# PGIM ROCK ETF TR (PBMY)

> Institutional ownership reported to the SEC as of Q2 2026, from Form 13F filings. Source: https://holderbook.com/stocks/PBMY/

- Reporting holders: 14
- Reported value: $29.6M
- Held through calls: 0.0%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [PRUDENTIAL FINANCIAL INC](https://holderbook.com/funds/1137774-prudential-financial-inc/) | $15.2M | 487,637 | 0.0% | 9 |
| [JIM SAULNIER & ASSOCIATES, LLC](https://holderbook.com/funds/2044420-jim-saulnier-associates-llc/) | $4.8M | 154,475 | 1.9% | 8 |
| [SMITH, MOORE & CO.](https://holderbook.com/funds/200724-smith-moore-co/) | $2.1M | 67,908 | 0.1% | 1 |
| [Spire Wealth Management](https://holderbook.com/funds/1858740-spire-wealth-management/) | $2.0M | 63,714 | 0.1% | 5 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://holderbook.com/funds/312272-commonwealth-equity-services-llc/) | $1.2M | 40,049 | 0.0% | 9 |
| [RAYMOND JAMES FINANCIAL INC](https://holderbook.com/funds/720005-raymond-james-financial-inc/) | $755.1K | 24,219 | 0.0% | 1 |
| [Blue Water Asset Management](https://holderbook.com/funds/2033384-blue-water-asset-management/) | $749.7K | 24,045 | 0.2% | 3 |
| [AMERICAN ASSET MANAGEMENT INC.](https://holderbook.com/funds/1569454-american-asset-management-inc/) | $616.4K | 19,770 | 0.5% | 1 |
| [KINTRA WEALTH, LLC](https://holderbook.com/funds/1904432-kintra-wealth-llc/) | $572.7K | 18,045 | 0.0% | 1 |
| [KESTRA PRIVATE WEALTH SERVICES, LLC](https://holderbook.com/funds/1649451-kestra-private-wealth-services-llc/) | $486.0K | 15,587 | 0.0% | 5 |
| [MML INVESTORS SERVICES, LLC](https://holderbook.com/funds/701059-mml-investors-services-llc/) | $433.9K | 13,918 | 0.0% | 1 |
| [ROYAL BANK OF CANADA](https://holderbook.com/funds/1000275-royal-bank-of-canada/) | $310.0K | 9,938 | 0.0% | 7 |
| [Steward Partners Investment Advisory, LLC](https://holderbook.com/funds/1723397-steward-partners-investment-advisory-llc/) | $161.9K | 5,193 | 0.0% | 1 |
| [DHJJ Financial Advisors, Ltd.](https://holderbook.com/funds/1844716-dhjj-financial-advisors-ltd/) | $119.1K | 3,821 | 0.0% | 8 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q2 2026 | 14 | $29.6M |
| Q1 2026 | 11 | $14.6M |
| Q4 2025 | 10 | $13.1M |
| Q3 2025 | 8 | $11.4M |
| Q2 2025 | 9 | $11.4M |
| Q1 2025 | 7 | $6.1M |
| Q4 2024 | 6 | $5.5M |
| Q3 2024 | 5 | $4.0M |
| Q2 2024 | 3 | $1.7M |