ALCENTRA CAP CORP (ABDC)
Institutional ownership reported to the SEC as of Q4 2019, across 5 quarters.
36
Reporting holders
$48.8M
Reported value
0.6%
Held as options
+4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Stilwell Value LLC | $10.0M | 1,101,491 | 7.16% | 5q | HELD |
| CAXTON CORP | $9.1M | 1,005,000 | 8.77% | 5q | +0.5%+$45.2K |
| Bank of New York Mellon Corp | $5.3M | 583,003 | 0.00% | 5q | -0.6%-$30.8K |
| MORGAN STANLEY | $4.1M | 455,004 | 0.00% | 9q | HELD |
| SALZHAUER MICHAEL | $2.4M | 264,748 | 0.56% | 5q | +100.0%+$1.2M |
| Bulldog Investors, LLC | $2.3M | 255,479 | 0.99% | new | NEW |
| PUTNAM INVESTMENTS LLC | $2.3M | 251,063 | 0.00% | 2q | +11.4%+$233.2K |
| Virtus ETF Advisers LLC | $2.2M | 241,654 | 0.36% | 2q | +5.4%+$111.8K |
| UBS Group AG | $1.8M | 200,732 | 0.00% | 5q | -7.0%-$137.6K |
| MACKENZIE FINANCIAL CORP | $1.6M | 176,461 | 0.00% | 5q | +80.5%+$712.4K |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $1.4M | 172,787 | 0.02% | 5q | HELD |
| PRICE MICHAEL F | $1.3M | 139,742 | 0.18% | 5q | -14.8%-$220.4K |
| Almitas Capital LLC | $702.0K | 77,561 | 0.61% | 2q | +24.0%+$136.0K |
| Cliffwater LLC | $604.0K | 66,687 | 0.20% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $527.0K | 27,113 | 0.00% | 2q | -2.4%-$12.8K |
| MILLENNIUM MANAGEMENT LLC | $521.0K | 57,600 | 0.00% | 3q | +1.9%+$9.6K |
| ARES MANAGEMENT LLC | $456.0K | 50,411 | 0.04% | 3q | HELD |
| RAYMOND JAMES & ASSOCIATES | $419.0K | 46,253 | 0.00% | 5q | +5.7%+$22.7K |
| Advisors Asset Management, Inc. | $292.0K | 32,226 | 0.01% | 8q | -51.0%-$304.2K |
| OPPENHEIMER & CO INC | $252.0K | 27,862 | 0.01% | 5q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $199.0K | 22,019 | 0.00% | new | NEW |
| Belpointe Asset Management LLC | $162.0K | 17,928 | 0.02% | 5q | +0.7%+$1.2K |
| Raymond James Financial Services Advisors, Inc. | $160.0K | 17,636 | 0.00% | 5q | -23.9%-$50.1K |
| Squarepoint Ops LLC | $159.0K | 17,530 | 0.00% | 5q | -11.0%-$19.7K |
| COLDSTREAM CAPITAL MANAGEMENT INC | $131.0K | 14,509 | 0.01% | 5q | HELD |
| STEPHENS INC /AR/ | $92.0K | 10,118 | 0.00% | new | NEW |
| LSV ASSET MANAGEMENT | $92.0K | 10,200 | 0.00% | 5q | -74.2%-$264.6K |
| ACADIAN ASSET MANAGEMENT LLC | $83.0K | 9,172 | 0.00% | 4q | -32.6%-$40.2K |
| ROYAL BANK OF CANADA | $69.0K | 7,663 | 0.00% | 5q | -1.6%-$1.1K |
| CITIGROUP INC | $34.0K | 3,714 | 0.00% | 5q | +2.4% |
| Advisor Group, Inc. | $23.0K | 2,500 | 0.00% | 3q | HELD |
| WELLS FARGO & COMPANY/MN | $20.0K | 2,159 | 0.00% | 5q | +283.5%+$14.8K |
| Tower Research Capital LLC (TRC) | $19.0K | 2,064 | 0.00% | 2q | +3.1% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $14.0K | 1,500 | 0.00% | 5q | HELD |
| Sargent Bickham Lagudis LLC | $4.0K | 400 | 0.00% | new | NEW |
| SIMPLEX TRADING, LLC | $2.0K | 200 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2019 | 36 | $48.8M | 5,372,189 | 7 | 12 | 10 | 0.6% |
| Q3 2019 | 32 | $43.5M | 4,862,828 | 6 | 7 | 8 | 0.6% |
| Q2 2019 | 35 | $41.5M | 4,944,249 | 6 | 10 | 4 | 0.1% |
| Q1 2019 | 39 | $34.9M | 4,628,380 | 6 | 9 | 10 | 0.5% |
| Q4 2018 | 38 | $25.6M | 3,943,164 | 2 | 2 | 1 | 0.3% |