# CC NEUBERGER PRINCIPAL HLDNG (PCPL)

> Institutional ownership reported to the SEC as of Q4 2020, from Form 13F filings. Source: https://holderbook.com/stocks/PCPL/

- Reporting holders: 66
- Reported value: $363.6M
- Held through calls: 3.4%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [Alyeska Investment Group, L.P.](https://holderbook.com/funds/1453072-alyeska-investment-group-l-p/) | $50.6M | 4,668,639 | 0.7% | 2 |
| [MILLENNIUM MANAGEMENT LLC](https://holderbook.com/funds/1273087-millennium-management-llc/) | $32.2M | 1,945,794 | 0.0% | 3 |
| [Alpine Global Management, LLC](https://holderbook.com/funds/1581655-alpine-global-management-llc/) | $29.9M | 2,758,234 | 6.1% | 1 |
| [LH Capital Markets, LLC](https://holderbook.com/funds/1707790-lh-capital-markets-llc/) | $20.1M | 1,850,000 | 1.6% | 1 |
| [Kepos Capital LP](https://holderbook.com/funds/1512020-kepos-capital-lp/) | $18.1M | 1,671,200 | 0.8% | 2 |
| [Westchester Capital Management, LLC](https://holderbook.com/funds/1512805-westchester-capital-management-llc/) | $14.0M | 1,295,961 | 0.5% | 2 |
| [MANUFACTURERS LIFE INSURANCE COMPANY, THE](https://holderbook.com/funds/928047-manufacturers-life-insurance-company-the/) | $12.5M | 1,157,337 | 0.0% | 1 |
| [BlueCrest Capital Management Ltd](https://holderbook.com/funds/1610880-bluecrest-capital-management-ltd/) | $12.5M | 1,150,000 | 0.3% | 3 |
| [GLAZER CAPITAL, LLC](https://holderbook.com/funds/1076809-glazer-capital-llc/) | $11.7M | 1,075,183 | 0.4% | 3 |
| [Davidson Kempner Capital Management LP](https://holderbook.com/funds/1595082-davidson-kempner-capital-management-lp/) | $11.5M | 1,064,383 | 0.1% | 2 |
| [Magnetar Financial LLC](https://holderbook.com/funds/1352851-magnetar-financial-llc/) | $11.3M | 1,044,237 | 0.2% | 1 |
| [Empyrean Capital Partners, LP](https://holderbook.com/funds/1317195-empyrean-capital-partners-lp/) | $10.8M | 1,000,000 | 0.4% | 1 |
| [Castle Creek Arbitrage, LLC](https://holderbook.com/funds/1326638-castle-creek-arbitrage-llc/) | $10.7M | 987,568 | 0.7% | 2 |
| [SYCOMORE ASSET MANAGEMENT](https://holderbook.com/funds/1728681-sycomore-asset-management/) | $10.4M | 962,585 | 2.2% | 1 |
| [Altai Capital Management, L.P.](https://holderbook.com/funds/1478982-altai-capital-management-l-p/) | $10.4M | 957,800 | 13.9% | 1 |
| [ADAGE CAPITAL PARTNERS GP, L.L.C.](https://holderbook.com/funds/1165408-adage-capital-partners-gp-l-l-c/) | $9.2M | 850,000 | 0.0% | 1 |
| [Maven Securities LTD](https://holderbook.com/funds/1633046-maven-securities-ltd/) | $7.9M | 721,750 | 0.8% | 1 |
| [TIG Advisors, LLC](https://holderbook.com/funds/1358253-tig-advisors-llc/) | $6.1M | 564,438 | 0.3% | 2 |
| [HBK INVESTMENTS L P](https://holderbook.com/funds/1011443-hbk-investments-l-p/) | $6.0M | 550,000 | 0.0% | 3 |
| [EJF Capital LLC](https://holderbook.com/funds/1353254-ejf-capital-llc/) | $5.5M | 504,959 | 0.5% | 1 |
| [Northern Right Capital Management, L.P.](https://holderbook.com/funds/1346543-northern-right-capital-management-l-p/) | $4.9M | 449,999 | 1.8% | 1 |
| [PUTNAM INVESTMENTS LLC](https://holderbook.com/funds/1421578-putnam-investments-llc/) | $3.9M | 357,844 | 0.0% | 1 |
| [OMNI PARTNERS LLP](https://holderbook.com/funds/1576497-omni-partners-llp/) | $3.7M | 341,252 | 0.2% | 1 |
| [Fort Baker Capital Management LP](https://holderbook.com/funds/1688382-fort-baker-capital-management-lp/) | $3.3M | 317,510 | 1.3% | 1 |
| [UBS OCONNOR LLC](https://holderbook.com/funds/1132716-ubs-oconnor-llc/) | $3.3M | 182,499 | 0.1% | 2 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q4 2020 | 66 | $363.6M |
| Q3 2020 | 47 | $264.7M |
| Q2 2020 | 23 | $146.8M |