# PGIM ROCK ETF TR (PBAP)

> Institutional ownership reported to the SEC as of Q2 2026, from Form 13F filings. Source: https://holderbook.com/stocks/PBAP/

- Reporting holders: 15
- Reported value: $28.1M
- Held through calls: 0.0%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [PRUDENTIAL FINANCIAL INC](https://holderbook.com/funds/1137774-prudential-financial-inc/) | $15.2M | 488,860 | 0.0% | 9 |
| [CENTAURUS FINANCIAL, INC.](https://holderbook.com/funds/891943-centaurus-financial-inc/) | $3.2M | 104,342 | 0.1% | 5 |
| [JIM SAULNIER & ASSOCIATES, LLC](https://holderbook.com/funds/2044420-jim-saulnier-associates-llc/) | $2.5M | 81,028 | 1.0% | 8 |
| [Blue Water Asset Management](https://holderbook.com/funds/2033384-blue-water-asset-management/) | $1.5M | 48,873 | 0.5% | 3 |
| [Cetera Investment Advisers](https://holderbook.com/funds/1666741-cetera-investment-advisers/) | $1.2M | 38,309 | 0.0% | 9 |
| [SMITH, MOORE & CO.](https://holderbook.com/funds/200724-smith-moore-co/) | $1.0M | 33,333 | 0.1% | 1 |
| [Spire Wealth Management](https://holderbook.com/funds/1858740-spire-wealth-management/) | $992.8K | 32,015 | 0.0% | 5 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://holderbook.com/funds/312272-commonwealth-equity-services-llc/) | $833.0K | 26,858 | 0.0% | 6 |
| [Kestra Advisory Services, LLC](https://holderbook.com/funds/1830819-kestra-advisory-services-llc/) | $640.8K | 20,662 | 0.0% | 9 |
| [AMERICAN ASSET MANAGEMENT INC.](https://holderbook.com/funds/1569454-american-asset-management-inc/) | $528.8K | 17,051 | 0.4% | 5 |
| [DHJJ Financial Advisors, Ltd.](https://holderbook.com/funds/1844716-dhjj-financial-advisors-ltd/) | $279.7K | 9,018 | 0.1% | 8 |
| [HARBOR INVESTMENT ADVISORY, LLC](https://holderbook.com/funds/1468792-harbor-investment-advisory-llc/) | $62.0K | 2,000 | 0.0% | 5 |
| [ROYAL BANK OF CANADA](https://holderbook.com/funds/1000275-royal-bank-of-canada/) | $55.0K | 1,774 | 0.0% | 1 |
| [Steward Partners Investment Advisory, LLC](https://holderbook.com/funds/1723397-steward-partners-investment-advisory-llc/) | $52.7K | 1,700 | 0.0% | 2 |
| [PNC Financial Services Group, Inc.](https://holderbook.com/funds/713676-pnc-financial-services-group-inc/) | $18.2K | 588 | 0.0% | 5 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q2 2026 | 15 | $28.1M |
| Q1 2026 | 16 | $17.8M |
| Q4 2025 | 13 | $16.1M |
| Q3 2025 | 14 | $14.6M |
| Q2 2025 | 13 | $15.9M |
| Q1 2025 | 8 | $6.2M |
| Q4 2024 | 6 | $5.5M |
| Q3 2024 | 6 | $4.0M |
| Q2 2024 | 4 | $2.3M |