# NEOS ETF TRUST (SPYI)

> Institutional ownership reported to the SEC as of Q3 2026, from Form 13F filings. Source: https://holderbook.com/stocks/SPYI/

- Reporting holders: 26
- Reported value: $117.5M
- Held through calls: 0.0%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [Gradient Investments LLC](https://holderbook.com/funds/1542265-gradient-investments-llc/) | $58.2M | 1,095,332 | 0.8% | 14 |
| [Farther Finance Advisors, LLC](https://holderbook.com/funds/1992825-farther-finance-advisors-llc/) | $16.5M | 310,827 | 0.1% | 5 |
| [Prota Financial, LLC](https://holderbook.com/funds/2126257-prota-financial-llc/) | $5.9M | 109,917 | 3.7% | 3 |
| [Sound Income Strategies, LLC](https://holderbook.com/funds/1730960-sound-income-strategies-llc/) | $5.4M | 99,714 | 0.2% | 4 |
| [Gainplan LLC](https://holderbook.com/funds/1697857-gainplan-llc/) | $5.2M | 97,078 | 2.0% | 12 |
| [Avidian Wealth Enterprises, LLC](https://holderbook.com/funds/1471474-avidian-wealth-enterprises-llc/) | $4.3M | 80,926 | 0.1% | 5 |
| [Investment Partners Asset Management, Inc.](https://holderbook.com/funds/1384416-investment-partners-asset-management-inc/) | $3.9M | 73,813 | 2.1% | 4 |
| [Capital Planning LLC](https://holderbook.com/funds/1790688-capital-planning-llc/) | $3.5M | 66,382 | 0.9% | 6 |
| [PUFF WEALTH MANAGEMENT, LLC](https://holderbook.com/funds/2052736-puff-wealth-management-llc/) | $2.2M | 42,094 | 2.1% | 3 |
| [Intelligence Driven Advisers, LLC](https://holderbook.com/funds/1819955-intelligence-driven-advisers-llc/) | $2.0M | 38,503 | 0.4% | 1 |
| [ALKEME WEALTH, LLC](https://holderbook.com/funds/1752045-alkeme-wealth-llc/) | $2.0M | 37,390 | 0.7% | 1 |
| [Weaver Consulting Group](https://holderbook.com/funds/1780055-weaver-consulting-group/) | $1.5M | 27,775 | 0.3% | 8 |
| [Vann Equity Management LLC](https://holderbook.com/funds/2018412-vann-equity-management-llc/) | $1.2M | 21,637 | 0.7% | 3 |
| [CoreCap Advisors, LLC](https://holderbook.com/funds/1902501-corecap-advisors-llc/) | $1.0M | 19,151 | 0.0% | 11 |
| [Kaizen Financial Strategies](https://holderbook.com/funds/1842013-kaizen-financial-strategies/) | $878.4K | 16,521 | 0.3% | 5 |
| [Tactive Advisors, LLC](https://holderbook.com/funds/2002409-tactive-advisors-llc/) | $876.4K | 16,483 | 0.2% | 6 |
| [Worth Asset Management, LLC](https://holderbook.com/funds/1927285-worth-asset-management-llc/) | $547.7K | 10,300 | 0.2% | 1 |
| [ECLECTIC ASSOCIATES INC /ADV](https://holderbook.com/funds/743482-eclectic-associates-inc-adv/) | $535.9K | 10,080 | 0.1% | 5 |
| [FINANCIAL MANAGEMENT NETWORK INC](https://holderbook.com/funds/1844831-financial-management-network-inc/) | $458.0K | 8,545 | 0.1% | 4 |
| [FERGUSON WELLMAN CAPITAL MANAGEMENT, INC](https://holderbook.com/funds/869353-ferguson-wellman-capital-management-inc/) | $372.2K | 7,000 | 0.0% | 2 |
| [Venture Visionary Partners LLC](https://holderbook.com/funds/1792283-venture-visionary-partners-llc/) | $253.2K | 4,762 | 0.0% | 5 |
| [Castleview Partners, LLC](https://holderbook.com/funds/1737088-castleview-partners-llc/) | $244.4K | 4,596 | 0.1% | 1 |
| [Global Wealth Strategies & Associates](https://holderbook.com/funds/1912297-global-wealth-strategies-associates/) | $230.0K | 4,325 | 0.0% | 4 |
| [Noble Wealth Management PBC](https://holderbook.com/funds/2055065-noble-wealth-management-pbc/) | $215.3K | 4,050 | 0.1% | 2 |
| [TOMPKINS FINANCIAL CORP](https://holderbook.com/funds/1005817-tompkins-financial-corp/) | $56.5K | 1,062 | 0.0% | 6 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q3 2026 | 26 | $117.5M |
| Q2 2026 | 453 | $1.9B |
| Q1 2026 | 397 | $1.3B |
| Q4 2025 | 356 | $1.2B |
| Q3 2025 | 299 | $905.1M |
| Q2 2025 | 235 | $616.3M |
| Q1 2025 | 193 | $451.7M |
| Q4 2024 | 167 | $443.4M |
| Q3 2024 | 134 | $441.0M |
| Q2 2024 | 111 | $216.8M |
| Q1 2024 | 82 | $120.2M |
| Q4 2023 | 61 | $63.0M |