# FIRST TR EXCNGE TRD ALPHADEX (FMK)

> Institutional ownership reported to the SEC as of Q3 2020, from Form 13F filings. Source: https://holderbook.com/stocks/FMK/

- Reporting holders: 18
- Reported value: $10.6M
- Held through calls: 0.0%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [SUSQUEHANNA INTERNATIONAL GROUP, LLP](https://holderbook.com/funds/1446194-susquehanna-international-group-llp/) | $2.7M | 70,542 | 0.0% | 8 |
| [CITADEL ADVISORS LLC](https://holderbook.com/funds/1423053-citadel-advisors-llc/) | $2.4M | 61,440 | 0.0% | 3 |
| [LPL Financial LLC](https://holderbook.com/funds/1403438-lpl-financial-llc/) | $2.1M | 55,283 | 0.0% | 8 |
| [GOLDMAN SACHS GROUP INC](https://holderbook.com/funds/886982-goldman-sachs-group-inc/) | $613.0K | 15,866 | 0.0% | 8 |
| [Private Advisor Group, LLC](https://holderbook.com/funds/1567755-private-advisor-group-llc/) | $519.0K | 13,441 | 0.0% | 7 |
| [UBS Group AG](https://holderbook.com/funds/1610520-ubs-group-ag/) | $434.0K | 11,222 | 0.0% | 8 |
| [ROYAL BANK OF CANADA](https://holderbook.com/funds/1000275-royal-bank-of-canada/) | $362.0K | 9,382 | 0.0% | 8 |
| [KESTRA PRIVATE WEALTH SERVICES, LLC](https://holderbook.com/funds/1649451-kestra-private-wealth-services-llc/) | $286.0K | 7,400 | 0.0% | 1 |
| [Stonebridge Financial Planning Group, LLC](https://holderbook.com/funds/1802494-stonebridge-financial-planning-group-llc/) | $245.0K | 6,105 | 0.2% | 4 |
| [LEVEL FOUR ADVISORY SERVICES, LLC](https://holderbook.com/funds/1696715-level-four-advisory-services-llc/) | $244.0K | 6,321 | 0.0% | 6 |
| [MORGAN STANLEY](https://holderbook.com/funds/895421-morgan-stanley/) | $195.0K | 5,049 | 0.0% | 12 |
| [ADVISOR GROUP HOLDINGS, INC.](https://holderbook.com/funds/1677044-advisor-group-holdings-inc/) | $183.0K | 4,850 | 0.0% | 3 |
| [BANK OF AMERICA CORP /DE/](https://holderbook.com/funds/70858-bank-of-america-corp-de/) | $98.0K | 2,528 | 0.0% | 8 |
| [WELLS FARGO & COMPANY/MN](https://holderbook.com/funds/72971-wells-fargo-company-mn/) | $93.0K | 2,400 | 0.0% | 8 |
| [The PNC Financial Services Group, Inc.](https://holderbook.com/funds/713676-the-pnc-financial-services-group-inc/) | $69.0K | 1,775 | 0.0% | 8 |
| [Founders Financial Alliance, LLC](https://holderbook.com/funds/1832190-founders-financial-alliance-llc/) | $17.0K | 450 | 0.0% | 1 |
| [Steward Partners Investment Advisory, LLC](https://holderbook.com/funds/1723397-steward-partners-investment-advisory-llc/) | $10.0K | 252 | 0.0% | 6 |
| [Rockefeller Capital Management L.P.](https://holderbook.com/funds/1739439-rockefeller-capital-management-l-p/) | $3.0K | 100 | 0.0% | 1 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q3 2020 | 18 | $10.6M |
| Q2 2020 | 15 | $6.6M |
| Q1 2020 | 18 | $6.7M |
| Q4 2019 | 22 | $8.9M |
| Q3 2019 | 21 | $8.9M |
| Q2 2019 | 21 | $11.5M |
| Q1 2019 | 21 | $11.8M |
| Q4 2018 | 19 | $21.2M |