# CC NEUBERGER PRINCIPAL HLDNG (PCPLWS)

> Institutional ownership reported to the SEC as of Q4 2020, from Form 13F filings. Source: https://holderbook.com/stocks/PCPLWS/

- Reporting holders: 34
- Reported value: $16.5M
- Held through calls: 3.0%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [Altai Capital Management, L.P.](https://holderbook.com/funds/1478982-altai-capital-management-l-p/) | $4.2M | 1,774,623 | 5.6% | 1 |
| [Kepos Capital LP](https://holderbook.com/funds/1512020-kepos-capital-lp/) | $2.5M | 1,058,710 | 0.1% | 3 |
| [Magnetar Financial LLC](https://holderbook.com/funds/1352851-magnetar-financial-llc/) | $1.4M | 610,549 | 0.0% | 1 |
| [Davidson Kempner Capital Management LP](https://holderbook.com/funds/1595082-davidson-kempner-capital-management-lp/) | $982.0K | 417,715 | 0.0% | 2 |
| [EJF Capital LLC](https://holderbook.com/funds/1353254-ejf-capital-llc/) | $977.0K | 415,780 | 0.1% | 1 |
| [Blackstone Group Inc.](https://holderbook.com/funds/1393818-blackstone-group-inc/) | $783.0K | 333,333 | 0.0% | 1 |
| [GLAZER CAPITAL, LLC](https://holderbook.com/funds/1076809-glazer-capital-llc/) | $646.0K | 275,002 | 0.0% | 3 |
| [Jefferies Group LLC](https://holderbook.com/funds/1084580-jefferies-group-llc/) | $531.5K | 226,158 | 0.0% | 2 |
| [Balyasny Asset Management LLC](https://holderbook.com/funds/1218710-balyasny-asset-management-llc/) | $470.0K | 200,000 | 0.0% | 1 |
| [Maven Securities LTD](https://holderbook.com/funds/1633046-maven-securities-ltd/) | $470.0K | 200,000 | 0.0% | 1 |
| [CNH PARTNERS LLC](https://holderbook.com/funds/1167456-cnh-partners-llc/) | $392.0K | 166,666 | 0.0% | 3 |
| [Governors Lane LP](https://holderbook.com/funds/1644187-governors-lane-lp/) | $353.0K | 150,000 | 0.0% | 2 |
| [HGC Investment Management Inc.](https://holderbook.com/funds/1711200-hgc-investment-management-inc/) | $291.0K | 123,532 | 0.0% | 3 |
| [HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND](https://holderbook.com/funds/1535845-healthcare-of-ontario-pension-plan-trust-fund/) | $274.0K | 116,666 | 0.0% | 2 |
| [Radcliffe Capital Management, L.P.](https://holderbook.com/funds/1218275-radcliffe-capital-management-l-p/) | $255.0K | 0 | 0.0% | 2 |
| [HBK INVESTMENTS L P](https://holderbook.com/funds/1011443-hbk-investments-l-p/) | $235.0K | 0 | 0.0% | 3 |
| [Myriad Asset Management Ltd.](https://holderbook.com/funds/1541349-myriad-asset-management-ltd/) | $215.0K | 91,295 | 0.0% | 2 |
| [MOORE CAPITAL MANAGEMENT, LP](https://holderbook.com/funds/1448574-moore-capital-management-lp/) | $196.0K | 83,333 | 0.0% | 3 |
| [RIVERNORTH CAPITAL MANAGEMENT, LLC](https://holderbook.com/funds/1447578-rivernorth-capital-management-llc/) | $187.0K | 79,445 | 0.0% | 2 |
| [PICTON MAHONEY ASSET MANAGEMENT](https://holderbook.com/funds/1539041-picton-mahoney-asset-management/) | $177.0K | 74,999 | 0.0% | 1 |
| [Monashee Investment Management LLC](https://holderbook.com/funds/1627608-monashee-investment-management-llc/) | $176.0K | 74,999 | 0.0% | 3 |
| [DUPONT CAPITAL MANAGEMENT CORP](https://holderbook.com/funds/1128251-dupont-capital-management-corp/) | $157.0K | 66,666 | 0.0% | 3 |
| [MMCAP International Inc. SPC](https://holderbook.com/funds/1304857-mmcap-international-inc-spc/) | $81.0K | 34,266 | 0.0% | 2 |
| [OMERS ADMINISTRATION Corp](https://holderbook.com/funds/1053321-omers-administration-corp/) | $78.0K | 33,333 | 0.0% | 1 |
| [HRT FINANCIAL LP](https://holderbook.com/funds/1475597-hrt-financial-lp/) | $78.0K | 33,261 | 0.0% | 2 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q4 2020 | 34 | $16.5M |
| Q3 2020 | 36 | $19.4M |
| Q2 2020 | 18 | $11.4M |