# UBS AG LONDON BRH (CEFL)

> Institutional ownership reported to the SEC as of Q4 2019, from Form 13F filings. Source: https://holderbook.com/stocks/CEFL/

- Reporting holders: 9
- Reported value: $8.1M
- Held through calls: 0.0%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [Claybrook Capital, LLC](https://holderbook.com/funds/1729848-claybrook-capital-llc/) | $3.3M | 230,536 | 1.6% | 4 |
| [Mariner Investment Group LLC](https://holderbook.com/funds/1096978-mariner-investment-group-llc/) | $2.1M | 149,946 | 2.4% | 5 |
| [SUSQUEHANNA INTERNATIONAL GROUP, LLP](https://holderbook.com/funds/1446194-susquehanna-international-group-llp/) | $1.2M | 81,658 | 0.0% | 1 |
| [HAP Trading, LLC](https://holderbook.com/funds/1484972-hap-trading-llc/) | $513.0K | 35,942 | 0.0% | 2 |
| [FRONTIER INVESTMENT MGMT CO](https://holderbook.com/funds/1316539-frontier-investment-mgmt-co/) | $502.0K | 35,195 | 0.0% | 5 |
| [MORGAN STANLEY](https://holderbook.com/funds/895421-morgan-stanley/) | $195.0K | 13,666 | 0.0% | 3 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://holderbook.com/funds/312272-commonwealth-equity-services-llc/) | $142.0K | 10,000 | 0.0% | 5 |
| [UBS Group AG](https://holderbook.com/funds/1610520-ubs-group-ag/) | $58.0K | 4,036 | 0.0% | 5 |
| [OPTIMUM INVESTMENT ADVISORS](https://holderbook.com/funds/1037763-optimum-investment-advisors/) | $29.0K | 2,000 | 0.0% | 5 |
| [DEUTSCHE BANK AG\](https://holderbook.com/funds/948046-deutsche-bank-ag/) | $1.0K | 10,777 | 0.0% | 1 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q4 2019 | 9 | $8.1M |
| Q3 2019 | 12 | $6.5M |
| Q2 2019 | 11 | $7.9M |
| Q1 2019 | 9 | $7.7M |
| Q4 2018 | 10 | $3.5M |