# NORTHERN LIGHTS FD TR (DUKZ)

> Institutional ownership reported to the SEC as of Q2 2026, from Form 13F filings. Source: https://holderbook.com/stocks/DUKZ/

- Reporting holders: 17
- Reported value: $47.9M
- Held through calls: 0.0%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [ENVESTNET ASSET MANAGEMENT INC](https://holderbook.com/funds/1407543-envestnet-asset-management-inc/) | $12.1M | 471,836 | 0.0% | 3 |
| [Spartan Wealth Advisory Services LLC](https://holderbook.com/funds/2075193-spartan-wealth-advisory-services-llc/) | $10.4M | 407,807 | 0.9% | 2 |
| [VestGen Advisors, LLC](https://holderbook.com/funds/2050130-vestgen-advisors-llc/) | $8.5M | 332,545 | 0.2% | 2 |
| [Cambridge Investment Research Advisors, Inc.](https://holderbook.com/funds/1419186-cambridge-investment-research-advisors-inc/) | $6.7M | 262,632 | 0.0% | 8 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://holderbook.com/funds/312272-commonwealth-equity-services-llc/) | $2.5M | 97,563 | 0.0% | 6 |
| [Independent Wealth Network Inc.](https://holderbook.com/funds/1891240-independent-wealth-network-inc/) | $2.0M | 79,950 | 0.5% | 1 |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://holderbook.com/funds/275484-independent-financial-group-llc/) | $1.7M | 64,726 | 0.0% | 3 |
| [BUILDER INVESTMENT GROUP INC /ADV](https://holderbook.com/funds/727117-builder-investment-group-inc-adv/) | $1.0M | 40,254 | 0.2% | 1 |
| [Mutual Advisors, LLC](https://holderbook.com/funds/1694080-mutual-advisors-llc/) | $793.0K | 30,951 | 0.0% | 4 |
| [Envestnet Portfolio Solutions, Inc.](https://holderbook.com/funds/1998033-envestnet-portfolio-solutions-inc/) | $517.6K | 20,202 | 0.0% | 3 |
| [SUSQUEHANNA INTERNATIONAL GROUP, LLP](https://holderbook.com/funds/1446194-susquehanna-international-group-llp/) | $350.2K | 13,668 | 0.0% | 1 |
| [PARK AVENUE SECURITIES LLC](https://holderbook.com/funds/1071640-park-avenue-securities-llc/) | $267.0K | 10,403 | 0.0% | 2 |
| [OSAIC HOLDINGS, INC.](https://holderbook.com/funds/1677044-osaic-holdings-inc/) | $256.2K | 10,000 | 0.0% | 1 |
| [Ocean Park Asset Management, LLC](https://holderbook.com/funds/1538052-ocean-park-asset-management-llc/) | $228.3K | 8,911 | 0.0% | 3 |
| [SIGNATURE ESTATE & INVESTMENT ADVISORS LLC](https://holderbook.com/funds/1079935-signature-estate-investment-advisors-llc/) | $226.1K | 8,824 | 0.0% | 2 |
| [JANE STREET GROUP, LLC](https://holderbook.com/funds/1595888-jane-street-group-llc/) | $202.3K | 7,897 | 0.0% | 1 |
| [HARBOUR INVESTMENTS, INC.](https://holderbook.com/funds/810121-harbour-investments-inc/) | $2.5K | 97 | 0.0% | 8 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q2 2026 | 17 | $47.9M |
| Q1 2026 | 14 | $27.2M |
| Q4 2025 | 10 | $7.2M |
| Q3 2025 | 6 | $1.5M |
| Q2 2025 | 5 | $1.3M |
| Q1 2025 | 6 | $1.4M |
| Q4 2024 | 3 | $1.3M |
| Q3 2024 | 4 | $945.8K |