# ALPS ETF TR (OEFA)

> Institutional ownership reported to the SEC as of Q2 2026, from Form 13F filings. Source: https://holderbook.com/stocks/OEFA/

- Reporting holders: 18
- Reported value: $18.8M
- Held through calls: 0.0%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [BANK OF AMERICA CORP /DE/](https://holderbook.com/funds/70858-bank-of-america-corp-de/) | $10.1M | 291,893 | 0.0% | 17 |
| [CITADEL ADVISORS LLC](https://holderbook.com/funds/1423053-citadel-advisors-llc/) | $3.0M | 87,702 | 0.0% | 4 |
| [LPL Financial LLC](https://holderbook.com/funds/1403438-lpl-financial-llc/) | $1.6M | 47,189 | 0.0% | 17 |
| [ALPS ADVISORS INC](https://holderbook.com/funds/1376113-alps-advisors-inc/) | $1.2M | 34,380 | 0.0% | 1 |
| [RAYMOND JAMES FINANCIAL INC](https://holderbook.com/funds/720005-raymond-james-financial-inc/) | $1.0M | 29,865 | 0.0% | 7 |
| [STIFEL FINANCIAL CORP](https://holderbook.com/funds/720672-stifel-financial-corp/) | $640.4K | 18,564 | 0.0% | 11 |
| [HighTower Advisors, LLC](https://holderbook.com/funds/1462245-hightower-advisors-llc/) | $303.9K | 8,809 | 0.0% | 15 |
| [USA FINANCIAL FORMULAS](https://holderbook.com/funds/1534358-usa-financial-formulas/) | $278.3K | 8,068 | 0.1% | 1 |
| [KESTRA PRIVATE WEALTH SERVICES, LLC](https://holderbook.com/funds/1649451-kestra-private-wealth-services-llc/) | $217.9K | 6,317 | 0.0% | 5 |
| [Rockefeller Capital Management L.P.](https://holderbook.com/funds/1739439-rockefeller-capital-management-l-p/) | $155.0K | 4,492 | 0.0% | 4 |
| [ROYAL BANK OF CANADA](https://holderbook.com/funds/1000275-royal-bank-of-canada/) | $106.0K | 3,074 | 0.0% | 17 |
| [THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.](https://holderbook.com/funds/319933-thurston-springer-miller-herd-titak-inc/) | $62.5K | 1,813 | 0.0% | 6 |
| [MORGAN STANLEY](https://holderbook.com/funds/895421-morgan-stanley/) | $17.2K | 500 | 0.0% | 15 |
| [UBS Group AG](https://holderbook.com/funds/1610520-ubs-group-ag/) | $14.2K | 412 | 0.0% | 4 |
| [OSAIC HOLDINGS, INC.](https://holderbook.com/funds/1677044-osaic-holdings-inc/) | $13.8K | 400 | 0.0% | 17 |
| [Institute for Wealth Management, LLC.](https://holderbook.com/funds/1533954-institute-for-wealth-management-llc/) | $9.7K | 280 | 0.0% | 1 |
| [WELLS FARGO & COMPANY/MN](https://holderbook.com/funds/72971-wells-fargo-company-mn/) | $2.4K | 69 | 0.0% | 15 |
| [DHJJ Financial Advisors, Ltd.](https://holderbook.com/funds/1844716-dhjj-financial-advisors-ltd/) | $621 | 18 | 0.0% | 2 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q2 2026 | 18 | $18.8M |
| Q1 2026 | 19 | $18.3M |
| Q4 2025 | 19 | $22.6M |
| Q3 2025 | 19 | $22.5M |
| Q2 2025 | 16 | $19.4M |
| Q1 2025 | 18 | $18.0M |
| Q4 2024 | 19 | $16.9M |
| Q3 2024 | 20 | $21.0M |
| Q2 2024 | 18 | $19.9M |
| Q1 2024 | 18 | $19.0M |
| Q4 2023 | 18 | $16.3M |
| Q3 2023 | 16 | $18.8M |