# DUFF & PHELPS SLT ENGY AND M (DSEXXXX)

> Institutional ownership reported to the SEC as of Q3 2020, from Form 13F filings. Source: https://holderbook.com/stocks/DSEXXXX/

- Reporting holders: 24
- Reported value: $1.5M
- Held through calls: 0.0%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [CSS LLC/IL](https://holderbook.com/funds/1103646-css-llc-il/) | $514.0K | 1,468,434 | 0.0% | 2 |
| [Clough Capital Partners L P](https://holderbook.com/funds/1276144-clough-capital-partners-l-p/) | $230.0K | 656,213 | 0.0% | 1 |
| [Advisors Asset Management, Inc.](https://holderbook.com/funds/1297376-advisors-asset-management-inc/) | $211.0K | 602,654 | 0.0% | 9 |
| [GUGGENHEIM CAPITAL LLC](https://holderbook.com/funds/1283072-guggenheim-capital-llc/) | $124.0K | 355,225 | 0.0% | 8 |
| [SUSQUEHANNA INTERNATIONAL GROUP, LLP](https://holderbook.com/funds/1446194-susquehanna-international-group-llp/) | $114.0K | 324,718 | 0.0% | 3 |
| [WOLVERINE ASSET MANAGEMENT LLC](https://holderbook.com/funds/1279891-wolverine-asset-management-llc/) | $93.0K | 266,052 | 0.0% | 2 |
| [Invesco Ltd.](https://holderbook.com/funds/914208-invesco-ltd/) | $27.0K | 76,173 | 0.0% | 8 |
| [WELLS FARGO & COMPANY/MN](https://holderbook.com/funds/72971-wells-fargo-company-mn/) | $25.0K | 71,169 | 0.0% | 8 |
| [HORIZON KINETICS ASSET MANAGEMENT LLC](https://holderbook.com/funds/1056823-horizon-kinetics-asset-management-llc/) | $25.0K | 71,842 | 0.0% | 7 |
| [UBS Group AG](https://holderbook.com/funds/1610520-ubs-group-ag/) | $22.0K | 63,967 | 0.0% | 8 |
| [MORGAN STANLEY](https://holderbook.com/funds/895421-morgan-stanley/) | $20.0K | 57,600 | 0.0% | 12 |
| [SIT INVESTMENT ASSOCIATES INC](https://holderbook.com/funds/769317-sit-investment-associates-inc/) | $19.0K | 55,504 | 0.0% | 2 |
| [Integrated Advisors Network LLC](https://holderbook.com/funds/1660177-integrated-advisors-network-llc/) | $9.0K | 24,739 | 0.0% | 4 |
| [HSBC HOLDINGS PLC](https://holderbook.com/funds/873630-hsbc-holdings-plc/) | $7.0K | 20,510 | 0.0% | 3 |
| [LPL Financial LLC](https://holderbook.com/funds/1403438-lpl-financial-llc/) | $7.0K | 20,931 | 0.0% | 8 |
| [ADVISOR GROUP HOLDINGS, INC.](https://holderbook.com/funds/1677044-advisor-group-holdings-inc/) | $7.0K | 20,205 | 0.0% | 3 |
| [BANK OF AMERICA CORP /DE/](https://holderbook.com/funds/70858-bank-of-america-corp-de/) | $6.0K | 19,157 | 0.0% | 8 |
| [CITADEL ADVISORS LLC](https://holderbook.com/funds/1423053-citadel-advisors-llc/) | $5.0K | 14,546 | 0.0% | 2 |
| [Creative Planning](https://holderbook.com/funds/1540235-creative-planning/) | $5.0K | 12,983 | 0.0% | 1 |
| [RAYMOND JAMES & ASSOCIATES](https://holderbook.com/funds/1084208-raymond-james-associates/) | $4.0K | 10,475 | 0.0% | 8 |
| [ROYAL BANK OF CANADA](https://holderbook.com/funds/1000275-royal-bank-of-canada/) | $2.0K | 5,972 | 0.0% | 8 |
| [NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO](https://holderbook.com/funds/1141802-northwestern-mutual-wealth-management-co/) | $1.0K | 2,500 | 0.0% | 8 |
| [HARBOR INVESTMENT ADVISORY, LLC](https://holderbook.com/funds/1468792-harbor-investment-advisory-llc/) | $1.0K | 3,000 | 0.0% | 4 |
| [Anchor Investment Management, LLC](https://holderbook.com/funds/1634149-anchor-investment-management-llc/) | $512 | 1,462 | 0.0% | 12 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q3 2020 | 24 | $1.5M |
| Q2 2020 | 26 | $1.6M |
| Q1 2020 | 27 | $1.6M |
| Q4 2019 | 32 | $15.1M |
| Q3 2019 | 28 | $21.1M |
| Q2 2019 | 26 | $23.1M |
| Q1 2019 | 33 | $24.7M |
| Q4 2018 | 38 | $19.2M |