UBS AG LONDON BRH (AMU)
Institutional ownership reported to the SEC as of Q3 2020, across 8 quarters.
15
Reporting holders
$6.5M
Reported value
0.0%
Calls
0.0%
Puts
-3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES, INC. | $2.5M | 365,819 | 0.04% | 4q | -2.2%-$56.0K |
| IMC-Chicago, LLC | $1.3M | 194,888 | 0.00% | new | NEW |
| WOLVERINE TRADING, LLC | $1.1M | 154,049 | 0.00% | 7q | -46.4%-$925.0K |
| JANE STREET GROUP, LLC | $348.0K | 51,132 | 0.00% | 2q | +198.8%+$231.6K |
| RAYMOND JAMES TRUST N.A. | $306.0K | 44,935 | 0.01% | 5q | HELD |
| WELLS FARGO & COMPANY/MN | $252.0K | 37,014 | 0.00% | 8q | -33.6%-$127.3K |
| VICUS CAPITAL | $215.0K | 31,551 | 0.03% | 8q | +2.5%+$5.2K |
| West Bancorporation, Inc. | $145.0K | 21,320 | 0.17% | 4q | HELD |
| CITADEL ADVISORS LLC | $107.0K | 15,699 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $72.0K | 10,509 | 0.00% | new | NEW |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC | $57.0K | 8,300 | 0.01% | 8q | HELD |
| ADVISOR GROUP HOLDINGS, INC. | $56.0K | 8,242 | 0.00% | 3q | +588.6%+$47.9K |
| MORGAN STANLEY | $24.0K | 3,563 | 0.00% | 12q | +56.8%+$8.7K |
| Freestone Capital Holdings, LLC | $20.2K | 2,970 | 0.00% | new | NEW |
| Cordasco Financial Network | $1.0K | 100 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2020 | 15 | $6.5M | 950,091 | 5 | 4 | 3 | 0.0% |
| Q2 2020 | 18 | $8.0M | 960,261 | 2 | 3 | 7 | 0.0% |
| Q1 2020 | 24 | $42.6M | 7,401,745 | 3 | 3 | 10 | 0.0% |
| Q4 2019 | 39 | $160.0M | 11,684,146 | 7 | 4 | 16 | 0.0% |
| Q3 2019 | 39 | $249.0M | 16,975,516 | 3 | 12 | 14 | 0.0% |
| Q2 2019 | 42 | $226.3M | 14,360,021 | 3 | 11 | 18 | 0.0% |
| Q1 2019 | 41 | $209.4M | 13,065,280 | 5 | 9 | 18 | 0.0% |
| Q4 2018 | 43 | $172.2M | 12,298,585 | 1 | 0 | 2 | 0.0% |