# CC NEUBERGER PRINCIPAL HOLDN (PRPC)

> Institutional ownership reported to the SEC as of Q3 2023, from Form 13F filings. Source: https://holderbook.com/stocks/PRPC/

- Reporting holders: 23
- Reported value: $43.3M
- Held through calls: 0.0%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [Sandia Investment Management LP](https://holderbook.com/funds/1880562-sandia-investment-management-lp/) | $4.9M | 448,910 | 1.3% | 8 |
| [UBS OCONNOR LLC](https://holderbook.com/funds/1132716-ubs-oconnor-llc/) | $4.4M | 400,371 | 0.1% | 3 |
| [FIR TREE CAPITAL MANAGEMENT LP](https://holderbook.com/funds/1056491-fir-tree-capital-management-lp/) | $3.8M | 345,937 | 0.4% | 11 |
| [METEORA CAPITAL, LLC](https://holderbook.com/funds/1905106-meteora-capital-llc/) | $3.7M | 341,151 | 0.6% | 3 |
| [Periscope Capital Inc.](https://holderbook.com/funds/1695320-periscope-capital-inc/) | $3.6M | 329,379 | 0.4% | 10 |
| [GLAZER CAPITAL, LLC](https://holderbook.com/funds/1076809-glazer-capital-llc/) | $3.5M | 317,289 | 0.2% | 10 |
| [MIZUHO SECURITIES USA LLC](https://holderbook.com/funds/1513006-mizuho-securities-usa-llc/) | $3.4M | 310,480 | 0.1% | 2 |
| [Castle Creek Arbitrage, LLC](https://holderbook.com/funds/1326638-castle-creek-arbitrage-llc/) | $3.1M | 287,030 | 0.7% | 9 |
| [Westchester Capital Management, LLC](https://holderbook.com/funds/1512805-westchester-capital-management-llc/) | $3.0M | 275,000 | 0.1% | 2 |
| [Shaolin Capital Management LLC](https://holderbook.com/funds/1766806-shaolin-capital-management-llc/) | $2.5M | 224,900 | 0.1% | 4 |
| [BERKLEY W R CORP](https://holderbook.com/funds/11544-berkley-w-r-corp/) | $2.3M | 208,695 | 0.1% | 2 |
| [MOORE CAPITAL MANAGEMENT, LP](https://holderbook.com/funds/1448574-moore-capital-management-lp/) | $1.1M | 100,000 | 0.0% | 10 |
| [RIVERNORTH CAPITAL MANAGEMENT, LLC](https://holderbook.com/funds/1447578-rivernorth-capital-management-llc/) | $926.1K | 84,960 | 0.0% | 1 |
| [GABELLI FUNDS LLC](https://holderbook.com/funds/1081407-gabelli-funds-llc/) | $716.1K | 65,693 | 0.0% | 10 |
| [DEUTSCHE BANK AG\](https://holderbook.com/funds/948046-deutsche-bank-ag/) | $569.1K | 52,215 | 0.0% | 3 |
| [GABELLI & Co INVESTMENT ADVISERS, INC.](https://holderbook.com/funds/932724-gabelli-co-investment-advisers-inc/) | $551.5K | 50,600 | 0.1% | 10 |
| [Spartan Fund Management Inc.](https://holderbook.com/funds/1930346-spartan-fund-management-inc/) | $511.2K | 46,896 | 0.4% | 4 |
| [Walleye Capital LLC](https://holderbook.com/funds/1758720-walleye-capital-llc/) | $276.2K | 25,338 | 0.0% | 3 |
| [Polar Asset Management Partners Inc.](https://holderbook.com/funds/1326389-polar-asset-management-partners-inc/) | $272.5K | 25,000 | 0.0% | 6 |
| [Walleye Trading LLC](https://holderbook.com/funds/1388391-walleye-trading-llc/) | $185.7K | 17,033 | 0.0% | 3 |
| [D. E. Shaw & Co., Inc.](https://holderbook.com/funds/1009207-d-e-shaw-co-inc/) | $109.0K | 10,000 | 0.0% | 2 |
| [CLEAR STREET LLC](https://holderbook.com/funds/1708828-clear-street-llc/) | $63.2K | 5,800 | 0.0% | 2 |
| [UBS Group AG](https://holderbook.com/funds/1610520-ubs-group-ag/) | $1.1K | 100 | 0.0% | 1 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q3 2023 | 23 | $43.3M |
| Q2 2023 | 23 | $43.4M |
| Q1 2023 | 21 | $39.4M |
| Q4 2022 | 75 | $373.9M |
| Q3 2022 | 78 | $363.7M |
| Q2 2022 | 93 | $380.5M |
| Q1 2022 | 86 | $346.8M |
| Q4 2021 | 83 | $334.4M |
| Q3 2021 | 84 | $280.3M |
| Q2 2021 | 78 | $250.2M |
| Q1 2021 | 20 | $44.7M |