# NORTHERN LIGHTS FD TR (DUKQ)

> Institutional ownership reported to the SEC as of Q2 2026, from Form 13F filings. Source: https://holderbook.com/stocks/DUKQ/

- Reporting holders: 5
- Reported value: $11.5M
- Held through calls: 0.0%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [Sigma Planning Corp](https://holderbook.com/funds/1449126-sigma-planning-corp/) | $7.0M | 220,883 | 0.2% | 7 |
| [Cambridge Investment Research Advisors, Inc.](https://holderbook.com/funds/1419186-cambridge-investment-research-advisors-inc/) | $3.9M | 122,568 | 0.0% | 7 |
| [MML INVESTORS SERVICES, LLC](https://holderbook.com/funds/701059-mml-investors-services-llc/) | $608.7K | 19,135 | 0.0% | 4 |
| [OSAIC HOLDINGS, INC.](https://holderbook.com/funds/1677044-osaic-holdings-inc/) | $4.8K | 150 | 0.0% | 7 |
| [HARBOUR INVESTMENTS, INC.](https://holderbook.com/funds/810121-harbour-investments-inc/) | $3.1K | 99 | 0.0% | 8 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q2 2026 | 5 | $11.5M |
| Q1 2026 | 7 | $8.7M |
| Q4 2025 | 10 | $10.7M |
| Q3 2025 | 8 | $11.6M |
| Q2 2025 | 8 | $10.2M |
| Q1 2025 | 10 | $11.1M |
| Q4 2024 | 9 | $8.3M |
| Q3 2024 | 2 | $246.5K |