# PGIM ROCK ETF TR (PBJN)

> Institutional ownership reported to the SEC as of Q2 2026, from Form 13F filings. Source: https://holderbook.com/stocks/PBJN/

- Reporting holders: 22
- Reported value: $42.5M
- Held through calls: 0.0%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [PRUDENTIAL FINANCIAL INC](https://holderbook.com/funds/1137774-prudential-financial-inc/) | $15.2M | 491,406 | 0.0% | 9 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://holderbook.com/funds/312272-commonwealth-equity-services-llc/) | $7.5M | 242,055 | 0.0% | 9 |
| [JIM SAULNIER & ASSOCIATES, LLC](https://holderbook.com/funds/2044420-jim-saulnier-associates-llc/) | $4.5M | 147,369 | 1.8% | 8 |
| [RAYMOND JAMES FINANCIAL INC](https://holderbook.com/funds/720005-raymond-james-financial-inc/) | $3.9M | 125,329 | 0.0% | 1 |
| [Spire Wealth Management](https://holderbook.com/funds/1858740-spire-wealth-management/) | $2.4M | 77,824 | 0.1% | 5 |
| [AMERICAN ASSET MANAGEMENT INC.](https://holderbook.com/funds/1569454-american-asset-management-inc/) | $1.3M | 41,980 | 1.1% | 5 |
| [KESTRA PRIVATE WEALTH SERVICES, LLC](https://holderbook.com/funds/1649451-kestra-private-wealth-services-llc/) | $1.2M | 38,093 | 0.0% | 5 |
| [Blue Water Asset Management](https://holderbook.com/funds/2033384-blue-water-asset-management/) | $1.0M | 33,441 | 0.3% | 3 |
| [Kestra Advisory Services, LLC](https://holderbook.com/funds/1830819-kestra-advisory-services-llc/) | $875.5K | 28,388 | 0.0% | 5 |
| [KINTRA WEALTH, LLC](https://holderbook.com/funds/1904432-kintra-wealth-llc/) | $854.5K | 27,136 | 0.0% | 1 |
| [Cetera Investment Advisers](https://holderbook.com/funds/1666741-cetera-investment-advisers/) | $674.8K | 21,881 | 0.0% | 1 |
| [CENTAURUS FINANCIAL, INC.](https://holderbook.com/funds/891943-centaurus-financial-inc/) | $649.0K | 21,040 | 0.0% | 1 |
| [Barnes Dennig Private Wealth Management LLC](https://holderbook.com/funds/2058270-barnes-dennig-private-wealth-management-llc/) | $543.5K | 17,622 | 0.4% | 5 |
| [SMITH, MOORE & CO.](https://holderbook.com/funds/200724-smith-moore-co/) | $450.1K | 14,596 | 0.0% | 1 |
| [NBZ Investment Advisors LLC](https://holderbook.com/funds/1998018-nbz-investment-advisors-llc/) | $345.3K | 11,197 | 0.1% | 7 |
| [MML INVESTORS SERVICES, LLC](https://holderbook.com/funds/701059-mml-investors-services-llc/) | $302.2K | 9,799 | 0.0% | 1 |
| [Three Seasons Wealth, LLC](https://holderbook.com/funds/2044495-three-seasons-wealth-llc/) | $282.1K | 9,146 | 0.0% | 5 |
| [ROYAL BANK OF CANADA](https://holderbook.com/funds/1000275-royal-bank-of-canada/) | $229.0K | 7,434 | 0.0% | 7 |
| [Steward Partners Investment Advisory, LLC](https://holderbook.com/funds/1723397-steward-partners-investment-advisory-llc/) | $159.5K | 5,173 | 0.0% | 1 |
| [DHJJ Financial Advisors, Ltd.](https://holderbook.com/funds/1844716-dhjj-financial-advisors-ltd/) | $140.0K | 4,538 | 0.0% | 8 |
| [Parallel Advisors, LLC](https://holderbook.com/funds/1690010-parallel-advisors-llc/) | $54.9K | 1,778 | 0.0% | 5 |
| [PNC Financial Services Group, Inc.](https://holderbook.com/funds/713676-pnc-financial-services-group-inc/) | $42.8K | 1,388 | 0.0% | 5 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q2 2026 | 22 | $42.5M |
| Q1 2026 | 18 | $19.9M |
| Q4 2025 | 16 | $18.4M |
| Q3 2025 | 16 | $16.2M |
| Q2 2025 | 16 | $15.2M |
| Q1 2025 | 6 | $6.2M |
| Q4 2024 | 7 | $5.8M |
| Q3 2024 | 5 | $4.0M |
| Q2 2024 | 3 | $1.7M |

