ETFIS SER TR I (AMZAXXXX)
Institutional ownership reported to the SEC as of Q4 2019, across 5 quarters.
49
Reporting holders
$16.2M
Reported value
5.5%
Held as options
-3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| INFRASTRUCTURE CAPITAL ADVISORS, LLC | $3.8M | 829,557 | 0.69% | 5q | +60.1%+$1.4M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.5M | 163,800 | 0.00% | 5q | +128.3%+$829.0K |
| LPL Financial LLC | $1.4M | 320,454 | 0.00% | 5q | -41.7%-$1.0M |
| JANE STREET GROUP, LLC | $1.3M | 288,222 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $1.2M | 258,230 | 0.00% | 5q | -2.2%-$25.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $738.0K | 163,481 | 0.00% | 5q | -7.4%-$59.0K |
| ENVESTNET ASSET MANAGEMENT INC | $530.0K | 117,201 | 0.00% | 5q | +3.1%+$15.8K |
| Janney Montgomery Scott LLC | $528.0K | 116,840 | 0.00% | 5q | -9.6%-$55.8K |
| Global Financial Private Capital, Inc | $523.0K | 115,754 | 0.03% | 5q | +7.4%+$35.9K |
| Cambridge Investment Research Advisors, Inc. | $470.0K | 103,978 | 0.00% | 5q | +37.4%+$128.0K |
| Merit Financial Group, LLC | $427.0K | 94,416 | 0.04% | 5q | HELD |
| Advisor Group, Inc. | $381.0K | 84,235 | 0.00% | 5q | -5.1%-$20.5K |
| Private Advisor Group, LLC | $349.0K | 77,160 | 0.01% | 5q | HELD |
| Beirne Wealth Consulting Services, LLC | $304.0K | 67,362 | 0.27% | 2q | -16.5%-$60.1K |
| HAP Trading, LLC | $300.0K | 66,356 | 0.02% | new | NEW |
| REGENT INVESTMENT MANAGEMENT LLC | $246.0K | 54,500 | 0.08% | 5q | HELD |
| Lakeview Capital Partners, LLC | $235.0K | 52,075 | 0.11% | 5q | -1.9%-$4.5K |
| MML INVESTORS SERVICES, LLC | $215.0K | 47,483 | 0.00% | 5q | -8.1%-$19.0K |
| Cetera Advisors LLC | $182.0K | 40,163 | 0.01% | 5q | HELD |
| WEDBUSH SECURITIES INC | $153.0K | 33,828 | 0.01% | 5q | -4.5%-$7.2K |
| GROUP ONE TRADING, L.P. | $128.0K | 28,262 | 0.00% | 3q | -81.6%-$567.2K |
| Stockman Wealth Management, Inc. | $99.0K | 22,000 | 0.04% | 5q | -35.3%-$54.0K |
| Parisi Gray Wealth Management | $98.0K | 21,650 | 0.06% | 5q | HELD |
| Capital Investment Advisory Services, LLC | $92.0K | 20,350 | 0.02% | 5q | HELD |
| Sound Income Strategies, LLC | $88.0K | 19,495 | 0.01% | 5q | +289.9%+$65.4K |
| Krilogy Financial LLC | $87.0K | 19,326 | 0.01% | 4q | +3.0%+$2.6K |
| Raymond James Financial Services Advisors, Inc. | $83.0K | 18,387 | 0.00% | 5q | -13.2%-$12.7K |
| WOLVERINE TRADING, LLC | $82.0K | options only | 0.00% | 5q | OPTIONS |
| TWO SIGMA SECURITIES, LLC | $80.0K | 17,734 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $77.0K | options only | 0.00% | 3q | OPTIONS |
| Aft, Forsyth & Company, Inc. | $74.0K | 16,350 | 0.06% | 5q | HELD |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $72.0K | 15,961 | 0.00% | 5q | -16.0%-$13.8K |
| PNC Financial Services Group, Inc. | $70.0K | 15,700 | 0.00% | 5q | HELD |
| HighTower Advisors, LLC | $64.0K | 13,950 | 0.00% | 5q | HELD |
| ERTS Wealth Advisors, LLC | $59.0K | 13,069 | 0.03% | 2q | +3.7%+$2.1K |
| Joseph P. Lucia & Associates, LLC | $59.0K | 13,052 | 0.05% | 3q | -2.5%-$1.5K |
| UBS Group AG | $49.0K | 10,893 | 0.00% | 3q | -55.9%-$62.0K |
| American Portfolios Advisors | $36.2K | 8,000 | 0.00% | 5q | HELD |
| BANK OF AMERICA CORP /DE/ | $33.0K | 7,311 | 0.00% | 5q | +39.8%+$9.4K |
| OPTIMUM INVESTMENT ADVISORS | $24.0K | 5,200 | 0.01% | 5q | HELD |
| Cutler Group LP | $17.0K | 3,200 | 0.00% | new | NEW |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | $11.0K | 2,600 | 0.00% | 3q | HELD |
| Vectors Research Management, LLC | $9.0K | 2,000 | 0.00% | 2q | +81.8%+$4.0K |
| Allworth Financial LP | $7.0K | 1,467 | 0.00% | new | NEW |
| MORGAN STANLEY | $6.0K | 1,369 | 0.00% | 9q | -84.7%-$33.3K |
| CITIGROUP INC | $5.0K | 1,000 | 0.00% | 5q | HELD |
| Tower Research Capital LLC (TRC) | $3.0K | 743 | 0.00% | new | NEW |
| Aspire Private Capital, LLC | $3.0K | 630 | 0.00% | 5q | -15.5% |
| AllSquare Wealth Management LLC | $2.0K | 400 | 0.00% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2019 | 49 | $16.2M | 3,395,194 | 6 | 10 | 18 | 5.5% |
| Q3 2019 | 52 | $17.5M | 3,213,165 | 8 | 14 | 16 | 9.6% |
| Q2 2019 | 49 | $43.0M | 7,542,157 | 6 | 11 | 14 | 2.3% |
| Q1 2019 | 51 | $39.4M | 6,476,846 | 4 | 16 | 21 | 2.0% |
| Q4 2018 | 57 | $35.7M | 7,035,459 | 2 | 1 | 1 | 1.1% |