# CATERPILLAR INC (CAT)

> Institutional ownership reported to the SEC as of Q3 2026, from Form 13F filings. Source: https://holderbook.com/stocks/CAT/

- Reporting holders: 209
- Reported value: $641.4M
- Held through calls: 0.1%
- Held through puts: 0.1%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [Farther Finance Advisors, LLC](https://holderbook.com/funds/1992825-farther-finance-advisors-llc/) | $34.8M | 42,881 | 0.2% | 16 |
| [PARK NATIONAL CORP /OH/](https://holderbook.com/funds/805676-park-national-corp-oh/) | $32.8M | 40,449 | 0.9% | 32 |
| [MassMutual Private Wealth & Trust, FSB](https://holderbook.com/funds/1103653-massmutual-private-wealth-trust-fsb/) | $32.3M | 39,829 | 0.9% | 32 |
| [CONGRESS ASSET MANAGEMENT CO](https://holderbook.com/funds/897378-congress-asset-management-co/) | $32.2M | 39,765 | 0.2% | 26 |
| [Valeo Financial Advisors, LLC](https://holderbook.com/funds/1722641-valeo-financial-advisors-llc/) | $26.4M | 32,612 | 0.6% | 32 |
| [AMERICAN NATIONAL BANK & TRUST](https://holderbook.com/funds/1272164-american-national-bank-trust/) | $20.6M | 25,461 | 1.9% | 26 |
| [Venture Visionary Partners LLC](https://holderbook.com/funds/1792283-venture-visionary-partners-llc/) | $19.6M | 24,185 | 0.5% | 24 |
| [Overbrook Management Corp](https://holderbook.com/funds/1269786-overbrook-management-corp/) | $19.2M | 23,655 | 3.0% | 3 |
| [FERGUSON WELLMAN CAPITAL MANAGEMENT, INC](https://holderbook.com/funds/869353-ferguson-wellman-capital-management-inc/) | $15.5M | 19,140 | 0.2% | 32 |
| [CENTRAL BANK & TRUST CO](https://holderbook.com/funds/1175954-central-bank-trust-co/) | $15.0M | 18,517 | 2.1% | 25 |
| [FIRST FINANCIAL BANK - TRUST DIVISION](https://holderbook.com/funds/1315339-first-financial-bank-trust-division/) | $14.3M | 17,696 | 1.0% | 25 |
| [GAMMA Investing LLC](https://holderbook.com/funds/2010235-gamma-investing-llc/) | $12.8M | 15,749 | 0.4% | 12 |
| [Gerald Baker Financial Group LLC](https://holderbook.com/funds/2133489-gerald-baker-financial-group-llc/) | $12.4M | 15,331 | 3.5% | 3 |
| [Gouws Capital LLC](https://holderbook.com/funds/1908828-gouws-capital-llc/) | $12.2M | 15,075 | 5.8% | 18 |
| [EASTERN BANK](https://holderbook.com/funds/1126395-eastern-bank/) | $11.5M | 14,133 | 0.2% | 32 |
| [CANANDAIGUA NATIONAL BANK & TRUST CO](https://holderbook.com/funds/1074266-canandaigua-national-bank-trust-co/) | $11.4M | 14,001 | 1.0% | 20 |
| [CoreCap Advisors, LLC](https://holderbook.com/funds/1902501-corecap-advisors-llc/) | $9.5M | 11,734 | 0.3% | 9 |
| [SAPIENT CAPITAL LLC](https://holderbook.com/funds/1998653-sapient-capital-llc/) | $9.2M | 11,325 | 0.1% | 12 |
| [Monument Capital Management](https://holderbook.com/funds/1729428-monument-capital-management/) | $9.0M | 11,063 | 1.9% | 32 |
| [Wedmont Private Capital](https://holderbook.com/funds/1904274-wedmont-private-capital/) | $8.4M | 10,543 | 0.2% | 20 |
| [Stokes Capital Advisors, LLC](https://holderbook.com/funds/1734460-stokes-capital-advisors-llc/) | $8.3M | 10,255 | 1.8% | 7 |
| [RFG - Bristol Wealth Advisors, LLC](https://holderbook.com/funds/2055104-rfg-bristol-wealth-advisors-llc/) | $7.4M | 9,113 | 1.8% | 8 |
| [Coastline Trust Co](https://holderbook.com/funds/1324279-coastline-trust-co/) | $7.3M | 8,990 | 0.7% | 32 |
| [Factor Wealth Management LTD](https://holderbook.com/funds/2055816-factor-wealth-management-ltd/) | $6.8M | 8,352 | 1.0% | 8 |
| [Exchange Bank](https://holderbook.com/funds/2001155-exchange-bank/) | $6.1M | 7,561 | 3.8% | 14 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q3 2026 | 209 | $641.4M |
| Q2 2026 | 4,079 | $431.0B |
| Q1 2026 | 3,759 | $251.4B |
| Q4 2025 | 3,557 | $200.2B |
| Q3 2025 | 3,174 | $169.0B |
| Q2 2025 | 3,038 | $134.8B |
| Q1 2025 | 2,912 | $113.7B |
| Q4 2024 | 3,021 | $132.9B |
| Q3 2024 | 2,859 | $145.9B |
| Q2 2024 | 2,736 | $126.5B |
| Q1 2024 | 2,742 | $144.6B |
| Q4 2023 | 2,618 | $114.2B |