# PGIM ROCK ETF TR (NOVP)

> Institutional ownership reported to the SEC as of Q2 2026, from Form 13F filings. Source: https://holderbook.com/stocks/NOVP/

- Reporting holders: 14
- Reported value: $27.7M
- Held through calls: 0.0%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [PRUDENTIAL FINANCIAL INC](https://holderbook.com/funds/1137774-prudential-financial-inc/) | $17.6M | 541,647 | 0.0% | 9 |
| [RAYMOND JAMES FINANCIAL INC](https://holderbook.com/funds/720005-raymond-james-financial-inc/) | $5.9M | 180,445 | 0.0% | 3 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://holderbook.com/funds/312272-commonwealth-equity-services-llc/) | $1.2M | 36,835 | 0.0% | 6 |
| [OLD MISSION CAPITAL LLC](https://holderbook.com/funds/1455915-old-mission-capital-llc/) | $694.0K | 21,326 | 0.0% | 1 |
| [Kestra Advisory Services, LLC](https://holderbook.com/funds/1830819-kestra-advisory-services-llc/) | $663.6K | 20,392 | 0.0% | 3 |
| [Maltin Wealth Management, Inc.](https://holderbook.com/funds/1764260-maltin-wealth-management-inc/) | $544.3K | 16,724 | 0.2% | 2 |
| [ROYAL BANK OF CANADA](https://holderbook.com/funds/1000275-royal-bank-of-canada/) | $495.0K | 15,199 | 0.0% | 4 |
| [Steward Partners Investment Advisory, LLC](https://holderbook.com/funds/1723397-steward-partners-investment-advisory-llc/) | $418.4K | 12,855 | 0.0% | 3 |
| [Parallel Advisors, LLC](https://holderbook.com/funds/1690010-parallel-advisors-llc/) | $59.9K | 1,839 | 0.0% | 7 |
| [DHJJ Financial Advisors, Ltd.](https://holderbook.com/funds/1844716-dhjj-financial-advisors-ltd/) | $59.4K | 1,824 | 0.0% | 3 |
| [Spire Wealth Management](https://holderbook.com/funds/1858740-spire-wealth-management/) | $45.4K | 1,395 | 0.0% | 3 |
| [PNC Financial Services Group, Inc.](https://holderbook.com/funds/713676-pnc-financial-services-group-inc/) | $25.9K | 796 | 0.0% | 3 |
| [HARBOUR INVESTMENTS, INC.](https://holderbook.com/funds/810121-harbour-investments-inc/) | $16.3K | 500 | 0.0% | 7 |
| [UBS Group AG](https://holderbook.com/funds/1610520-ubs-group-ag/) | $1.9K | 57 | 0.0% | 3 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q2 2026 | 14 | $27.7M |
| Q1 2026 | 13 | $19.4M |
| Q4 2025 | 12 | $11.5M |
| Q3 2025 | 6 | $6.7M |
| Q2 2025 | 5 | $4.5M |
| Q1 2025 | 6 | $4.0M |
| Q4 2024 | 4 | $2.4M |
| Q3 2024 | 1 | $1.6M |
| Q2 2024 | 2 | $1.7M |