.4K | 20,243 | 0.02% | 3q | +50.5%+$310.3K |
| ASSETMARK, INC | $818.8K | 17,723 | 0.00% | 7q | +113.1%+$434.5K |
| FSA WEALTH PARTNERS, INC. | $790.7K | 17,114 | 0.20% | 4q | +36.1%+$209.7K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $779.8K | 16,879 | 0.00% | 9q | +177.8%+$499.1K |
| PRINCIPAL FINANCIAL GROUP INC | $694.7K | 15,037 | 0.00% | 6q | -6.6%-$49.2K |
| Capital Asset Managemnet, LLC | $649.8K | 14,064 | 1.46% | 3q | -5.6%-$38.4K |
| JPMORGAN CHASE & CO | $613.1K | 13,363 | 0.00% | 4q | +32.4%+$150.1K |
| QRG CAPITAL MANAGEMENT, INC. | $595.3K | 12,885 | 0.00% | 4q | -14.8%-$103.4K |
| Allworth Financial LP | $531.3K | 11,499 | 0.00% | 7q | -16.8%-$107.2K |
| COURIER CAPITAL LLC | $492.8K | 10,666 | 0.02% | 5q | HELD |
| FLAGSTAR SECURITIES, INC | $464.7K | 10,058 | 0.14% | 8q | HELD |
| Modern Wealth Management, LLC | $412.9K | 8,938 | 0.00% | 4q | -20.6%-$107.5K |
| INDEPENDENT FINANCIAL GROUP, LLC | $326.8K | 7,073 | 0.01% | 6q | -9.5%-$34.3K |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | $303.4K | 6,567 | 0.01% | 4q | +5.7%+$16.3K |
| Brookstone Capital Management | $286.0K | 6,190 | 0.00% | new | NEW |
| Pinnacle Bancorp, Inc. | $277.2K | 6,001 | 0.07% | 9q | +37.4%+$75.4K |
| ABSOLUTE CAPITAL MANAGEMENT, LLC | $242.6K | 5,252 | 0.06% | 4q | HELD |
| MGO ONE SEVEN LLC | $233.1K | 5,045 | 0.00% | 4q | HELD |
| TRUIST FINANCIAL CORP | $226.6K | 4,905 | 0.00% | new | NEW |
| Spinnaker Investment Group, LLC | $224.8K | 4,865 | 0.04% | new | NEW |
| BROWN ADVISORY INC | $223.9K | 4,846 | 0.00% | new | NEW |
| Pioneer Family Office, LLC | $186.9K | 4,045 | 0.10% | 3q | HELD |
| HARBOR INVESTMENT ADVISORY, LLC | $176.0K | 3,809 | 0.01% | new | NEW |
| ROYAL BANK OF CANADA | $140.0K | 3,029 | 0.00% | 4q | HELD |
| Ameritas Advisory Services, LLC | $109.5K | 2,371 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $109.5K | 2,370 | 0.00% | 7q | -38.0%-$67.2K |
| Wellington Grp LLC | $67.1K | 1,675 | 0.02% | 3q | HELD |
| Golden State Wealth Management, LLC | $59.4K | 1,286 | 0.01% | new | NEW |
| Signature Resources Capital Management, LLC | $43.8K | 947 | 0.02% | 3q | HELD |
| Crews Bank & Trust | $29.9K | 648 | 0.00% | new | NEW |
| IFP Advisors, Inc | $27.2K | 589 | 0.00% | 9q | -11.7%-$3.6K |
| FIDUCIARY FINANCIAL ADVISORS | $20.1K | 436 | 0.00% | new | NEW |
| UBS Group AG | $20.0K | 432 | 0.00% | 9q | -81.1%-$85.5K |
| Investors Research Corp | $20.0K | 432 | 0.00% | 9q | -50.0%-$20.0K |
| PARK AVENUE SECURITIES LLC | $15.1K | 327,312 | 0.09% | new | NEW |
| Integrated Wealth Concepts LLC | $13.2K | 286 | 0.00% | new | NEW |
| WEDBUSH SECURITIES INC | $4.3K | 92,140 | 0.11% | 7q | +1.0% |
| Signature Equity Partners, LLC | $2.7K | 58 | 0.00% | 3q | HELD |
| Cambridge Investment Research Advisors, Inc. | $1.8K | 38,034 | 0.00% | 11q | -4.7% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 59 | $2.7B | 58,551,549 | 13 | 18 | 17 | 0.0% |
| Q1 2026 | 51 | $2.3B | 57,172,674 | 5 | 20 | 15 | 0.0% |
| Q4 2025 | 51 | $2.3B | 55,921,367 | 4 | 18 | 19 | 0.0% |
| Q3 2025 | 48 | $2.2B | 53,553,233 | 14 | 18 | 9 | 0.0% |
| Q2 2025 | 42 | $1.9B | 50,962,542 | 9 | 14 | 14 | 0.0% |
| Q1 2025 | 35 | $1.7B | 49,222,121 | 7 | 11 | 11 | 0.0% |
| Q4 2024 | 38 | $1.9B | 52,773,037 | 13 | 10 | 12 | 0.0% |
| Q3 2024 | 28 | $1.7B | 47,833,981 | 6 | 12 | 7 | 0.0% |
| Q2 2024 | 28 | $1.6B | 47,994,899 | 16 | 11 | 1 | 0.0% |
| Q1 2024 | 14 | $659.3M | 20,439,677 | 3 | 8 | 2 | 0.0% |
| Q4 2023 | 13 | $435.7M | 14,973,052 | 2 | 6 | 2 | 0.0% |
| Q3 2023 | 10 | $221.7M | 8,495,803 | 4 | 3 | 1 | 0.0% |
| Q2 2023 | 8 | $204.7M | 7,591,441 | 8 | 0 | 0 | 0.0% |