# PGIM ROCK ETF TR (PBAU)

> Institutional ownership reported to the SEC as of Q2 2026, from Form 13F filings. Source: https://holderbook.com/stocks/PBAU/

- Reporting holders: 18
- Reported value: $26.1M
- Held through calls: 0.0%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [PRUDENTIAL FINANCIAL INC](https://holderbook.com/funds/1137774-prudential-financial-inc/) | $15.2M | 482,514 | 0.0% | 9 |
| [JIM SAULNIER & ASSOCIATES, LLC](https://holderbook.com/funds/2044420-jim-saulnier-associates-llc/) | $3.0M | 96,541 | 1.2% | 8 |
| [KINTRA WEALTH, LLC](https://holderbook.com/funds/1904432-kintra-wealth-llc/) | $1.5M | 47,574 | 0.1% | 2 |
| [Spire Wealth Management](https://holderbook.com/funds/1858740-spire-wealth-management/) | $1.5M | 46,407 | 0.0% | 4 |
| [Kestra Advisory Services, LLC](https://holderbook.com/funds/1830819-kestra-advisory-services-llc/) | $1.1M | 35,009 | 0.0% | 8 |
| [AMERICAN ASSET MANAGEMENT INC.](https://holderbook.com/funds/1569454-american-asset-management-inc/) | $870.9K | 27,719 | 0.7% | 4 |
| [Pathstone Holdings, LLC](https://holderbook.com/funds/2011612-pathstone-holdings-llc/) | $551.4K | 17,550 | 0.0% | 1 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://holderbook.com/funds/312272-commonwealth-equity-services-llc/) | $469.8K | 14,953 | 0.0% | 5 |
| [KESTRA PRIVATE WEALTH SERVICES, LLC](https://holderbook.com/funds/1649451-kestra-private-wealth-services-llc/) | $440.5K | 14,020 | 0.0% | 4 |
| [OLD MISSION CAPITAL LLC](https://holderbook.com/funds/1455915-old-mission-capital-llc/) | $348.6K | 11,094 | 0.0% | 1 |
| [Blue Water Asset Management](https://holderbook.com/funds/2033384-blue-water-asset-management/) | $329.4K | 10,483 | 0.1% | 3 |
| [Steward Partners Investment Advisory, LLC](https://holderbook.com/funds/1723397-steward-partners-investment-advisory-llc/) | $253.0K | 8,053 | 0.0% | 4 |
| [HARBOUR INVESTMENTS, INC.](https://holderbook.com/funds/810121-harbour-investments-inc/) | $174.7K | 5,559 | 0.0% | 2 |
| [ROYAL BANK OF CANADA](https://holderbook.com/funds/1000275-royal-bank-of-canada/) | $136.0K | 4,343 | 0.0% | 2 |
| [DHJJ Financial Advisors, Ltd.](https://holderbook.com/funds/1844716-dhjj-financial-advisors-ltd/) | $101.7K | 3,238 | 0.0% | 8 |
| [UBS Group AG](https://holderbook.com/funds/1610520-ubs-group-ag/) | $87.5K | 2,786 | 0.0% | 2 |
| [PNC Financial Services Group, Inc.](https://holderbook.com/funds/713676-pnc-financial-services-group-inc/) | $40.4K | 1,285 | 0.0% | 4 |
| [Sunrise Financial Services, LLC](https://holderbook.com/funds/2110891-sunrise-financial-services-llc/) | $16.3K | 520 | 0.0% | 3 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q2 2026 | 18 | $26.1M |
| Q1 2026 | 17 | $19.1M |
| Q4 2025 | 12 | $16.8M |
| Q3 2025 | 12 | $15.1M |
| Q2 2025 | 8 | $6.6M |
| Q1 2025 | 5 | $4.8M |
| Q4 2024 | 7 | $4.2M |
| Q3 2024 | 4 | $2.6M |
| Q2 2024 | 2 | $1.3M |