ETFIS SER TR I (AMZAXXXX)
Institutional ownership reported to the SEC as of Q4 2019, across 5 quarters.
49
Reporting holders
$16.2M
Reported value
2.5%
Calls
3.0%
Puts
-3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| INFRASTRUCTURE CAPITAL ADVISORS, LLC | $3.8M | 829,557 | 0.69% | 5q | +60.1%+$1.4M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.5M | 163,800 | 0.00% | 5q | +128.3%+$829.0K |
| LPL Financial LLC | $1.4M | 320,454 | 0.00% | 5q | -41.7%-$1.0M |
| JANE STREET GROUP, LLC | $1.3M | 288,222 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $1.2M | 258,230 | 0.00% | 5q | -2.2%-$25.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $738.0K | 163,481 | 0.00% | 5q | -7.4%-$59.0K |
| ENVESTNET ASSET MANAGEMENT INC | $530.0K | 117,201 | 0.00% | 5q | +3.1%+$15.8K |
| Janney Montgomery Scott LLC | $528.0K | 116,840 | 0.00% | 5q | -9.6%-$55.8K |
| Global Financial Private Capital, Inc | $523.0K | 115,754 | 0.03% | 5q | +7.4%+$35.9K |
| Cambridge Investment Research Advisors, Inc. | $470.0K | 103,978 | 0.00% | 5q | +37.4%+$128.0K |
| Merit Financial Group, LLC | $427.0K | 94,416 | 0.04% | 5q | HELD |
| Advisor Group, Inc. | $381.0K | 84,235 | 0.00% | 5q | -5.1%-$20.5K |
| Private Advisor Group, LLC | $349.0K | 77,160 | 0.01% | 5q | HELD |
| Beirne Wealth Consulting Services, LLC | $304.0K | 67,362 | 0.27% | 2q | -16.5%-$60.1K |
| HAP Trading, LLC | $300.0K | 66,356 | 0.02% | new | NEW |
| REGENT INVESTMENT MANAGEMENT LLC | $246.0K | 54,500 | 0.08% | 5q | HELD |
| Lakeview Capital Partners, LLC | $235.0K | 52,075 | 0.11% | 5q | -1.9%-$4.5K |
| MML INVESTORS SERVICES, LLC | $215.0K | 47,483 | 0.00% | 5q | -8.1%-$19.0K |
| Cetera Advisors LLC | $182.0K | 40,163 | 0.01% | 5q | HELD |
| WEDBUSH SECURITIES INC | $153.0K | 33,828 | 0.01% | 5q | -4.5%-$7.2K |
| GROUP ONE TRADING, L.P. | $128.0K | 28,262 | 0.00% | 3q | -81.6%-$567.2K |
| Stockman Wealth Management, Inc. | $99.0K | 22,000 | 0.04% | 5q | -35.3%-$54.0K |
| Parisi Gray Wealth Management | $98.0K | 21,650 | 0.06% | 5q | HELD |
| Capital Investment Advisory Services, LLC | $92.0K | 20,350 | 0.02% | 5q | HELD |
| Sound Income Strategies, LLC | $88.0K | 19,495 | 0.01% | 5q | +289.9%+$65.4K |
| Krilogy Financial LLC | $87.0K | 19,326 | 0.01% | 4q | +3.0%+$2.6K |
| Raymond James Financial Services Advisors, Inc. | $83.0K | 18,387 | 0.00% | 5q | -13.2%-$12.7K |
| WOLVERINE TRADING, LLC | $82.0K | options only | 0.00% | 5q | OPTIONS |
| TWO SIGMA SECURITIES, LLC | $80.0K | 17,734 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $77.0K | options only | 0.00% | 3q | OPTIONS |
| Aft, Forsyth & Company, Inc. | $74.0K | 16,350 | 0.06% | 5q | HELD |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $72.0K | 15,961 | 0.00% | 5q | -16.0%-$13.8K |
| PNC Financial Services Group, Inc. | $70.0K | 15,700 | 0.00% | 5q | HELD |
| HighTower Advisors, LLC | $64.0K | 13,950 | 0.00% | 5q | HELD |
| ERTS Wealth Advisors, LLC | $59.0K | 13,069 | 0.03% | 2q | +3.7%+$2.1K |
| Joseph P. Lucia & Associates, LLC | $59.0K | 13,052 | 0.05% | 3q | -2.5%-$1.5K |
| UBS Group AG | $49.0K | 10,893 | 0.00% | 3q | -55.9%-$62.0K |
| American Portfolios Advisors | $36.2K | 8,000 | 0.00% | 5q | HELD |
| BANK OF AMERICA CORP /DE/ | $33.0K | 7,311 | 0.00% | 5q | +39.8%+$9.4K |
| OPTIMUM INVESTMENT ADVISORS | $24.0K | 5,200 | 0.01% | 5q | HELD |
| Cutler Group LP | $17.0K | 3,200 | 0.00% | new | NEW |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | $11.0K | 2,600 | 0.00% | 3q | HELD |
| Vectors Research Management, LLC | $9.0K | 2,000 | 0.00% | 2q | +81.8%+$4.0K |
| Allworth Financial LP | $7.0K | 1,467 | 0.00% | new | NEW |
| MORGAN STANLEY | $6.0K | 1,369 | 0.00% | 9q | -84.7%-$33.3K |
| CITIGROUP INC | $5.0K | 1,000 | 0.00% | 5q | HELD |
| Tower Research Capital LLC (TRC) | $3.0K | 743 | 0.00% | new | NEW |
| Aspire Private Capital, LLC | $3.0K | 630 | 0.00% | 5q | -15.5% |
| AllSquare Wealth Management LLC | $2.0K | 400 | 0.00% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2019 | 49 | $16.2M | 3,395,194 | 6 | 10 | 18 | 5.5% |
| Q3 2019 | 52 | $17.5M | 3,213,165 | 8 | 14 | 16 | 9.6% |
| Q2 2019 | 49 | $43.0M | 7,542,157 | 6 | 11 | 14 | 2.3% |
| Q1 2019 | 51 | $39.4M | 6,476,846 | 4 | 16 | 21 | 2.0% |
| Q4 2018 | 57 | $35.7M | 7,035,459 | 2 | 1 | 1 | 1.1% |