# PGIM ROCK ETF TR (PBFB)

> Institutional ownership reported to the SEC as of Q2 2026, from Form 13F filings. Source: https://holderbook.com/stocks/PBFB/

- Reporting holders: 17
- Reported value: $30.6M
- Held through calls: 0.0%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [PRUDENTIAL FINANCIAL INC](https://holderbook.com/funds/1137774-prudential-financial-inc/) | $15.2M | 475,014 | 0.0% | 9 |
| [Spire Wealth Management](https://holderbook.com/funds/1858740-spire-wealth-management/) | $3.0M | 94,668 | 0.1% | 2 |
| [JIM SAULNIER & ASSOCIATES, LLC](https://holderbook.com/funds/2044420-jim-saulnier-associates-llc/) | $3.0M | 93,746 | 1.2% | 6 |
| [AMERICAN ASSET MANAGEMENT INC.](https://holderbook.com/funds/1569454-american-asset-management-inc/) | $2.6M | 82,989 | 2.2% | 5 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://holderbook.com/funds/312272-commonwealth-equity-services-llc/) | $1.1M | 33,922 | 0.0% | 10 |
| [Kestra Advisory Services, LLC](https://holderbook.com/funds/1830819-kestra-advisory-services-llc/) | $1.0M | 32,476 | 0.0% | 6 |
| [Blue Water Asset Management](https://holderbook.com/funds/2033384-blue-water-asset-management/) | $828.7K | 25,963 | 0.3% | 3 |
| [Cetera Investment Advisers](https://holderbook.com/funds/1666741-cetera-investment-advisers/) | $764.5K | 23,953 | 0.0% | 10 |
| [RAYMOND JAMES FINANCIAL INC](https://holderbook.com/funds/720005-raymond-james-financial-inc/) | $670.2K | 20,997 | 0.0% | 2 |
| [Three Seasons Wealth, LLC](https://holderbook.com/funds/2044495-three-seasons-wealth-llc/) | $668.8K | 20,953 | 0.1% | 6 |
| [KINTRA WEALTH, LLC](https://holderbook.com/funds/1904432-kintra-wealth-llc/) | $529.2K | 16,300 | 0.0% | 2 |
| [MML INVESTORS SERVICES, LLC](https://holderbook.com/funds/701059-mml-investors-services-llc/) | $410.7K | 12,867 | 0.0% | 2 |
| [DHJJ Financial Advisors, Ltd.](https://holderbook.com/funds/1844716-dhjj-financial-advisors-ltd/) | $320.7K | 10,048 | 0.1% | 9 |
| [ROYAL BANK OF CANADA](https://holderbook.com/funds/1000275-royal-bank-of-canada/) | $232.0K | 7,269 | 0.0% | 2 |
| [SAGESPRING WEALTH PARTNERS, LLC](https://holderbook.com/funds/2056425-sagespring-wealth-partners-llc/) | $215.2K | 6,742 | 0.0% | 2 |
| [PNC Financial Services Group, Inc.](https://holderbook.com/funds/713676-pnc-financial-services-group-inc/) | $32.4K | 1,016 | 0.0% | 5 |
| [ST GERMAIN D J CO INC](https://holderbook.com/funds/831571-st-germain-d-j-co-inc/) | $15.5K | 485 | 0.0% | 2 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q2 2026 | 17 | $30.6M |
| Q1 2026 | 20 | $24.3M |
| Q4 2025 | 11 | $12.5M |
| Q3 2025 | 11 | $10.6M |
| Q2 2025 | 12 | $10.1M |
| Q1 2025 | 10 | $8.4M |
| Q4 2024 | 5 | $3.8M |
| Q3 2024 | 4 | $2.5M |
| Q2 2024 | 4 | $2.2M |
| Q1 2024 | 2 | $1.0M |

