ARLINGTON ASSET INVST CORP (AAIC)
Institutional ownership reported to the SEC as of Q3 2023, across 20 quarters.
64
Reporting holders
$52.5M
Reported value
0.5%
Calls
0.0%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| VANGUARD GROUP INC | $7.1M | 1,650,017 | 0.00% | 20q | HELD |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | $6.2M | 1,460,000 | 0.40% | 12q | +14.5%+$793.6K |
| Yakira Capital Management, Inc. | $4.4M | 1,020,374 | 1.19% | 2q | +107.5%+$2.3M |
| Gator Capital Management, LLC | $3.3M | 777,575 | 2.36% | 4q | HELD |
| LMR Partners LLP | $2.7M | 640,241 | 0.03% | 2q | +127.2%+$1.5M |
| ACADIAN ASSET MANAGEMENT LLC | $2.4M | 557,718 | 0.01% | 11q | -2.1%-$52.3K |
| BANK OF AMERICA CORP /DE/ | $2.1M | 492,916 | 0.00% | 20q | -14.0%-$343.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.9M | 382,431 | 0.00% | 3q | +252.3%+$1.4M |
| RBF Capital, LLC | $1.9M | 442,740 | 0.12% | 10q | HELD |
| RENAISSANCE TECHNOLOGIES LLC | $1.6M | 365,024 | 0.00% | 20q | +30.9%+$369.0K |
| MILLENNIUM MANAGEMENT LLC | $1.5M | 343,625 | 0.00% | 14q | +582.5%+$1.3M |
| UBS Group AG | $1.5M | 340,307 | 0.00% | 20q | +48.9%+$478.2K |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $1.5M | 339,001 | 0.24% | 2q | +1.4%+$20.1K |
| Almitas Capital LLC | $1.2M | 285,885 | 0.59% | 2q | +95.9%+$599.1K |
| Vazirani Asset Management LLC | $1.2M | 273,901 | 1.79% | 2q | -21.8%-$327.4K |
| Black Maple Capital Management LP | $1.1M | 268,068 | 0.78% | 2q | +21.1%+$199.7K |
| BlackRock Inc. | $1.1M | 265,982 | 0.00% | 20q | +6.0%+$64.5K |
| GEODE CAPITAL MANAGEMENT, LLC | $1.1M | 259,206 | 0.00% | 20q | +6.9%+$71.4K |
| GOLDMAN SACHS GROUP INC | $926.9K | 216,573 | 0.00% | new | NEW |
| STATE STREET CORP | $818.5K | 191,246 | 0.00% | 20q | +1.5%+$12.0K |
| WOLVERINE ASSET MANAGEMENT LLC | $789.1K | 184,372 | 0.01% | 18q | +233.0%+$552.2K |
| Sagefield Capital LP | $581.6K | 135,882 | 0.08% | 2q | +81.1%+$260.4K |
| CORSAIR CAPITAL MANAGEMENT, L.P. | $503.2K | 117,580 | 0.17% | 12q | -7.8%-$42.8K |
| JBF Capital, Inc. | $428.0K | 100,000 | 0.09% | 2q | HELD |
| PenderFund Capital Management Ltd. | $419.0K | 72,090 | 0.13% | new | NEW |
| TWO SIGMA ADVISERS, LP | $416.7K | 97,354 | 0.00% | 13q | +49.2%+$137.4K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $360.0K | 84,100 | 0.00% | 20q | HELD |
| NEXPOINT ASSET MANAGEMENT, L.P. | $350.3K | 81,838 | 0.05% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $321.6K | 75,141 | 0.00% | 2q | HELD |
| MARSHALL WACE, LLP | $318.3K | 74,362 | 0.00% | new | NEW |
| NORTHERN TRUST CORP | $290.0K | 67,761 | 0.00% | 20q | HELD |
| MORGAN STANLEY | $290.0K | 67,747 | 0.00% | 24q | +53.7%+$101.3K |
| JACOBS ASSET MANAGEMENT, LLC | $210.3K | 49,145 | 0.14% | new | NEW |
| Beryl Capital Management LLC | $192.9K | 45,060 | 0.02% | new | NEW |
| Quadrature Capital Ltd | $155.1K | 36,363 | 0.00% | new | NEW |
| Virtu Financial LLC | $132.0K | 30,877 | 0.01% | 2q | -30.5%-$57.9K |
| Ergoteles LLC | $124.9K | 29,193 | 0.18% | new | NEW |
| DLD Asset Management, LP | $122.0K | 28,500 | 0.01% | new | NEW |
| ALGERT GLOBAL LLC | $108.4K | 25,408 | 0.00% | 2q | -60.6%-$166.5K |
| TWO SIGMA INVESTMENTS, LP | $92.4K | 21,589 | 0.00% | 13q | +6.2%+$5.4K |
| Credit Agricole S A | $77.0K | 18,000 | 0.00% | new | NEW |
| Bank of New York Mellon Corp | $75.5K | 17,646 | 0.00% | 20q | HELD |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $73.0K | 17,051 | 0.00% | 5q | HELD |
| JANE STREET GROUP, LLC | $71.0K | 16,596 | 0.00% | 2q | -80.9%-$300.3K |
| CITADEL ADVISORS LLC | $68.3K | 13,449 | 0.00% | 4q | -35.1%-$36.9K |
| BARCLAYS PLC | $65.5K | 15,298 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $61.8K | 14,430 | 0.00% | 16q | +17.7%+$9.3K |
| OSAIC HOLDINGS, INC. | $51.2K | 11,953 | 0.00% | 15q | -26.4%-$18.4K |
| Sheaff Brock Investment Advisors, LLC | $49.0K | 11,445 | 0.00% | 14q | HELD |
| Advisory Services Network, LLC | $48.7K | 11,370 | 0.00% | 3q | HELD |
| NISA INVESTMENT ADVISORS, LLC | $40.1K | 9,369 | 0.00% | 7q | HELD |
| Qube Research & Technologies Ltd | $33.0K | 7,702 | 0.00% | new | NEW |
| RHUMBLINE ADVISERS | $7.8K | 1,822 | 0.00% | 2q | HELD |
| Royal Bank of Canada | $6.0K | 1,500 | 0.00% | 20q | -72.7%-$16.0K |
| GROUP ONE TRADING, L.P. | $6.0K | 1,400 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $2.2K | 513 | 0.00% | 2q | -66.1%-$4.3K |
| TSFG, LLC | $1.0K | 33? | 0.00% | new | |
| WELLS FARGO & COMPANY/MN | $890 | 208 | 0.00% | 20q | -13.0% |
| FMR LLC | $813 | 190 | 0.00% | 7q | HELD |
| Farther Finance Advisors, LLC | $469 | 110 | 0.00% | 4q | HELD |
| Coppell Advisory Solutions LLC | $384 | 131 | 0.00% | 2q | +77.0% |
| CULLEN/FROST BANKERS, INC. | $51 | 12 | 0.00% | 2q | HELD |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | $12 | 3 | 0.00% | 4q | HELD |
| BNP PARIBAS ARBITRAGE, SNC | $4 | 1 | 0.00% | 20q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2023 | 64 | $52.5M | 12,167,424 | 14 | 20 | 12 | 0.5% |
| Q2 2023 | 61 | $51.8M | 10,953,279 | 24 | 9 | 17 | 1.5% |
| Q1 2023 | 47 | $30.1M | 10,514,134 | 3 | 12 | 14 | 0.2% |
| Q4 2022 | 55 | $29.4M | 10,013,241 | 11 | 6 | 17 | 0.2% |
| Q3 2022 | 49 | $29.6M | 10,815,587 | 2 | 9 | 16 | 0.2% |
| Q2 2022 | 50 | $37.4M | 11,475,531 | 2 | 7 | 22 | 0.0% |
| Q1 2022 | 54 | $42.1M | 12,011,707 | 6 | 8 | 26 | 0.4% |
| Q4 2021 | 56 | $38.1M | 10,675,339 | 5 | 18 | 18 | 1.0% |
| Q3 2021 | 56 | $39.8M | 10,664,187 | 4 | 10 | 26 | 0.9% |
| Q2 2021 | 68 | $56.6M | 13,844,956 | 12 | 22 | 23 | 0.7% |
| Q1 2021 | 75 | $59.0M | 14,460,106 | 9 | 22 | 24 | 1.0% |
| Q4 2020 | 78 | $51.8M | 13,606,673 | 11 | 20 | 26 | 0.8% |
| Q3 2020 | 73 | $34.3M | 11,986,545 | 5 | 12 | 27 | 0.8% |
| Q2 2020 | 74 | $40.0M | 13,341,467 | 15 | 19 | 27 | 0.8% |
| Q1 2020 | 72 | $33.5M | 15,274,971 | 7 | 26 | 28 | 0.3% |
| Q4 2019 | 91 | $98.1M | 17,536,138 | 27 | 28 | 23 | 0.2% |
| Q3 2019 | 79 | $104.0M | 18,831,835 | 11 | 30 | 18 | 0.4% |
| Q2 2019 | 79 | $118.9M | 16,863,849 | 11 | 37 | 14 | 2.4% |
| Q1 2019 | 86 | $127.0M | 15,802,101 | 14 | 31 | 22 | 0.8% |
| Q4 2018 | 91 | $105.4M | 14,405,318 | 2 | 0 | 2 | 0.8% |