ALPS ETF TR (ACES)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
49
Reporting holders
$73.8M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| CIBC Bancorp USA Inc. | $52.2M | 1,474,997 | 0.06% | 2q | +6.0%+$2.9M |
| Wealthfront Advisers LLC | $3.8M | 107,745 | 0.01% | 20q | +11.0%+$379.6K |
| GOLDMAN SACHS GROUP INC | $3.5M | 100,000 | 0.00% | 2q | -4.1%-$151.0K |
| BANK OF AMERICA CORP /DE/ | $2.5M | 70,133 | 0.00% | 26q | +11.8%+$263.0K |
| D. E. Shaw & Co., Inc. | $1.4M | 39,824 | 0.00% | 11q | +11.5%+$145.7K |
| Focus Partners Wealth | $1.2M | 35,121 | 0.00% | 5q | -5.6%-$73.7K |
| GTS SECURITIES LLC | $1.2M | 34,413 | 0.03% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $850.2K | 23,996 | 0.00% | 5q | -20.8%-$222.6K |
| MORGAN STANLEY | $748.9K | 21,135 | 0.00% | 25q | +15.7%+$101.8K |
| LPL Financial LLC | $718.3K | 20,275 | 0.00% | 24q | HELD |
| WELLS FARGO & COMPANY/MN | $703.8K | 19,864 | 0.00% | 22q | -28.2%-$276.4K |
| CITIGROUP INC | $680.8K | 19,214 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $658.6K | 18,590 | 0.00% | 24q | -11.3%-$83.8K |
| WAYSTONE ADVISORS LLC | $645.0K | 18,204 | 0.48% | 3q | +6.9%+$41.6K |
| UBS Group AG | $468.0K | 13,209 | 0.00% | 20q | +15.5%+$62.9K |
| JANE STREET GROUP, LLC | $408.2K | 11,520 | 0.00% | 5q | -71.7%-$1.0M |
| TRILLIUM ASSET MANAGEMENT, LLC | $301.2K | 8,500 | 0.01% | 9q | HELD |
| US BANCORP \DE\ | $287.3K | 8,109 | 0.00% | 31q | +12.0%+$30.7K |
| LaSalle St. Investment Advisors, LLC | $287.1K | 8,103 | 0.04% | 3q | +28.3%+$63.2K |
| Cetera Investment Advisers | $275.1K | 7,763 | 0.00% | 2q | +22.8%+$51.0K |
| ROYAL BANK OF CANADA | $256.0K | 7,241 | 0.00% | 28q | +384.3%+$203.1K |
| NORTHSTAR ASSET MANAGEMENT INC | $227.6K | 6,425 | 0.07% | new | NEW |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $130.9K | 3,695 | 0.00% | 4q | HELD |
| OSAIC HOLDINGS, INC. | $68.1K | 1,920 | 0.00% | 26q | +329.5%+$52.2K |
| Aspect Partners, LLC | $24.0K | 677 | 0.01% | new | NEW |
| Steward Partners Investment Advisory, LLC | $10.7K | 302 | 0.00% | 3q | HELD |
| Farther Finance Advisors, LLC | $10.4K | 293 | 0.00% | 3q | -69.6%-$23.8K |
| Rockefeller Capital Management L.P. | $9.5K | 267 | 0.00% | 4q | HELD |
| Geneos Wealth Management Inc. | $8.7K | 245 | 0.00% | 21q | HELD |
| NewEdge Advisors, LLC | $7.1K | 200 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $7.0K | 197 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $4.3K | 120 | 0.00% | 21q | HELD |
| PlanVest Financial, Inc | $3.6K | 100 | 0.00% | 2q | HELD |
| Fourth Dimension Wealth, LLC | $3.5K | 100 | 0.00% | 2q | HELD |
| Godfrey Financial Associates, Inc. | $3.5K | 100 | 0.00% | 3q | HELD |
| THOMPSON INVESTMENT MANAGEMENT, INC. | $2.1K | 59 | 0.00% | 3q | HELD |
| FMR LLC | $1.6K | 44 | 0.00% | 2q | -74.0%-$4.4K |
| Global Retirement Partners, LLC | $1.4K | 40 | 0.00% | 5q | HELD |
| WOLFF WIESE MAGANA LLC | $1.3K | 37 | 0.00% | 5q | HELD |
| Financial Management Professionals, Inc. | $886 | 25 | 0.00% | 12q | HELD |
| Cassaday & Co Wealth Management LLC | $709 | 20 | 0.00% | 2q | HELD |
| Bear Mountain Capital, Inc. | $498 | 15 | 0.00% | new | NEW |
| COMPASS FINANCIAL MANAGEMENT LLC | $444 | 13 | 0.00% | new | FIRST |
| Ashton Thomas Private Wealth, LLC | $371 | 10 | 0.00% | 2q | HELD |
| NATIONAL BANK OF CANADA /FI/ | $319 | 9 | 0.00% | 4q | +28.6% |
| Qube Research & Technologies Ltd | $106 | 3 | 0.00% | 8q | -96.4%-$2.8K |
| Blue Trust, Inc. | $106 | 3 | 0.00% | 2q | HELD |
| JPMORGAN CHASE & CO | $64 | 1 | 0.00% | 15q | HELD |
| Smithfield Trust Co | $50 | 1,412 | 0.00% | 5q | HELD |
| FIFTH THIRD BANCORP | $35 | 1 | 0.00% | new | NEW |
| TSFG, LLC | $6 | 183 | 0.00% | 16q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 49 | $73.8M | 2,082,877 | 8 | 13 | 9 | 0.0% |
| Q1 2026 | 48 | $67.8M | 2,009,625 | 14 | 11 | 7 | 0.7% |
| Q4 2025 | 45 | $56.1M | 1,731,686 | 8 | 7 | 14 | 0.0% |
| Q3 2025 | 40 | $53.2M | 1,665,669 | 9 | 5 | 12 | 0.0% |
| Q2 2025 | 37 | $43.6M | 1,690,664 | 8 | 4 | 12 | 0.0% |
| Q1 2025 | 39 | $40.5M | 1,914,787 | 8 | 7 | 12 | 0.0% |
| Q4 2024 | 40 | $58.6M | 2,190,456 | 5 | 10 | 11 | 0.0% |
| Q3 2024 | 43 | $118.2M | 4,017,504 | 4 | 5 | 20 | 0.0% |
| Q2 2024 | 49 | $131.2M | 4,510,901 | 8 | 12 | 17 | 0.0% |
| Q1 2024 | 56 | $179.6M | 6,068,726 | 8 | 12 | 20 | 0.1% |
| Q4 2023 | 53 | $191.4M | 5,330,917 | 7 | 14 | 17 | 0.0% |
| Q3 2023 | 53 | $249.4M | 6,818,873 | 4 | 15 | 21 | 0.0% |
| Q2 2023 | 62 | $583.8M | 12,924,111 | 7 | 16 | 22 | 0.0% |
| Q1 2023 | 59 | $618.3M | 13,300,610 | 4 | 20 | 21 | 0.0% |
| Q4 2022 | 61 | $304.9M | 7,093,795 | 10 | 13 | 22 | 0.0% |
| Q3 2022 | 79 | $495.2M | 8,922,652 | 9 | 19 | 25 | 0.0% |
| Q2 2022 | 76 | $421.1M | 8,661,457 | 8 | 15 | 30 | 0.0% |
| Q1 2022 | 81 | $583.6M | 9,218,183 | 16 | 23 | 28 | 0.0% |
| Q4 2021 | 90 | $615.3M | 9,589,941 | 17 | 33 | 18 | 0.0% |
| Q3 2021 | 84 | $604.7M | 9,142,724 | 11 | 32 | 26 | 0.0% |
| Q2 2021 | 88 | $674.0M | 8,886,114 | 12 | 46 | 15 | 0.0% |
| Q1 2021 | 93 | $682.5M | 8,738,794 | 36 | 36 | 10 | 0.1% |
| Q4 2020 | 66 | $515.4M | 6,428,457 | 31 | 22 | 4 | 0.0% |
| Q3 2020 | 35 | $269.8M | 4,890,857 | 15 | 11 | 3 | 0.0% |
| Q2 2020 | 24 | $145.5M | 3,721,980 | 9 | 5 | 6 | 0.0% |
| Q1 2020 | 16 | $100.3M | 3,492,926 | 6 | 6 | 2 | 0.0% |
| Q4 2019 | 13 | $97.1M | 2,875,132 | 2 | 9 | 1 | 0.0% |
| Q3 2019 | 11 | $80.0M | 2,583,448 | 3 | 5 | 1 | 0.0% |
| Q2 2019 | 9 | $63.5M | 2,141,876 | 2 | 4 | 1 | 0.0% |
| Q1 2019 | 8 | $28.1M | 1,040,870 | 4 | 2 | 0 | 0.0% |
| Q4 2018 | 4 | $16.8M | 740,022 | 0 | 0 | 0 | 0.0% |