ALCENTRA CAP CORP (ABDC)
Institutional ownership reported to the SEC as of Q4 2019, across 5 quarters.
36
Reporting holders
$48.8M
Reported value
0.0%
Calls
0.6%
Puts
+4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Stilwell Value LLC | $10.0M | 1,101,491 | 7.16% | 5q | HELD |
| CAXTON CORP | $9.1M | 1,005,000 | 8.77% | 5q | +0.5%+$45.2K |
| Bank of New York Mellon Corp | $5.3M | 583,003 | 0.00% | 5q | -0.6%-$30.8K |
| MORGAN STANLEY | $4.1M | 455,004 | 0.00% | 9q | HELD |
| SALZHAUER MICHAEL | $2.4M | 264,748 | 0.56% | 5q | +100.0%+$1.2M |
| Bulldog Investors, LLC | $2.3M | 255,479 | 0.99% | new | NEW |
| PUTNAM INVESTMENTS LLC | $2.3M | 251,063 | 0.00% | 2q | +11.4%+$233.2K |
| Virtus ETF Advisers LLC | $2.2M | 241,654 | 0.36% | 2q | +5.4%+$111.8K |
| UBS Group AG | $1.8M | 200,732 | 0.00% | 5q | -7.0%-$137.6K |
| MACKENZIE FINANCIAL CORP | $1.6M | 176,461 | 0.00% | 5q | +80.5%+$712.4K |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $1.4M | 172,787 | 0.02% | 5q | HELD |
| PRICE MICHAEL F | $1.3M | 139,742 | 0.18% | 5q | -14.8%-$220.4K |
| Almitas Capital LLC | $702.0K | 77,561 | 0.61% | 2q | +24.0%+$136.0K |
| Cliffwater LLC | $604.0K | 66,687 | 0.20% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $527.0K | 27,113 | 0.00% | 2q | -2.4%-$12.8K |
| MILLENNIUM MANAGEMENT LLC | $521.0K | 57,600 | 0.00% | 3q | +1.9%+$9.6K |
| ARES MANAGEMENT LLC | $456.0K | 50,411 | 0.04% | 3q | HELD |
| RAYMOND JAMES & ASSOCIATES | $419.0K | 46,253 | 0.00% | 5q | +5.7%+$22.7K |
| Advisors Asset Management, Inc. | $292.0K | 32,226 | 0.01% | 8q | -51.0%-$304.2K |
| OPPENHEIMER & CO INC | $252.0K | 27,862 | 0.01% | 5q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $199.0K | 22,019 | 0.00% | new | NEW |
| Belpointe Asset Management LLC | $162.0K | 17,928 | 0.02% | 5q | +0.7%+$1.2K |
| Raymond James Financial Services Advisors, Inc. | $160.0K | 17,636 | 0.00% | 5q | -23.9%-$50.1K |
| Squarepoint Ops LLC | $159.0K | 17,530 | 0.00% | 5q | -11.0%-$19.7K |
| COLDSTREAM CAPITAL MANAGEMENT INC | $131.0K | 14,509 | 0.01% | 5q | HELD |
| STEPHENS INC /AR/ | $92.0K | 10,118 | 0.00% | new | NEW |
| LSV ASSET MANAGEMENT | $92.0K | 10,200 | 0.00% | 5q | -74.2%-$264.6K |
| ACADIAN ASSET MANAGEMENT LLC | $83.0K | 9,172 | 0.00% | 4q | -32.6%-$40.2K |
| ROYAL BANK OF CANADA | $69.0K | 7,663 | 0.00% | 5q | -1.6%-$1.1K |
| CITIGROUP INC | $34.0K | 3,714 | 0.00% | 5q | +2.4% |
| Advisor Group, Inc. | $23.0K | 2,500 | 0.00% | 3q | HELD |
| WELLS FARGO & COMPANY/MN | $20.0K | 2,159 | 0.00% | 5q | +283.5%+$14.8K |
| Tower Research Capital LLC (TRC) | $19.0K | 2,064 | 0.00% | 2q | +3.1% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $14.0K | 1,500 | 0.00% | 5q | HELD |
| Sargent Bickham Lagudis LLC | $4.0K | 400 | 0.00% | new | NEW |
| SIMPLEX TRADING, LLC | $2.0K | 200 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2019 | 36 | $48.8M | 5,372,189 | 7 | 12 | 10 | 0.6% |
| Q3 2019 | 32 | $43.5M | 4,862,828 | 6 | 7 | 8 | 0.6% |
| Q2 2019 | 35 | $41.5M | 4,944,249 | 6 | 10 | 4 | 0.1% |
| Q1 2019 | 39 | $34.9M | 4,628,380 | 6 | 9 | 10 | 0.5% |
| Q4 2018 | 38 | $25.6M | 3,943,164 | 2 | 2 | 1 | 0.3% |