ETF MANAGERS TR (AIEQXXXX)
Institutional ownership reported to the SEC as of Q4 2023, across 21 quarters.
26
Reporting holders
$12.4M
Reported value
0.1%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $5.1M | 142,692 | 0.00% | 21q | HELD |
| FinTrust Capital Advisors, LLC | $5.0M | 141,133 | 1.00% | 2q | +13090.0%+$5.0M |
| OSAIC HOLDINGS, INC. | $409.0K | 11,485 | 0.00% | 16q | -27.5%-$155.5K |
| CITADEL ADVISORS LLC | $387.5K | 10,884 | 0.00% | 8q | -42.0%-$280.6K |
| WEDBUSH SECURITIES INC | $357.0K | 10,020 | 0.02% | 10q | -4.8%-$17.8K |
| SOA Wealth Advisors, LLC. | $308.3K | 8,659 | 0.07% | 13q | -15.1%-$55.0K |
| COMMONWEALTH EQUITY SERVICES, LLC | $218.0K | 6,130 | 0.00% | new | NEW |
| HCR Wealth Advisors | $213.7K | 6,002 | 0.03% | new | NEW |
| MORGAN STANLEY | $111.5K | 3,132 | 0.00% | 25q | +100.5%+$55.9K |
| BANK OF MONTREAL /CAN/ | $62.1K | 1,724 | 0.00% | 11q | HELD |
| Royal Bank of Canada | $59.0K | 1,649 | 0.00% | 21q | +58.7%+$21.8K |
| UBS Group AG | $49.6K | 1,394 | 0.00% | 8q | -34.5%-$26.1K |
| TD Waterhouse Canada Inc. | $48.4K | 1,033 | 0.00% | 8q | HELD |
| Migdal Insurance & Financial Holdings Ltd. | $31.0K | 870 | 0.00% | new | NEW |
| Financial Perspectives, Inc | $20.1K | 565 | 0.01% | 12q | HELD |
| Fairfield Financial Advisors, LTD | $18.7K | 525 | 0.01% | 8q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $7.1K | 200 | 0.00% | 12q | HELD |
| Cutler Group LLC / CA | $7.0K | options only | 0.00% | new | OPTIONS |
| JPMORGAN CHASE & CO | $6.9K | 194 | 0.00% | 12q | -30.5%-$3.0K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $6.1K | 170 | 0.00% | 16q | HELD |
| Tradition Wealth Management, LLC | $6.0K | 182 | 0.00% | 11q | HELD |
| Steward Partners Investment Advisory, LLC | $4.6K | 130 | 0.00% | 9q | HELD |
| GHP Investment Advisors, Inc. | $2.1K | 60 | 0.00% | 8q | HELD |
| WELLS FARGO & COMPANY/MN | $79 | 2 | 0.00% | 5q | -99.0%-$7.9K |
| Private Wealth Management Group, LLC | $72 | 2 | 0.00% | new | FIRST |
| Coppell Advisory Solutions LLC | $36 | 1 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2023 | 26 | $12.4M | 348,838 | 5 | 3 | 7 | 0.1% |
| Q3 2023 | 28 | $7.7M | 267,668 | 3 | 2 | 9 | 0.0% |
| Q2 2023 | 30 | $8.4M | 267,162 | 2 | 5 | 8 | 0.0% |
| Q1 2023 | 34 | $7.1M | 242,989 | 6 | 8 | 4 | 0.0% |
| Q4 2022 | 31 | $6.4M | 224,837 | 4 | 4 | 7 | 0.0% |
| Q3 2022 | 28 | $7.0M | 239,657 | 1 | 6 | 6 | 0.0% |
| Q2 2022 | 33 | $8.1M | 269,022 | 1 | 2 | 15 | 0.0% |
| Q1 2022 | 36 | $15.9M | 365,827 | 9 | 5 | 8 | 0.0% |
| Q4 2021 | 35 | $15.7M | 375,684 | 5 | 12 | 5 | 0.0% |
| Q3 2021 | 31 | $14.9M | 366,384 | 5 | 8 | 5 | 0.0% |
| Q2 2021 | 31 | $12.8M | 308,898 | 6 | 10 | 6 | 0.0% |
| Q1 2021 | 32 | $10.9M | 291,168 | 11 | 8 | 2 | 0.0% |
| Q4 2020 | 23 | $7.6M | 215,144 | 6 | 3 | 4 | 0.0% |
| Q3 2020 | 18 | $4.1M | 134,124 | 3 | 3 | 4 | 0.0% |
| Q2 2020 | 22 | $4.4M | 156,289 | 3 | 2 | 10 | 0.0% |
| Q1 2020 | 25 | $6.8M | 303,415 | 6 | 3 | 7 | 0.0% |
| Q4 2019 | 27 | $7.6M | 268,234 | 2 | 2 | 10 | 0.0% |
| Q3 2019 | 26 | $8.3M | 318,720 | 3 | 8 | 9 | 0.0% |
| Q2 2019 | 26 | $9.3M | 355,070 | 4 | 5 | 9 | 0.0% |
| Q1 2019 | 30 | $17.7M | 630,486 | 5 | 7 | 8 | 0.0% |
| Q4 2018 | 29 | $14.9M | 683,621 | 1 | 0 | 3 | 0.0% |